Canada: Financial Sector Assessment Program-IOSCO Objectives and Principles of Securities Regulation-Detailed Assessment of Implementation

International Monetary Fund

No 2014/073, IMF Staff Country Reports from International Monetary Fund

Abstract: This paper presents an assessment IMF report on implementation of the International Organization of Securities Commission (IOSCO) principles in Canada. It highlights that developing an integrated and robust view of risks to support supervisory actions remains a key challenge. The IMF report suggests that the securities regulators should continue to take steps to ensure timely decision making in policy formulation. However, the current governance arrangements, based on a consensus building approach across several entities, is expected to affect timeliness of decision making.

Keywords: ISCR; CR; securities regulator; financial market; capital issue; holding company; business plan; derivative instrument; commercial paper; terms and conditions; Securities; Auditing; Financial statements; Mutual funds; Securities regulation; Global (search for similar items in EconPapers)
Pages: 244
Date: 2014-03-07
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