Constraining the Samurai: Rebellion and Taxation in Early Modern Japan

Christopher Paik (), Abbey Steele () and Seiki Tanaka ()
Additional contact information
Abbey Steele: University of Amsterdam
Seiki Tanaka: University of Amsterdam

No 222, HiCN Working Papers from Households in Conflict Network

Abstract: War is central to state formation, in part because it precipitates new and higher taxes. But what happens in the absence of war? In this paper, we study Tokugawa Japan (1603-1868), a period of nearly 300 years without foreign or domestic wars. The absence of war allows us to focus on the effects of pressure from below on state growth, and specifically taxation. We investigate if different types of peasant resistance and rebellion systematically affect how much rulers extract in taxes, by exploiting variation across 267 semi-autonomous domains within the Tokugawa shogunate. Given that these domains had widely varying tax rates, we study the extent to which peasant-led rebellions and flight lowered the subsequent tax rate imposed by the rulers. From newly compiled data on different types of peasant-led political mobilization, we find that large-scale rebellions and flight are associated with lower tax rates. We interpret the results as evidence of the underclass' limited but nevertheless significant influence in constraining the rulers' imposed tax rate by rebelling or fleeing, while the more complacent fail to win concessions. This suggests that peasant mobilization contributed to restricting the growth of the state.

Pages: 54 pages
Date: 2016-05
New Economics Papers: this item is included in nep-his
References: View references in EconPapers View complete reference list from CitEc
Citations:

Downloads: (external link)
http://www.hicn.org/wp-content/uploads/2012/06/HiCN-WP-222.pdf (application/pdf)

Related works:
This item may be available elsewhere in EconPapers: Search for items with the same title.

Export reference: BibTeX RIS (EndNote, ProCite, RefMan) HTML/Text

Persistent link: https://EconPapers.repec.org/RePEc:hic:wpaper:222

Access Statistics for this paper

More papers in HiCN Working Papers from Households in Conflict Network
Bibliographic data for series maintained by Tilman Brück () and () and () and ().