Why is managing conduct risk critical for a firm’s board?

Rajat Baijal
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Rajat Baijal: Cantor Fitzgerald, UK

Journal of Risk Management in Financial Institutions, 2018, vol. 11, issue 1, 10-18

Abstract: This paper explores the concept of conduct in relation to financial services, focusing on specific risks resulting from misconduct.

Keywords: conduct risk; the board; misconduct; financial services; operational risk; risk governance (search for similar items in EconPapers)
JEL-codes: E5 G2 (search for similar items in EconPapers)
Date: 2018
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Persistent link: https://EconPapers.repec.org/RePEc:aza:rmfi00:y:2018:v:11:i:1:p:10-18

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