Le condizioni di efficienza per l'attività di compliance nelle banche: l'importanza dell'autonomia e dell'indipendenza

Adalberto Alberici ()

Departmental Working Papers from Department of Economics, Management and Quantitative Methods at Università degli Studi di Milano

Abstract: Compliance is an opportunity that both Authorities and Banks must develop and exploit in order for them to respectively consolidate their own role and their position in the market. It’s the responsibility of the top management (board of directors) to structure, manage and monitorize the activity of Compliance, breaking any cause that might allow behaviour of opportunism in the management or any clash of interests.

Keywords: Mifid; compliance; authorities; governance (search for similar items in EconPapers)
JEL-codes: G21 G34 G38 K4 M14 (search for similar items in EconPapers)
Date: 2009-03-09
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