Compliance – some thoughts about reaching the next level

Thomas C. Baxter

No 156, Speech from Federal Reserve Bank of New York

Abstract: Remarks at the Fordham Journal of Corporate Counsel & Financial Law Symposium, Fordham Law School, New York City.

Keywords: compliance officer; ethics; Program Effectiveness Index (PEI); culture; values; rules; regulation; law; chief ethics and compliance officer (CECO); legal risk; de-risking; repeatable processes; boards of directors (search for similar items in EconPapers)
JEL-codes: G18 G28 G38 K20 (search for similar items in EconPapers)
Pages: 1 pages
Date: 2015-02-09
New Economics Papers: this item is included in nep-cfn and nep-law
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