Regulating the financial analysis industry: Is the European Directive effective ?

M. Dubois () and Pascal Dumontier
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M. Dubois: Institut d'analyse financière - UNINE - Université de Neuchâtel = University of Neuchatel
Pascal Dumontier: CERAG - Centre d'études et de recherches appliquées à la gestion - UPMF - Université Pierre Mendès France - Grenoble 2 - CNRS - Centre National de la Recherche Scientifique

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Abstract: In the recent years, the US and the EC have witnessed the adoption of new regulations focused on financial analysts. This study investigates whether the European regulations, known as the Market Abuse Directive (MAD) changed the distribution of recommendations and increased their credibility...

Keywords: financial analysts; conflicts of interest; recommendations; Market Abuse Directive; European Union (search for similar items in EconPapers)
Date: 2009
Note: View the original document on HAL open archive server: https://shs.hal.science/halshs-00533084v1
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Published in 2009, 59p

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Persistent link: https://EconPapers.repec.org/RePEc:hal:journl:halshs-00533084

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