Philippines: Financial Sector Assessment Program-IOSCO Objectives and Principles of Securities Regulation Assessment

International Monetary Fund

No 2004/062, IMF Staff Country Reports from International Monetary Fund

Abstract: This report reviews the Financial Sector Assessment Program of the Philippines on International Organization of Securities Commissions (IOSCO) Objectives and Principles of Securities Regulation. The report was prepared by a staff team of the International Monetary Fund and the World Bank as part of the Financial Sector Assessment Program for the Philippines. It assesses the effectiveness of securities regulation, soundness of market intermediaries, and development prospects for the capital markets, including observance of the IOSCO Objectives and Principles of Securities Regulation.

Keywords: ISCR; CR; investment house; investment company; PSE rule; regulatory authority; shareholders' meeting; enforcement power; SRC rule; market structure; SEC rule; SEC sanction; SEC form; insider trading; oversight authority; Brokers and dealers; Securities; Securities regulation; Financial statements; Housing (search for similar items in EconPapers)
Pages: 53
Date: 2004-03-09
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