From cost to opportunity: Holistic regulatory change management

Anand Narayanan
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Anand Narayanan: Planning Department, Americas Division, Sumitomo Mitsui Banking Corporation, USA

Journal of Securities Operations & Custody, 2023, vol. 15, issue 4, 325-335

Abstract: Regulations and regulatory change management (RCM) are critical for safeguarding organisations and the overall economy by providing operating guardrails for managing risks. This paper discusses the purpose of regulations, the role of regulators and the need for proactive adoption of a robust RCM framework. It provides a practitioner’s perspective for establishing in-house RCM operations, outlining opportunities for adopting regulatory technology to support efficient compliance and organisational growth needs.

Keywords: regulations; regulators; regulatory change management; RCM; compliance; risk; RegTech; rule analysis; regulatory library; requirements inventory; target operating model (search for similar items in EconPapers)
JEL-codes: E5 G2 K22 (search for similar items in EconPapers)
Date: 2023
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Persistent link: https://EconPapers.repec.org/RePEc:aza:jsoc00:y:2023:v:15:i:4:p:325-335

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