Regulation of the Securities Industry

J. Dundas Hamilton

Chapter 8 in Stockbroking Tomorrow, 1986, pp 131-149 from Palgrave Macmillan

Abstract: Abstract Future regulation is the single element in the new structure of the securities industry that is currently causing the most public concern. While deregulation from over-stringent restrictions continues abroad, there are fears that too many of the self-regulating features of dual capacity will be irreplaceable in the change at home. The support given by Parliament to the Lloyds of London Bill, which removed dual capacity from the insurance market, is seen as inconsistent with the new amalgamations within The Stock Exchange. It is important, therefore, to look at the regulatory framework that now exists and the investigations into suitable safeguards that took place in the past before examining in detail the proposals for the future.

Keywords: Stock Exchange; Investor Protection; Security Market; Inside Trading; Debt Security (search for similar items in EconPapers)
Date: 1986
References: Add references at CitEc
Citations:

There are no downloads for this item, see the EconPapers FAQ for hints about obtaining it.

Related works:
This item may be available elsewhere in EconPapers: Search for items with the same title.

Export reference: BibTeX RIS (EndNote, ProCite, RefMan) HTML/Text

Persistent link: https://EconPapers.repec.org/RePEc:pal:palchp:978-1-349-03406-2_8

Ordering information: This item can be ordered from
http://www.palgrave.com/9781349034062

DOI: 10.1007/978-1-349-03406-2_8

Access Statistics for this chapter

More chapters in Palgrave Macmillan Books from Palgrave Macmillan
Bibliographic data for series maintained by Sonal Shukla () and Springer Nature Abstracting and Indexing ().