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Details about Steven Neil Kaplan

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Homepage:https://www.chicagobooth.edu/faculty/directory/k/steven-neil-kaplan
Workplace:Booth School of Business, University of Chicago, (more information at EDIRC)

Access statistics for papers by Steven Neil Kaplan.

Last updated 2020-09-05. Update your information in the RePEc Author Service.

Short-id: pka426


Jump to Journal Articles Books Edited books Chapters

Working Papers

2020

  1. Can Investors Time Their Exposure to Private Equity?
    NBER Working Papers, National Bureau of Economic Research, Inc Downloads

2017

  1. Are CEOs Different? Characteristics of Top Managers
    NBER Working Papers, National Bureau of Economic Research, Inc Downloads
  2. Are U.S. Companies Too Short-Term Oriented? Some Thoughts
    NBER Working Papers, National Bureau of Economic Research, Inc Downloads View citations (1)
    See also Chapter (2017)
    Journal Article in Journal of Applied Corporate Finance (2018)
  3. Financial Intermediation in Private Equity: How Well Do Funds of Funds Perform?
    NBER Working Papers, National Bureau of Economic Research, Inc Downloads
    See also Journal Article in Journal of Financial Economics (2018)

2016

  1. CEO Personality and Firm Policies
    Research Papers, Stanford University, Graduate School of Business Downloads View citations (8)
    Also in NBER Working Papers, National Bureau of Economic Research, Inc (2016) Downloads View citations (8)
  2. Do Private Equity Funds Manipulate Reported Returns?
    Working Papers, eSocialSciences Downloads View citations (3)
    Also in NBER Working Papers, National Bureau of Economic Research, Inc (2016) Downloads View citations (3)

    See also Journal Article in Journal of Financial Economics (2019)
  3. How Do Venture Capitalists Make Decisions?
    NBER Working Papers, National Bureau of Economic Research, Inc Downloads View citations (17)
    See also Journal Article in Journal of Financial Economics (2020)
  4. Venture Capital Data: Opportunities and Challenges
    NBER Working Papers, National Bureau of Economic Research, Inc Downloads View citations (10)
    See also Chapter (2016)

2015

  1. What Do Private Equity Firms Say They Do?
    NBER Working Papers, National Bureau of Economic Research, Inc Downloads View citations (1)
    Also in Harvard Business School Working Papers, Harvard Business School (2015) Downloads View citations (1)

    See also Journal Article in Journal of Financial Economics (2016)

2014

  1. Private Equity Performance: A Survey
    Working Paper Series, Ohio State University, Charles A. Dice Center for Research in Financial Economics Downloads
    See also Journal Article in Annual Review of Financial Economics (2015)

2012

  1. Executive Compensation and Corporate Governance in the U.S.: Perceptions, Facts and Challenges
    NBER Working Papers, National Bureau of Economic Research, Inc Downloads View citations (24)
  2. Private Equity Performance: What Do We Know?
    NBER Working Papers, National Bureau of Economic Research, Inc Downloads View citations (8)
    See also Journal Article in Journal of Finance (2014)

2010

  1. The Effects of Stock Lending on Security Prices: An Experiment
    NBER Working Papers, National Bureau of Economic Research, Inc Downloads View citations (1)
    Also in Working Paper Series, Ohio State University, Charles A. Dice Center for Research in Financial Economics (2009) Downloads

    See also Journal Article in Journal of Finance (2013)

2009

  1. Leveraged Buyouts and Private Equity
    SIFR Research Report Series, Institute for Financial Research Downloads View citations (167)
    Also in NBER Working Papers, National Bureau of Economic Research, Inc (2008) Downloads View citations (13)

    See also Journal Article in Journal of Economic Perspectives (2009)

2008

  1. Which CEO Characteristics and Abilities Matter?
    NBER Working Papers, National Bureau of Economic Research, Inc Downloads View citations (8)

2007

  1. Wall Street and Main Street: What Contributes to the Rise in the Highest Incomes?
    NBER Working Papers, National Bureau of Economic Research, Inc Downloads View citations (11)
    See also Journal Article in Review of Financial Studies (2010)
    Chapter (2010)

2006

  1. How Has CEO Turnover Changed? Increasingly Performance Sensitive Boards and Increasingly Uneasy CEOs
    Working Paper Series, Ohio State University, Charles A. Dice Center for Research in Financial Economics Downloads View citations (46)
    Also in NBER Working Papers, National Bureau of Economic Research, Inc (2006) Downloads View citations (42)

2005

  1. What Are Firms? Evolution from Birth to Public Companies
    NBER Working Papers, National Bureau of Economic Research, Inc Downloads View citations (2)
    Also in SIFR Research Report Series, Institute for Financial Research (2005) Downloads
    CEPR Discussion Papers, C.E.P.R. Discussion Papers (2005) Downloads View citations (3)

2004

  1. How Do Legal Differences and Learning Affect Financial Contracts?
    SIFR Research Report Series, Institute for Financial Research Downloads View citations (7)
    Also in NBER Working Papers, National Bureau of Economic Research, Inc (2003) Downloads View citations (16)
    CEPR Discussion Papers, C.E.P.R. Discussion Papers (2003) Downloads View citations (16)

2003

  1. Characteristics, Contracts and Actions: Evidence from Venture Capitalist Analyses
    SIFR Research Report Series, Institute for Financial Research Downloads View citations (2)
    Also in NBER Working Papers, National Bureau of Economic Research, Inc (2002) Downloads View citations (7)
    CEPR Discussion Papers, C.E.P.R. Discussion Papers (2002) Downloads View citations (30)
  2. Private Equity Performance: Returns, Persistence and Capital
    NBER Working Papers, National Bureau of Economic Research, Inc Downloads View citations (49)
  3. The State of U.S. Corporate Governance: What's Right and What's Wrong?
    NBER Working Papers, National Bureau of Economic Research, Inc Downloads View citations (65)
    See also Journal Article in Journal of Applied Corporate Finance (2003)

2002

  1. What is the Price of Hubris? Using Takeover Battles to Infer Overpayments and Synergies
    NBER Working Papers, National Bureau of Economic Research, Inc Downloads View citations (7)
    See also Journal Article in Financial Management (2003)

2001

  1. Corporate Governance and Merger Activity in the U.S.: Making Sense of the 1980s and 1990s
    NBER Working Papers, National Bureau of Economic Research, Inc Downloads View citations (61)
  2. Venture Capitalists As Principals: Contracting, Screening, and Monitoring
    NBER Working Papers, National Bureau of Economic Research, Inc Downloads View citations (158)

2000

  1. Financial Contracting Theory Meets The Real World: An Empirical Analysis Of Venture Capital Contracts
    CEPR Discussion Papers, C.E.P.R. Discussion Papers Downloads View citations (49)
    Also in NBER Working Papers, National Bureau of Economic Research, Inc (2000) Downloads View citations (42)
    CRSP working papers, Center for Research in Security Prices, Graduate School of Business, University of Chicago (2000) Downloads View citations (73)

    See also Journal Article in Review of Economic Studies (2003)
  2. Investment-Cash Flow Sensitivities are not Valid Measures of Financing Constraints
    NBER Working Papers, National Bureau of Economic Research, Inc Downloads View citations (291)
    See also Journal Article in The Quarterly Journal of Economics (2000)
  3. The Effects of Business-to-Business E-Commerce on Transaction Costs
    NBER Working Papers, National Bureau of Economic Research, Inc Downloads View citations (11)
    See also Journal Article in Journal of Industrial Economics (2001)
    Chapter (2001)

1997

  1. A Clinical Exploration of Value Creation and Destruction in Acquisitions: Organizational Design, Incentives, and Internal Capital Markets
    NBER Working Papers, National Bureau of Economic Research, Inc Downloads View citations (3)
    Also in CRSP working papers, Center for Research in Security Prices, Graduate School of Business, University of Chicago (1997) Downloads

    See also Chapter (2000)
  2. How Costly is Financial (not Economic) Distress? Evidence from Highly Leveraged Transactions that Became Distressed
    NBER Working Papers, National Bureau of Economic Research, Inc Downloads View citations (2)

1995

  1. Do Financing Constraints Explain Why Investment is Correlated with Cash Flow?
    NBER Working Papers, National Bureau of Economic Research, Inc Downloads View citations (48)

1994

  1. The Valuation of Cash Flow Forecasts: An Empirical Analysis
    NBER Working Papers, National Bureau of Economic Research, Inc Downloads View citations (2)
    See also Journal Article in Journal of Finance (1995)
  2. Top Executives, Turnover and Firm Performance in Germany
    CEPR Financial Markets Paper, European Science Foundation Network in Financial Markets, c/o C.E.P.R, 33 Great Sutton Street, London EC1V 0DX. View citations (97)
    Also in NBER Working Papers, National Bureau of Economic Research, Inc (1993) Downloads View citations (1)

    See also Journal Article in Journal of Law, Economics, and Organization (1994)

1993

  1. 'Outside' Intervention in Japanese Companies: Its Determinants and Implications for Mangers
    NBER Working Papers, National Bureau of Economic Research, Inc Downloads View citations (5)

1992

  1. Top Executive Rewards and Firm Performance: A Comparison of Japan and the U.S
    NBER Working Papers, National Bureau of Economic Research, Inc Downloads View citations (57)

1991

  1. The Evolution of Buyout Pricing and Financial Structure
    NBER Working Papers, National Bureau of Economic Research, Inc Downloads View citations (16)
  2. The Staying Power of Leveraged Buyouts
    NBER Working Papers, National Bureau of Economic Research, Inc Downloads View citations (34)
    See also Journal Article in Journal of Applied Corporate Finance (1993)

1990

  1. How Risky is the Debt in Highly Leveraged Transactions? Evidence from Public Recapitalizations
    NBER Working Papers, National Bureau of Economic Research, Inc Downloads View citations (12)
  2. The Success of Acquisitions: Evidence From Disvestitures
    NBER Working Papers, National Bureau of Economic Research, Inc Downloads View citations (3)
    See also Journal Article in Journal of Finance (1992)

1981

  1. The Holding Period Distinction of the Capital Gains Tax
    NBER Working Papers, National Bureau of Economic Research, Inc Downloads View citations (3)

Journal Articles

2020

  1. How do venture capitalists make decisions?
    Journal of Financial Economics, 2020, 135, (1), 169-190 Downloads View citations (3)
    See also Working Paper (2016)

2019

  1. Do private equity funds manipulate reported returns?
    Journal of Financial Economics, 2019, 132, (2), 267-297 Downloads View citations (5)
    See also Working Paper (2016)

2018

  1. Are U.S. Companies Too Short‐Term Oriented? Some Thoughts
    Journal of Applied Corporate Finance, 2018, 30, (4), 8-18 Downloads
    Also in Innovation Policy and the Economy, 2018, 18, (1), 107 - 124 (2018) Downloads View citations (4)

    See also Chapter (2017)
    Working Paper (2017)
  2. Financial intermediation in private equity: How well do funds of funds perform?
    Journal of Financial Economics, 2018, 129, (2), 287-305 Downloads View citations (3)
    See also Working Paper (2017)

2016

  1. What do private equity firms say they do?
    Journal of Financial Economics, 2016, 121, (3), 449-476 Downloads View citations (16)
    See also Working Paper (2015)

2015

  1. Discussant Comment on Whistleblowing Intentions of Lower-Level Employees: The Effect of Reporting Channel, Bystanders, and Wrongdoer Power Status by Jingyu Gao, Robert Greenberg, Bernard Wong-On-Wing
    Journal of Business Ethics, 2015, 126, (1), 101-102 Downloads View citations (1)
  2. Private Equity Performance: A Survey
    Annual Review of Financial Economics, 2015, 7, (1), 597-614 Downloads View citations (4)
    See also Working Paper (2014)

2014

  1. Private Equity Performance: What Do We Know?
    Journal of Finance, 2014, 69, (5), 1851-1882 Downloads View citations (77)
    See also Working Paper (2012)

2013

  1. CEO Pay and Corporate Governance in the U.S.: Perceptions, Facts, and Challenges
    Journal of Applied Corporate Finance, 2013, 25, (2), 8-25 Downloads View citations (7)
  2. Family, Education, and Sources of Wealth among the Richest Americans, 1982-2012
    American Economic Review, 2013, 103, (3), 158-62 Downloads View citations (9)
  3. It's the Market: The Broad-Based Rise in the Return to Top Talent
    Journal of Economic Perspectives, 2013, 27, (3), 35-56 Downloads View citations (53)
  4. The Effects of Stock Lending on Security Prices: An Experiment
    Journal of Finance, 2013, 68, (5), 1891-1936 Downloads View citations (16)
    See also Working Paper (2010)

2012

  1. How Has CEO Turnover Changed?
    International Review of Finance, 2012, 12, (1), 57-87 Downloads View citations (96)

2010

  1. It Ain't Broke: The Past, Present, and Future of Venture Capital
    Journal of Applied Corporate Finance, 2010, 22, (2), 36-47 Downloads View citations (22)
  2. Wall Street and Main Street: What Contributes to the Rise in the Highest Incomes?
    Review of Financial Studies, 2010, 23, (3), 1004-1050 Downloads View citations (106)
    See also Chapter (2010)
    Working Paper (2007)

2009

  1. Leveraged Buyouts and Private Equity
    Journal of Economic Perspectives, 2009, 23, (1), 121-46 Downloads View citations (172)
    See also Working Paper (2009)
  2. Should Banker Pay Be Regulated?
    The Economists' Voice, 2009, 6, (11), 1-5 Downloads View citations (2)
  3. Should Investors Bet on the Jockey or the Horse? Evidence from the Evolution of Firms from Early Business Plans to Public Companies
    Journal of Finance, 2009, 64, (1), 75-115 Downloads View citations (91)

2007

  1. How do legal differences and experience affect financial contracts?
    Journal of Financial Intermediation, 2007, 16, (3), 273-311 Downloads View citations (44)
  2. Moral Judgment and Causal Attributions: Consequences of Engaging in Earnings Management
    Journal of Business Ethics, 2007, 74, (2), 149-164 Downloads View citations (12)

2005

  1. Private Equity Performance: Returns, Persistence, and Capital Flows
    Journal of Finance, 2005, 60, (4), 1791-1823 Downloads View citations (307)

2003

  1. Financial Contracting Theory Meets the Real World: An Empirical Analysis of Venture Capital Contracts
    Review of Economic Studies, 2003, 70, (2), 281-315 Downloads View citations (457)
    See also Working Paper (2000)
  2. THE STATE OF U.S. CORPORATE GOVERNANCE: WHAT'S RIGHT AND WHAT'S WRONG?
    Journal of Applied Corporate Finance, 2003, 15, (3), 8-20 Downloads View citations (53)
    See also Working Paper (2003)
  3. What is the Price of Hubris? Using Takeover Battles to Infer Overpayments and Synergies
    Financial Management, 2003, 32, (3) View citations (48)
    See also Working Paper (2002)

2001

  1. Corporate Governance and Merger Activity in the United States: Making Sense of the 1980s and 1990s
    Journal of Economic Perspectives, 2001, 15, (2), 121-144 Downloads View citations (105)
  2. The Effects of Business‐to‐Business E‐Commerce on Transaction Costs
    Journal of Industrial Economics, 2001, 49, (4), 463-485 Downloads
    See also Chapter (2001)
    Working Paper (2000)
  3. Venture Capitals As Principals: Contracting, Screening, and Monitoring
    American Economic Review, 2001, 91, (2), 426-430 Downloads View citations (64)

2000

  1. Investment-Cash Flow Sensitivities Are Not Valid Measures of Financing Constraints
    The Quarterly Journal of Economics, 2000, 115, (2), 707-712 Downloads View citations (263)
    See also Working Paper (2000)

1997

  1. CORPORATE GOVERNANCE AND CORPORATE PERFORMANCE: A COMPARISON OF GERMANY, JAPAN, AND THE U.S
    Journal of Applied Corporate Finance, 1997, 9, (4), 86-93 Downloads View citations (20)
  2. Do Investment-Cash Flow Sensitivities Provide Useful Measures of Financing Constraints?
    The Quarterly Journal of Economics, 1997, 112, (1), 169-215 Downloads View citations (1241)

1996

  1. THE MARKET PRICING OF CASH FLOW FORECASTS: DISCOUNTED CASH FLOW VS. THE METHOD OF “COMPARABLES”
    Journal of Applied Corporate Finance, 1996, 8, (4), 45-60 Downloads View citations (3)

1995

  1. Corporate governance and incentives in German companies: Evidence from top executive turnover and firm performance
    European Financial Management, 1995, 1, (1), 23-36 Downloads View citations (6)
  2. The Valuation of Cash Flow Forecasts: An Empirical Analysis
    Journal of Finance, 1995, 50, (4), 1059-93 Downloads View citations (89)
    See also Working Paper (1994)

1994

  1. Appointments of outsiders to Japanese boards: Determinants and implications for managers
    Journal of Financial Economics, 1994, 36, (2), 225-258 Downloads View citations (251)
  2. Campeau's acquisition of Federated: Post-bankruptcy results
    Journal of Financial Economics, 1994, 35, (1), 123-136 Downloads View citations (15)
  3. Top Executive Rewards and Firm Performance: A Comparison of Japan and the United States
    Journal of Political Economy, 1994, 102, (3), 510-46 Downloads View citations (230)
  4. Top Executives, Turnover, and Firm Performance in Germany
    Journal of Law, Economics, and Organization, 1994, 10, (1), 142-59 View citations (94)
    See also Working Paper (1994)

1993

  1. THE EVOLUTION OF BUYOUT PRICING AND FINANCIAL STRUCTURE (OR, WHAT WENT WRONG) IN THE 1980s
    Journal of Applied Corporate Finance, 1993, 6, (1), 72-88 Downloads View citations (74)
  2. THE STAYING POWER OF LEVERAGED BUYOUTS
    Journal of Applied Corporate Finance, 1993, 6, (1), 15-24 Downloads View citations (7)
    Also in Journal of Financial Economics, 1991, 29, (2), 287-313 (1991) Downloads View citations (54)

    See also Working Paper (1991)
  3. The Evolution of Buyout Pricing and Financial Structure in the 1980s
    The Quarterly Journal of Economics, 1993, 108, (2), 313-357 Downloads View citations (95)

1992

  1. The Success of Acquisitions: Evidence from Divestitures
    Journal of Finance, 1992, 47, (1), 107-38 Downloads View citations (189)
    See also Working Paper (1990)

1990

  1. How risky is the debt in highly leveraged transactions?
    Journal of Financial Economics, 1990, 27, (1), 215-245 Downloads View citations (25)
  2. Outside directorships and corporate performance
    Journal of Financial Economics, 1990, 27, (2), 389-410 Downloads View citations (160)

1989

  1. Campeau's acquisition of federated: Value destroyed or value added
    Journal of Financial Economics, 1989, 25, (2), 191-212 Downloads View citations (11)
  2. Management Buyouts: Evidence on Taxes as a Source of Value
    Journal of Finance, 1989, 44, (3), 611-632 Downloads View citations (52)
  3. The effects of management buyouts on operating performance and value
    Journal of Financial Economics, 1989, 24, (2), 217-254 Downloads View citations (272)

Books

2000

  1. Mergers and Productivity
    NBER Books, National Bureau of Economic Research, Inc View citations (5)

Edited books

2000

  1. Mergers and Productivity
    National Bureau of Economic Research Books, University of Chicago Press

Chapters

2017

  1. Are US Companies Too Short-Term Oriented? Some Thoughts
    A chapter in Innovation Policy and the Economy, Volume 18, 2017, pp 107-124 View citations (1)
    See also Working Paper (2017)
    Journal Article in Journal of Applied Corporate Finance (2018)

2016

  1. Venture Capital Data: Opportunities and Challenges
    A chapter in Measuring Entrepreneurial Businesses: Current Knowledge and Challenges, 2016, pp 413-431 Downloads View citations (10)
    See also Working Paper (2016)

2010

  1. Wall Street and Main Street: What Contributes to the Rise in the Highest Incomes?
    A chapter in Corporate Governance, 2010 View citations (106)
    See also Journal Article in Review of Financial Studies (2010)
    Working Paper (2007)

2001

  1. The Effects of Business-to-Business E-Commerce on Transaction Costs
    A chapter in E-commerce, 2001, pp 463-485 View citations (30)
    See also Working Paper (2000)
    Journal Article in Journal of Industrial Economics (2001)

2000

  1. A Clinical Exploration of Value Creation and Destruction in Acquisitions, Organizational Design, Incentives, and Internal Capital Markets
    A chapter in Mergers and Productivity, 2000, pp 179-238 Downloads View citations (1)
    See also Working Paper (1997)
  2. Introduction to "Mergers and Productivity"
    A chapter in Mergers and Productivity, 2000, pp 1-8 Downloads View citations (8)
 
Page updated 2020-09-30