Journal of Financial Regulation and Compliance

1992 - 2025

Current editor(s): Prof John Ashton

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Volume 33, issue 3, 2025

Beyond complexity: do alms tax (zakat) law intricacies justify non-compliance behaviour? pp. 307-325

Saeed Awadh Bin-Nashwan

Interest rate regulation and bank lending behaviour: evidence from Kenya pp. 326-346

Jane Ngaruiya, Pat Obi and David Mathuva

Is ownership structure effective in the relationship between ESG and bank performance? pp. 347-358

Berna Dogan Basar, İbrahim Halil Ekşi and Rizky Yudaruddin

Banking and financial regulation in Sub-Saharan Africa: a systematic literature review and multiple regression approach pp. 359-385

Oluwatoyin Esther Akinbowale, Mulatu Fekadu Zerihun and Polly Mashigo

Shadow banking interconnectedness in South Africa: Toda and Yamamoto (T-Y) Granger causality test pp. 386-405

Lawrence Mashimbye and Ashenafi Beyene Fanta

Compliance control systems in financial institutions: a contingency approach pp. 425-450

Fatima Zahra El Arif and Amal Tahiri

Volume 33, issue 2, 2025

Unravelling the natural resources and capital flight nexus: evidence from BRICS nations pp. 129-151

Shivangi Pathak, Ashis Pradhan and Ronny Thomas

The role of bank diversity in the banking development-income inequality nexus. Regional evidence from Italy pp. 152-189

Cristian Barra and Christian D’Aniello

Does trade uncertainty in US and China influence Indian banking stability: An analysis through the lens of banking regulation and compliance pp. 190-213

Aamir Aijaz Syed

Corporate governance and liquidity creation in a duality banking system pp. 214-243

Nurhastuty Wardhani, Robert Faff and Lewis Liu

The impact of decentralized finance development on banks deposits variability: PVAR approach pp. 244-264

Nabil Harir and Zakariae Bel Mkaddem

Transaction monitoring in search of professional money launderers – a microeconomic model pp. 265-279

Kalle Johannes Rose and Rasmus Ingemann Tuffveson Jensen

Evaluating the influence of digital financial inclusion on financial crises and economic cycles: a Bayesian logistic regression insight pp. 280-301

Dinh Le Quoc, Huy Nguyen Quoc and Hai Nguyen Van

Volume 33, issue 1, 2024

Financial liberalisation and illicit financial outflows in African countries: does institutional quality and macroeconomic stability matter? pp. 1-15

Leward Jeke, Clement Moyo and Richard Apau

A law and economic analysis of trading through dark pools pp. 16-30

Artemisa Ntourou and Aineas Mallios

CBDCs, regulated stablecoins and tokenized traditional assets under the Basel Committee rules on cryptoassets pp. 31-47

Michael Chak Sham Wong, Emil Ka Ho Chan and Imran Yousaf

Capital buffer and bank risk-taking in Vietnam: the moderating role of capital regulation and shadow banking pp. 48-66

Dieu Tran and Truc Nguyen

Religious diversity, formal institutional environments and regulatory capital decisions pp. 67-86

William Mawuli K. Adjimah, Nicholas Addai Boamah, Joseph Oscar Akotey and Kingsley Opoku Appiah

FinTech and CO2emission: evidence from (top 7) mobile money economies in Africa pp. 87-108

Cephas Paa Kwasi Coffie, Frederick Kwame Yeboah, Abraham Simon Otim Emuron and Kwami Ahiabenu

The role of activity restrictions on financial intermediation costs in ASEAN countries pp. 109-128

Fatin Nur Hidayah Taib Khan, Nurhafiza Abdul Kader Malim and Tajul Ariffin Masron

Volume 32, issue 5, 2024

Banking on trust: exploring the relationship between Federal Reserve directors and financial institutions pp. 541-554

Elizabeth Cooper

The ripple effect: analyzing the contagion of the Tunisian revolution on the Egyptian stock market pp. 555-571

Zahra Meskini and Hasna Chaibi

Does banking consolidation improve bank stability? Evidence from Sub-Saharan Africa pp. 572-589

Philip Ayagre, Emmanuel Sarpong-Kumankoma, Anthony Q.Q. Aboagye and Patrick Asuming

Predicting stock market crashes in MENA regions: study based on the irrationality of investor behavior and the NARX model pp. 590-619

Sirine Ben Yaala and Jamel Henchiri

Crossing the lines a human approach to improving the effectiveness of the three lines model in practice pp. 620-632

Morgan Fenelon, Juliette van Doorn and Wieke Scholten

Toward a mapping of compliance risk in banks pp. 633-645

Amal Tahiri and Fatima Zahra El Arif

All are interesting to invest, I fear of missing out (FOMO): a comparative study among self-employed and salaried investors pp. 646-664

Jitender Kumar, Manju Rani, Garima Rani and Vinki Rani

Exploring aggressive tax planning dynamics: the impact of investment opportunity sets and free cash-flow surplus pp. 665-683

Anas Ghazalat

The impact of bank liquidity, monetary policy and global crises on bank risk-taking: evidence from Vietnam pp. 684-698

Phan Dinh Nguyen

Unveiling the drivers of green loan disclosures: a study of financial and governance determinants pp. 699-725

Siddharth Patel, Rajesh Desai and Krunal Soni

Volume 32, issue 4, 2024

Regulatory framework on governing equity crowdfunding: a systematic literature review and future directions pp. 421-444

Prateek Gupta, Shivansh Singh, Renu Ghosh, Sanjeev Kumar and Chirag Jain

Creating financial inclusion in “Belt and Road” countries in Europe, Asia and Africa: regulation, technology and financial literacy pp. 445-461

Xiaoling Song, Xuan Qin and XiaoMeng Feng

Market power and bank risks: insights from India and Bangladesh pp. 462-478

Suman Das and Ambika Prasad Pati

The impact of announcements of regulatory and law enforcement penalties on stock market valuation of US banks from 2000 to 2022 pp. 479-500

Václav Brož

When Bitcoin is high: cryptocurrency value, illicit markets and US marijuana bills pp. 501-515

Savva Shanaev, Efan Johnson, Mikhail Vasenin, Humnath Panta and Binam Ghimire

Shrinking the 13D disclosure window will benefit non-activist investors pp. 516-538

Ryan Christopher Polk, Steve Buchheit, Mark E. Riley and Mary S. Stone

Volume 32, issue 3, 2024

Corruption in least developed countries and ESG (responsible) investment: Standard Chartered Bank in Nepal pp. 293-312

Tim Gocher, Wen Li Chan, Jayalakshmy Ramachandran and Angelina Seow Voon Yee

How effective are the enforcement activities of derivatives exchanges in the digital age? A survey of enforcement notices through the lens of humans pp. 313-354

Alexander Conrad Culley

Does intellectual capital reduce the probability of default? pp. 355-371

Sakshi Khurana and Meena Sharma

A commentary on the EU money laundering reform in light of the subsidiarity principle pp. 372-378

Markus Tiemann

Interconnectedness of European insurers and cat shocks contagion effects pp. 379-402

Bojan Srbinoski, Klime Poposki and Vasko Bogdanovski

Institutional pressures and risk governance: testing the mediation role of collectivist orientation among financial institutions in Uganda pp. 403-419

JohnBosco Kakooza, Vicent Bagire, Ernest Abaho, John Munene and Sulait Tumwine

Volume 32, issue 2, 2024

Consumer adoption intention toward FinTech services in a bank-based financial system in Vietnam pp. 153-167

Hang Thi Ngo and Le Thi Hoai Nguyen

Shadow banking and non-performing loans: international evidence pp. 168-183

Mugabil Isayev and Omar Farooq

Customized financial literacy: a boon for universal financial inclusion of PWDs post COVID-19 pandemic in developing countries pp. 184-210

George Okello Candiya Bongomin, Pierre Yourougou, Rebecca Balinda and Joseph Baleke Yiga Lubega

Does promoters’ holding influence the liquidity risk of banks? pp. 211-229

Geetanjali Pinto, Shailesh Rastogi and Bhakti Agarwal

Do cryptocurrency investors in the UK need more protection? pp. 230-249

Yanqing Wang

Risk governance and regulatory adjustments in the public commercial banks of OECD pp. 266-289

Muddassar Malik

Volume 32, issue 1, 2023

The impact of regulatory requirements on German financial institutions’ outsourcing arrangements pp. 1-17

Riffat Hasan and Oliver Kruse

The impacts of corporate governance on firms’ performance: from theories and approaches to empirical findings pp. 18-46

Hoang Bui and Zoltán Krajcsák

Economic policy uncertainty and Indian banking stability: the mediating role of regulation and supervision pp. 47-60

Aamir Aijaz Syed

The role of inside debt in banks’ M&A choices: wealth expropriation or conflict resolution? pp. 61-79

Ziyun Yang, Lanyi Yan Zhang and Claire J. Yan

Dark side of decentralised finance: a call for enhanced AML regulation based on use cases of illicit activities pp. 80-97

Vladlena Benson, Umut Turksen and Bogdan Adamyk

Ethical governance and the board’s moderating role in Zakat avoidance effects on firm value in muslim nations pp. 98-117

Ines Kateb and Khaoula Ftouhi

Factors and determinants affecting banking sector stability: empirical evidence from conventional and Islamic banks listed on the Palestine stock exchange pp. 118-150

Nemer Badwan, Besan Saleh and Montaser Hamdan