Journal of Financial Regulation and Compliance

1992 - 2024

Current editor(s): Prof John Ashton

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Volume 32, issue 5, 2024

Banking on trust: exploring the relationship between Federal Reserve directors and financial institutions pp. 541-554

Elizabeth Cooper

The ripple effect: analyzing the contagion of the Tunisian revolution on the Egyptian stock market pp. 555-571

Zahra Meskini and Hasna Chaibi

Does banking consolidation improve bank stability? Evidence from Sub-Saharan Africa pp. 572-589

Philip Ayagre, Emmanuel Sarpong-Kumankoma, Anthony Q.Q. Aboagye and Patrick Opoku Asuming

Predicting stock market crashes in MENA regions: study based on the irrationality of investor behavior and the NARX model pp. 590-619

Sirine Ben Yaala and Jamel Henchiri

Crossing the lines a human approach to improving the effectiveness of the three lines model in practice pp. 620-632

Morgan Fenelon, Juliette van Doorn and Wieke Scholten

Toward a mapping of compliance risk in banks pp. 633-645

Amal Tahiri and Fatima Zahra El Arif

All are interesting to invest, I fear of missing out (FOMO): a comparative study among self-employed and salaried investors pp. 646-664

Jitender Kumar, Manju Rani, Garima Rani and Vinki Rani

Exploring aggressive tax planning dynamics: the impact of investment opportunity sets and free cash-flow surplus pp. 665-683

Anas Ghazalat

The impact of bank liquidity, monetary policy and global crises on bank risk-taking: evidence from Vietnam pp. 684-698

Phan Dinh Nguyen

Unveiling the drivers of green loan disclosures: a study of financial and governance determinants pp. 699-725

Siddharth Patel, Rajesh Desai and Krunal Soni

Volume 32, issue 4, 2024

Regulatory framework on governing equity crowdfunding: a systematic literature review and future directions pp. 421-444

Prateek Gupta, Shivansh Singh, Renu Ghosh, Sanjeev Kumar and Chirag Jain

Creating financial inclusion in “Belt and Road” countries in Europe, Asia and Africa: regulation, technology and financial literacy pp. 445-461

Xiaoling Song, Xuan Qin and XiaoMeng Feng

Market power and bank risks: insights from India and Bangladesh pp. 462-478

Suman Das and Ambika Prasad Pati

The impact of announcements of regulatory and law enforcement penalties on stock market valuation of US banks from 2000 to 2022 pp. 479-500

Václav Brož

When Bitcoin is high: cryptocurrency value, illicit markets and US marijuana bills pp. 501-515

Savva Shanaev, Efan Johnson, Mikhail Vasenin, Humnath Panta and Binam Ghimire

Shrinking the 13D disclosure window will benefit non-activist investors pp. 516-538

Ryan Christopher Polk, Steve Buchheit, Mark E. Riley and Mary S. Stone

Volume 32, issue 3, 2024

Corruption in least developed countries and ESG (responsible) investment: Standard Chartered Bank in Nepal pp. 293-312

Tim Gocher, Wen Li Chan, Jayalakshmy Ramachandran and Angelina Seow Voon Yee

How effective are the enforcement activities of derivatives exchanges in the digital age? A survey of enforcement notices through the lens of humans pp. 313-354

Alexander Conrad Culley

Does intellectual capital reduce the probability of default? pp. 355-371

Sakshi Khurana and Meena Sharma

A commentary on the EU money laundering reform in light of the subsidiarity principle pp. 372-378

Markus Tiemann

Interconnectedness of European insurers and cat shocks contagion effects pp. 379-402

Bojan Srbinoski, Klime Poposki and Vasko Bogdanovski

Institutional pressures and risk governance: testing the mediation role of collectivist orientation among financial institutions in Uganda pp. 403-419

JohnBosco Kakooza, Vicent Bagire, Ernest Abaho, John Munene and Sulait Tumwine

Volume 32, issue 2, 2024

Consumer adoption intention toward FinTech services in a bank-based financial system in Vietnam pp. 153-167

Hang Thi Ngo and Le Thi Hoai Nguyen

Shadow banking and non-performing loans: international evidence pp. 168-183

Mugabil Isayev and Omar Farooq

Customized financial literacy: a boon for universal financial inclusion of PWDs post COVID-19 pandemic in developing countries pp. 184-210

George Okello Candiya Bongomin, Pierre Yourougou, Rebecca Balinda and Joseph Baleke Yiga Lubega

Does promoters’ holding influence the liquidity risk of banks? pp. 211-229

Geetanjali Pinto, Shailesh Rastogi and Bhakti Agarwal

Do cryptocurrency investors in the UK need more protection? pp. 230-249

Yanqing Wang

Free banking theory: literature review and relevance to the regulation of cryptocurrencies debate pp. 250-265

Simon D. Norton

Risk governance and regulatory adjustments in the public commercial banks of OECD pp. 266-289

Muddassar Malik

Volume 32, issue 1, 2023

The impact of regulatory requirements on German financial institutions’ outsourcing arrangements pp. 1-17

Riffat Hasan and Oliver Kruse

The impacts of corporate governance on firms’ performance: from theories and approaches to empirical findings pp. 18-46

Hoang Bui and Zoltán Krajcsák

Economic policy uncertainty and Indian banking stability: the mediating role of regulation and supervision pp. 47-60

Aamir Aijaz Syed

The role of inside debt in banks’ M&A choices: wealth expropriation or conflict resolution? pp. 61-79

Ziyun Yang, Lanyi Yan Zhang and Claire J. Yan

Dark side of decentralised finance: a call for enhanced AML regulation based on use cases of illicit activities pp. 80-97

Vladlena Benson, Umut Turksen and Bogdan Adamyk

Ethical governance and the board’s moderating role in Zakat avoidance effects on firm value in muslim nations pp. 98-117

Ines Kateb and Khaoula Ftouhi

Factors and determinants affecting banking sector stability: empirical evidence from conventional and Islamic banks listed on the Palestine stock exchange pp. 118-150

Nemer Badwan, Besan Saleh and Montaser Hamdan

Volume 31, issue 5, 2023

COVID-19 and financial institution stability: stress testing the Eastern Caribbean currency union pp. 525-545

Dalano DaSouza, Kareem Martin, Peter Abraham and Godson Davis

Bank risk exposures and bank stability in Africa: the role of regulations in a non-linear model pp. 546-567

Daniel Ofori-Sasu, Benjamin Mekpor, Eunice Adu-Darko and Emmanuel Sarpong-Kumankoma

Bank risk and returns: did prompt corrective action make a difference? pp. 568-587

Saibal Ghosh

Disclosing sales compensation and its impacts on misleading sales behaviors: some observations from Taiwan’s life insurance salespeople pp. 588-606

Yu-Hsien Lu, Yue-Min Kang and Lu-Ming Tseng

Insights into UK investment firms’ efforts to comply with MiFID II RTS 6 that governs the conduct of algorithmic trading pp. 607-629

Alexander Conrad Culley

Solvency II post-Brexit: equivalence discussion in light of the UK solvency II review and the financial services and markets bill pp. 630-662

Antonia Müller and Svend Reuse

Capital buffers, business models and the probability of bank distress: a dynamic panel investigation pp. 663-695

Zied Saadaoui and Salma Mokdadi

The impact of tighter banking regulation on bank loan loss provisioning: empirical evidence from a quasi-natural experiment pp. 696-713

Hiep Ngoc Luu, Phuong-Tra Vu, Dung Thuy Thi Nguyen and Thinh Gia Hoang

Regulatory non-compliances in microfinance operations: a survey of Indian microfinance institutions pp. 714-728

Sunil Sangwan, Narayan Chandra Nayak and Vikas Sangwan

Bank crisis resolution in India pp. 729-753

Soumik Bhusan, Ajit Dayanandan and Naresh Gopal

Evaluating the perceived usefulness and fairness of forensic accounting and investigation standards pp. 754-769

Abinash Mandal and Amilan S.

Societal trust and bank opacity pp. 770-783

George Kladakis, Sotirios K. Bellos and Alexandros Skouralis

Methods of regulatory impact assessment: critical analysis and alternative method pp. 784-799

Driss El Kadiri Boutchich

Volume 31, issue 4, 2023

Assessing the financial and informational role of supervisory stress tests: EU-wide 2018 stress testvis-à-visEU-wide 2021 stress test pp. 397-419

Dimitrios Karakostas, Ioannis Tsakalos and Athanasios Fassas

Impact of financial inclusion on economic growth in secular and religious countries pp. 420-444

Peterson Ozili, Sok Heng Lay and Aamir Aijaz Syed

Investment strategies of sovereign wealth funds: the potential and challenges of empirical research pp. 445-468

Abdulaziz K. Alosaimi and Mishari M. Alfraih

Can regulations prevent financial crises? Uses of the past in the evolution of regulatory reforms in Sweden pp. 469-482

Asa Malmstrom Rognes and Mats Larsson

Calibration issues under the EU capital regime for investment firms pp. 483-502

Mete Feridun

Telecommunications regulation, mobile money innovations and financial inclusion pp. 503-521

Simplice Asongu

Volume 31, issue 3, 2023

Risk management practices and credit risk of the significantly supervised European banks pp. 261-280

Anum Qureshi and Eric Lamarque

Investigating the disclosure compliance of Basel III in emerging markets: a comparative study between UAE and Indian banks pp. 281-297

Suja Sarah Thomas, Manish Bansal and Ibrahim Ahmed

Compliance and governance: evidence from financial institutions in Taiwan pp. 298-315

Shao-Huai Liang, Hsuan-Chu Lin and Hui-Yu Hsiao

Bank-specific factors and credit risk: evidence from Italian banks in different local markets pp. 316-350

Cristian Barra and Nazzareno Ruggiero

Banking sector reforms in Nigeria: an empirical appraisal pp. 351-378

Ibrahim Alley, Halima Hassan, Ahmad Wali and Fauziyah Suleiman

The relation between auditing and accounting timeliness in Swedish private firms pp. 379-396

Fredrik Hartwig, Emil Hansson, Linn Nielsen and Patrik Sörqvist

Volume 31, issue 2, 2022

Bank regulation and risk-taking in sub-Sahara Africa pp. 149-169

Sopani Gondwe, Tendai Gwatidzo and Nyasha Mahonye

Jurisdictional arbitrage: combatting an inevitable by-product of cryptoasset regulation pp. 170-185

Sideris Draganidis

The regulation of RegTech and SupTech in finance: ensuring consistency in principle and in practice pp. 186-199

Jonathan McCarthy

Institutional quality, macroeconomic uncertainty and efficiency of financial institutions in Sub-Saharan Africa pp. 200-219

Rexford Abaidoo and Elvis Kwame Agyapong

Does the deployment of algorithms combined with direct electronic access increase conduct risk? Evidence from the LME pp. 220-236

Alexander Conrad Culley

Global financial crisis, international capital requirement and bank financial stability: an international evidence pp. 237-258

Baah Aye Kusi, Joseph Ato Forson, Eunice Adu-Darko and Elikplimi Agbloyor

Volume 31, issue 1, 2022

Implementation of MiFID II investor protection provisions by private banks within the European Union pp. 1-15

Tom Loonen and Ronald Janssen

European banks’ business models as a driver of strategic planning: one size fits all pp. 16-39

Egidio Palmieri, Enrico Fioravante Geretto and Maurizio Polato

Continuous auditing in public sector and central banks: a framework to tackle implementation challenges pp. 40-59

Salvatore Polizzi and Enzo Scannella

A systematic review on forensic accounting and its contribution towards fraud detection and prevention pp. 60-95

Baljinder Kaur, Kiran Sood and Simon Grima

Influence of virtual currency development and investor attention on financial stocks’ value: evidence from selected Asian equity markets pp. 96-125

Ming Torng Ang and Yee Peng Chow

Capital regulation, liquidity risk, efficiency and banks performance in emerging economies pp. 126-145

Nicholas Addai Boamah, Emmanuel Opoku and Augustine Boakye-Dankwa