Company directors' disqualification proceedings following the failure of FSA‐regulated firm

Joanna Gray

Journal of Financial Regulation and Compliance, 2008, vol. 16, issue 1, 111-115

Abstract: Purpose - The purpose of this paper is to report on the company directors' disqualification proceedings following the failure of FSA‐regulated firm. Design/methodology/approach - The paper outlines the facts surrounding the decision and comments on the ruling. Findings - It was found that this whole question of overlapping laws in highly complex and regulated business sectors is a real one and is set to become a growing problem for courts to manage and boards to predict. Originality/value - The paper highlights the real, practical problems that can arise when different legal regimes criss‐cross the same factual domain.

Keywords: Legal decisions; Insolvency; Laws and legislation (search for similar items in EconPapers)
Date: 2008
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Persistent link: https://EconPapers.repec.org/RePEc:eme:jfrcpp:v:16:y:2008:i:1:p:111-115

DOI: 10.1108/13581980810853262

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