The Weak Effect of Imprisonment on Crime: 1971–1998

Robert H. DeFina and Thomas M. Arvanites

Social Science Quarterly, 2002, vol. 83, issue 3, 635-653

Abstract: Objective. This article studies the impact of increasing incarceration rates on crime rates. First we seek to replicate the findings of previous studies utilizing the pooled, fixed–effects models (which are based on the assumption that the effect of imprisonment does not vary across states). Next we test the validity of this assumption. Finally, we present a new methodology to examine the imprisonment–crime relationship. Methods. Annual state–level data from 1971–1998 are used to estimate 51 state–specific regression models in which crime rates for seven major categories are functions of incarceration rates and a wide array of socioeconomic and dummy control variables. Results. Our findings are consistent with prior studies. More important, the assumptions upon which the fixed–effect models are based were found to be statistically invalid. The results of our new methodology reveal that imprisonment rates are not significantly related to crime in the majority of states for any of the seven crimes studied. Conclusions. Because the state–level lagged imprisonment coefficients varied from significant negative effects to significant positive effects (depending on the state and type of crime), we argue that it is inappropriate to speak about “the” effect of imprisonment on any particular crime or at the national level.

Date: 2002
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