Outsourcing for fund managers: Demystifying the regulatory structure

Amanda Lewis and Emma Radmore

Journal of Securities Operations & Custody, 2012, vol. 4, issue 4, 295-307

Abstract: Where fund managers outsource critical functions and activities, two strands of law meet. Fund managers operate under an increasingly complex and ever-changing regulatory structure. Overarching principles of business apply to them, as well as complex and detailed rules on outsourcing. In this paper, the authors describe the regulatory structure that applies when fund managers look to outsource, and offer guidance on how they should choose their service providers and negotiate their outsourcing agreements.

Keywords: outsourcing; fund management; delegation; service providers; MiFID; UCITS; FSA; systems and controls (search for similar items in EconPapers)
JEL-codes: E5 G2 K22 (search for similar items in EconPapers)
Date: 2012
References: Add references at CitEc
Citations:

Downloads: (external link)
https://hstalks.com/article/1636/download/ (application/pdf)
https://hstalks.com/article/1636/ (text/html)
Requires a paid subscription for full access.

Related works:
This item may be available elsewhere in EconPapers: Search for items with the same title.

Export reference: BibTeX RIS (EndNote, ProCite, RefMan) HTML/Text

Persistent link: https://EconPapers.repec.org/RePEc:aza:jsoc00:y:2012:v:4:i:4:p:295-307

Access Statistics for this article

More articles in Journal of Securities Operations & Custody from Henry Stewart Publications
Bibliographic data for series maintained by Henry Stewart Talks ().