ASIC v Citigroup: Investment Banks, Conflicts of Interest, and Chinese Walls

Pamela F Hanrahan

Chapter 6 in Private Equity, Corporate Governance and the Dynamics of Capital Market Regulation, 2007, pp 117-142 from World Scientific Publishing Co. Pte. Ltd.

Abstract: AbstractThe following sections are included:THE CASE AGAINST CITIGROUPThe Patrick TakeoverThe AllegationsTHE CONFLICTS CLAIMSISSUE 1: THE FIDUCIARY POINTThe Fiduciary Character of Advisory RelationshipsThe Effect of the Contractual StipulationISSUE 2: THE CONFLICTS POINTThe Daly Positive Duty of DisclosureThe Fourth and Fifth AllegationsISSUE 3: INFORMED CONSENTISSUE 4: CONFLICTS MANAGEMENT AND CHINESE WALLSChinese WallsIMPLICATIONS FOR ADVISERSTHE NATURE OF FIDUCIARY DUTIESIMPLICATIONS FOR REGULATION

Keywords: Private Equity; Conflicts of Interest; Financial Regulation; Enforcement; Investment Banks; Fiduciary Duties (search for similar items in EconPapers)
Date: 2007
References: Add references at CitEc
Citations:

Downloads: (external link)
https://www.worldscientific.com/doi/pdf/10.1142/9781860948497_0006 (application/pdf)
https://www.worldscientific.com/doi/abs/10.1142/9781860948497_0006 (text/html)
Ebook Access is available upon purchase.

Related works:
This item may be available elsewhere in EconPapers: Search for items with the same title.

Export reference: BibTeX RIS (EndNote, ProCite, RefMan) HTML/Text

Persistent link: https://EconPapers.repec.org/RePEc:wsi:wschap:9781860948497_0006

Ordering information: This item can be ordered from

Access Statistics for this chapter

More chapters in World Scientific Book Chapters from World Scientific Publishing Co. Pte. Ltd.
Bibliographic data for series maintained by Tai Tone Lim ().