Insider Trading Laws and the Role of Securities Analysts

Michael S. Caccese

Financial Analysts Journal, 1997, vol. 53, issue 2, 9-12

Abstract: To maintain a fair and open market, the use of nonpublic material information is generally prohibited by law or regulation. Financial analysts, whose profession depends upon gathering and processing information about companies, need to scrupulously avoid receiving, communicating, and trading on “insider” information.

Date: 1997
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DOI: 10.2469/faj.v53.n2.2066

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