Combined Framework for State of Charge Estimation of Lithium-Ion Batteries: Optimized LSTM Network Integrated with IAOA and AUKF

Jing Han, Yaolin Dong and Wei Wang ()
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Jing Han: China Aluminum Ningxia Energy Group Co., Ltd., Yinchuan 750004, China
Yaolin Dong: School of Automation, Central South University, Changsha 410083, China
Wei Wang: School of Automation, Central South University, Changsha 410083, China

Mathematics, 2025, vol. 13, issue 16, 1-20

Abstract: The State of Charge (SOC) is vital for battery system management. Enhancing SOC estimation boosts system performance. This paper presents a combined framework that improves SOC estimation’s accuracy and stability for electric vehicles. The framework combines a Long Short-Term Memory (LSTM) network with an Adaptive Unscented Kalman Filter (AUKF). An Improved Arithmetic Optimization Algorithm (IAOA) fine-tunes the LSTM’s hyperparameters. Its novelty lies in its adaptive iteration algorithm, which adjusts iterations based on a threshold, optimizing computational efficiency. It also integrates a genetic mutation strategy into the AOA to overcome local optima by mutating iterations. Additionally, the AUKF’s adaptive noise algorithm updates noise covariance in real-time, enhancing SOC estimation precision. The inputs of the proposed method include battery current, voltage, and temperature, then producing an accurate SOC output. The predictions of LSTM are refined through AUKF to obtain reliable SOC estimation. The proposed framework is firstly evaluated utilizing a public dataset and then applied to battery packs on actual engineering vehicles. Results indicate that the Root Mean Square Errors (RMSEs) of the SOC estimations in practical applications are below 0.6%, and the Maximum Errors (MAX) are under 3.3%, demonstrating the accuracy and robustness of the proposed combined framework.

Keywords: adaptive unscented Kalman filter; arithmetic optimization algorithm; Lithium-ion batteries; State of Charge; long short-term memory network (search for similar items in EconPapers)
JEL-codes: C (search for similar items in EconPapers)
Date: 2025
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