Déontologue de marché: de la pratique des institutions à l'institutionnalisation des pratiques

Marc Lenglet ()

in Economics Thesis from University Paris Dauphine from Paris Dauphine University

Abstract: The research aims at studying the compliance of financial practices, the body of rules applicable to financial market participants. It studies the compliance function, a cornerstone of the compliance control system in place within financial services providers. Through this function, we highlight the ways in which norms are disseminated within practices, a dissemination that contributes to the institutionalisation of legitimate practices, aimed at reducing the reputational risk supported by the activities. We study how compliance officers achieve the deployment of discursive devices, making the transition from generic normative texts to specific practical contexts : such a transition can be said to perform market practices, by framing and making these legitimate. The explanation, which draws on a social-constructionist approach, has been elaborated from a long-lasting participant observation within an equity brokerage house.

Keywords: Courtage; Morale des affaires; Institutions financières; Autorité des marchés financiers (search for similar items in EconPapers)
JEL-codes: G24 G28 (search for similar items in EconPapers)
Date: 2008 Written 2008
Note: dissertation
References: Add references at CitEc
Citations: View citations in EconPapers (1)

Downloads: (external link)
http://basepub.dauphine.fr/xmlui/bitstream/1234567 ... rcLENGLET_Resume.pdf (application/pdf)
Our link check indicates that this URL is bad, the error code is: 500 Can't connect to basepub.dauphine.psl.eu:443 (Bad file descriptor) (http://basepub.dauphine.fr/xmlui/bitstream/123456789/103/4/These_MarcLENGLET_Resume.pdf [301 Moved Permanently]--> https://basepub.dauphine.psl.eu/xmlui/bitstream/123456789/103/4/These_MarcLENGLET_Resume.pdf)
http://basepub.dauphine.fr/xmlui/bitstream/123456789/103/5/These_MarcLENGLET.pdf (application/pdf)
Our link check indicates that this URL is bad, the error code is: 500 Can't connect to basepub.dauphine.psl.eu:443 (Bad file descriptor) (http://basepub.dauphine.fr/xmlui/bitstream/123456789/103/5/These_MarcLENGLET.pdf [301 Moved Permanently]--> https://basepub.dauphine.psl.eu/xmlui/bitstream/123456789/103/5/These_MarcLENGLET.pdf)

Related works:
This item may be available elsewhere in EconPapers: Search for items with the same title.

Export reference: BibTeX RIS (EndNote, ProCite, RefMan) HTML/Text

Persistent link: https://EconPapers.repec.org/RePEc:dau:thesis:123456789/103

Ordering information: This item can be ordered from
http://basepub.dauph ... handle/123456789/103

Access Statistics for this book

More books in Economics Thesis from University Paris Dauphine from Paris Dauphine University Contact information at EDIRC.
Bibliographic data for series maintained by Alexandre Faure ( this e-mail address is bad, please contact ).