Evaluer et manager le risque de sanctions pécuniaires prononcées par les autorités de régulation

Hugues Bouthinon-Dumas () and Frédéric Marty
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Hugues Bouthinon-Dumas: ESSEC Business School

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Abstract: Regulatory authorities might pronounce monetary fines against firms. This article shows that these ones are able to assess their amount considering the available guidelines. Moreover it addresses the point to what extent their forecastability might influence managerial decisions in terms of compliance strategies or in terms of choosing negotiated procedures in case of prosecution.

Keywords: sentencing guidelines; judicial hazard; regulatory authorities; risk management; Fines; negotiated procedures.; Deterrence; Risque quasi-pénal; Autorités administratives indépendantes; Sanctions pécuniaires; Procédures négociées.; Effet dissuasif; Barèmes de sanctions; Aléa judiciaire; Autorités de régulation; Gestion des risques (search for similar items in EconPapers)
Date: 2014-11-20
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Published in Revue management & avenir, 2014, Décembre 2014 (74), pp.175-189

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Persistent link: https://EconPapers.repec.org/RePEc:hal:journl:halshs-01085007

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