Compliance, Ethics and Responsibility: Emergent Governance Strategies in the US and UK

Doreen McBarnet

Chapter 9 in Private Equity, Corporate Governance and the Dynamics of Capital Market Regulation, 2007, pp 213-240 from World Scientific Publishing Co. Pte. Ltd.

Abstract: AbstractThe following sections are included:REGULATORY DEVELOPMENTSUS Regulation and the Enron EffectUS Regulatory InitiativesEnforcement PolicyRegulatory Initiatives: The UKEnforcement Policy: UKALTERNATIVE STANDARD SETTING AND ENFORCEMENT: SOCIAL AND MARKET DEMANDS FOR RESPONSIBLE COMPLIANCEPotential Limitations in the Regulatory Bid for Ethical ComplianceCorporate Social ResponsibilityLegal Compliance on the CSR AgendaCSR as an Enforcement MechanismCONCLUSION

Keywords: Private Equity; Conflicts of Interest; Financial Regulation; Enforcement; Investment Banks; Fiduciary Duties (search for similar items in EconPapers)
Date: 2007
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