A Fully Coupled Sensitivity Analysis Framework for Offshore Wind Turbines Based on an XGBoost Surrogate Model and the Interpretation of SHAP

Zhongbo Hu, Liangxian Li, Xiang Gao, Jianfeng Xu, Xinyi Liu, Sen Gong (), Wenhua Wang, Wei Shi and Xin Li
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Zhongbo Hu: PowerChina Chengdu Engineering Corporation Limited, Chengdu 611130, China
Liangxian Li: PowerChina Chengdu Engineering Corporation Limited, Chengdu 611130, China
Xiang Gao: PowerChina Chengdu Engineering Corporation Limited, Chengdu 611130, China
Jianfeng Xu: PowerChina Chengdu Engineering Corporation Limited, Chengdu 611130, China
Xinyi Liu: PowerChina Chengdu Engineering Corporation Limited, Chengdu 611130, China
Sen Gong: State Key Laboratory of Coastal and Offshore Engineering, School of Infrastructure Engineering, Dalian University of Technology, Dalian 116024, China
Wenhua Wang: State Key Laboratory of Coastal and Offshore Engineering, School of Infrastructure Engineering, Dalian University of Technology, Dalian 116024, China
Wei Shi: State Key Laboratory of Coastal and Offshore Engineering, School of Infrastructure Engineering, Dalian University of Technology, Dalian 116024, China
Xin Li: State Key Laboratory of Coastal and Offshore Engineering, School of Infrastructure Engineering, Dalian University of Technology, Dalian 116024, China

Sustainability, 2025, vol. 17, issue 20, 1-20

Abstract: To advance global sustainability and meet climate targets, the development of reliable renewable energy infrastructure is paramount. Offshore wind energy is a key factor in achieving this goal, and ensuring its operational efficiency requires a deep understanding of the sources of uncertainty faced by offshore wind turbines (OWTs). This study proposes and implements an integrated framework for sensitivity analysis (SA) to investigate the key sources of uncertainty influencing the dynamic response of an OWT. This framework is based on the XGBoost surrogate model and Sobol’s method, aiming to efficiently and accurately quantify the impact of various uncertain parameters. A key methodological novelty lies in the integrated use of Sobol’s method and SHapley Additive exPlanations (SHAP), which provides a unique cross-validating mechanism for the sensitivity results. This study demonstrates the strongly condition-dependent nature of the OWT’s sensitivity characteristics by analyzing design load cases. The results indicate that wind speed is the dominant factor influencing the structural response under normal operating conditions. In contrast, under extreme shutdown conditions, the response of the OWT is primarily governed by the physical and material properties of the structure. In addition, the high consistency between the results of SHAP technology and the SA results obtained by Sobol’s method confirms the reliability of the proposed framework. The identified key sources of uncertainty provide direct practical insights for design optimization and reliability assessment of OWTs.

Keywords: offshore wind turbine; sensitivity analysis; uncertainty quantification; coupled dynamic analysis (search for similar items in EconPapers)
JEL-codes: O13 Q Q0 Q2 Q3 Q5 Q56 (search for similar items in EconPapers)
Date: 2025
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