Ethics and Governance

Kuo Chuen LEE David, Joseph Lim, Kok Fai Phoon and Yu Wang

Chapter 1 in Foundations for Fintech, 2021, pp 3-22 from World Scientific Publishing Co. Pte. Ltd.

Abstract: Ethics and governance is an area which few of you know much. It is not taught in school and much of it is learned on the job. However, this area is one which you should take seriously. Compliance with the ethical codes and governance requirements is necessary for one to be a competent professional. Violation of the codes and governance requirements has grave consequences for the professional’s reputation and ability to practice. Even if a violation does not result in some penalty, trust in the professional may be eroded and her professional standing diminished.The scope of this module is very wide. To keep the material manageable we have focused on the fundamentals. Candidates interested in particular areas or topics can use the references to expand their knowledge and understanding.

Keywords: Financial Technology; Finance; Financial Innovation; Statistics; Quantitative Methods; Ethics; Governance; Emerging Technology; Data Science (search for similar items in EconPapers)
JEL-codes: G2 O33 (search for similar items in EconPapers)
Date: 2021
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