How Is Legislation Implemented on the European Financial Markets?

Poul Lykkesfeldt () and Laurits Louis Kjaergaard ()

Chapter Chapter 13 in Investor Relations and ESG Reporting in a Regulatory Perspective, 2022, pp 99-116 from Springer

Abstract: Abstract This chapter discusses the most relevant regulatory themes within the legal framework of MiFID II (like FINRA in the US), MiFIR and MAR. These regulatory themes are extensive and vast. It is our ambition, in this chapter, to provide an overview of the most profound current and coming regulatory framework relevant for financial markets practitioners and their daily work, and to highlight some of their key attributes relevant for the market participants. This includes providing vital cornerstones and how professionals operate within the regulatory framework to both secure that relevant legislation is fully complied with and at the same time conduct efficient IR for the benefit of the financial markets’ stakeholders.

Keywords: EU regulation; MiFID II; MiFIR; MAR; Primary law; Secondary law; Regulation; Directives; Investor classification; Inside information (search for similar items in EconPapers)
Date: 2022
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Persistent link: https://EconPapers.repec.org/RePEc:spr:sprchp:978-3-031-05800-4_13

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DOI: 10.1007/978-3-031-05800-4_13

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