Monaco: Technical Note on IOSCO Objectives and Principles of Securities Regulation: Update

International Monetary Fund

No 2008/218, IMF Staff Country Reports from International Monetary Fund

Abstract: This Technical Note reviews the International Organization of Securities Commissions’s (IOSCO) Objectives and Principles of Securities Regulation for Monaco. It reveals that overall, there has been progress in implementing the Offshore Financial Center assessment recommendations in most areas of securities regulation, but more needs to be done on key topics. In granting a license to conduct investment activities, the Commission de Contrôle des Activités Financières (Financial Activity Supervisory Commission) considers the professional qualifications of individuals, the company’s systems and controls, and its sources of capital.

Keywords: ISCR; CR; CCAF member; insider dealing; requesting authority; CCAF wish; mutual fund; sur les circuits financier; Mutual funds; IOSCO Objectives and Principles of Securities Regulations; Europe (search for similar items in EconPapers)
Pages: 21
Date: 2008-07-07
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