The Conceptual Underpinnings of Australian Securities Regulation

Malcolm Rodgers

Chapter 2 in Private Equity, Corporate Governance and the Dynamics of Capital Market Regulation, 2007, pp 19-27 from World Scientific Publishing Co. Pte. Ltd.

Abstract: AbstractThe following sections are included:A CLEAR CONCEPTUAL FRAMEWORKINFLUENCES ON ASIC'S THINKINGCURRENT CHALLENGESAccounting for Regulatory PerformanceCosts and Benefits of RegulationPrinciples versus Rules — Practical Implications for RegulatorsPARTNERSHIPS BETWEEN REGULATOR AND THE ACADEMY

Keywords: Private Equity; Conflicts of Interest; Financial Regulation; Enforcement; Investment Banks; Fiduciary Duties (search for similar items in EconPapers)
Date: 2007
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