Processes and decision automation for financial markets trade surveillance: Challenges and recommendations — next-generation solutions

Cristina Soviany and Sorin Soviany
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Cristina Soviany: Feature Analytics, Belgium
Sorin Soviany: National Institute for Research and Development in Informatics-ICI, Romania

Journal of AI, Robotics & Workplace Automation, 2021, vol. 1, issue 2, 119-130

Abstract: This paper presents the challenges institutions encounter when implementing or deploying market surveillance solutions. A guidance framework is provided to design and deploy solutions that can overcome the current challenges. The support technologies that should be used include artificial intelligence (AI) techniques, advanced data science and statistics. The next-generation surveillance solutions should make use of these technologies that provide a robust framework for the detection of any market abuse, both known and new emerging patterns, while reducing the operational cost.

Keywords: trade surveillance; market abuse; financial instruments; automation; artificial intelligence (AI); explainable; proactive (search for similar items in EconPapers)
JEL-codes: G2 M15 (search for similar items in EconPapers)
Date: 2021
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Persistent link: https://EconPapers.repec.org/RePEc:aza:airwa0:y:2021:v:1:i:2:p:119-130

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