Control and Oversight

Ross K. McGill () and Kirsty V. Pitkin ()
Additional contact information
Ross K. McGill: TConsult Ltd
Kirsty V. Pitkin: TConsult Ltd

Chapter Chapter 12 in Qualified Intermediary, 2025, pp 113-123 from Springer

Abstract: Abstract This chapter explains the control and oversight components of the QIQualified Intermediary (QI) Agreement, notably the establishment of certification periodscertification periods, the requirement to conduct Periodic Reviews and their context in the triennial certification process with the IRS.

Date: 2025
References: Add references at CitEc
Citations:

There are no downloads for this item, see the EconPapers FAQ for hints about obtaining it.

Related works:
This item may be available elsewhere in EconPapers: Search for items with the same title.

Export reference: BibTeX RIS (EndNote, ProCite, RefMan) HTML/Text

Persistent link: https://EconPapers.repec.org/RePEc:spr:sprchp:978-3-031-81410-5_12

Ordering information: This item can be ordered from
http://www.springer.com/9783031814105

DOI: 10.1007/978-3-031-81410-5_12

Access Statistics for this chapter

More chapters in Springer Books from Springer
Bibliographic data for series maintained by Sonal Shukla () and Springer Nature Abstracting and Indexing ().