Learning from the Impact on Financial Markets of Recent Legislation

Poul Lykkesfeldt () and Laurits Louis Kjaergaard ()

Chapter Chapter 14 in Investor Relations and ESG Reporting in a Regulatory Perspective, 2022, pp 117-122 from Springer

Abstract: Abstract The past decade’s regulatory wave has had profound effects on investment banks. They have faced decreasing income but also increased costs, effecting their historic very lucrative margins. We believe it is essential for the IRO to understand the situation of one of their most important stakeholders, i.e. the investment banks, to navigate how to collaborate with them. In addition, we believe it is reasonable to assume that further legislation with new and amending requirements will continue to be introduced. The core objectives dictated by the EU treaties will be the same of protecting investors, promoting fair financial markets and harmonisation the investment market. This chapter provides an overview of the practical impact of the regulatory framework on the traditional financial markets.

Keywords: Inducements; Independent advisory; Sell-side disruption; Unbundling research; Research coverage; Liquidity; KYC (search for similar items in EconPapers)
Date: 2022
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Persistent link: https://EconPapers.repec.org/RePEc:spr:sprchp:978-3-031-05800-4_14

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DOI: 10.1007/978-3-031-05800-4_14

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