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Journal of Financial Regulation and Compliance

2007 - 2017

Current editor(s): Professor Kevin Keasey

From Emerald Group Publishing
Bibliographic data for series maintained by Virginia Chapman ().

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Volume 25, issue 4, 2017

Macroprudential policy – closing the financial stability gap pp. 334-359 Downloads
Stephan Fahr and John Fell
An approach for initiating interventions for bank recovery pp. 360-380 Downloads
Charles A.E. Goodhart and Miguel A. Segoviano
Systemic banking crises: completing the enhanced policy responses pp. 381-395 Downloads
Olivier Frecaut
The measurement and regulation of shadow banking in Ireland pp. 396-412 Downloads
Jim Stewart and Cillian Doyle
European NPLs through the crisis: a policy review pp. 413-421 Downloads
Nadege Jassaud and Edouard Vidon
Emergence of Fintech and cybersecurity in a global financial centre: Strategic approach by a regulator pp. 422-434 Downloads
Artie W. Ng and Benny K.B. Kwok

Volume 25, issue 3, 2017

Has regulatory reform been misdirected? pp. 236-240 Downloads
Charles Goodhart
What happened to global banking after the crisis? pp. 241-252 Downloads
Dirk Schoenmaker
The impacts of financial regulations: solvency and liquidity in the post-crisis period pp. 253-270 Downloads
Colleen Baker, Christine Cummings and Julapa Jagtiani
Effectiveness and channels of macroprudential policies: lessons from the Euro area pp. 271-306 Downloads
Yuanyan Zhang and Thierry Tressel
Impact of regulatory changes on government bond market liquidity pp. 307-317 Downloads
Hans Blommestein
Recent changes in US regulation of large foreign banking organizations pp. 318-332 Downloads
Larry Wall

Volume 25, issue 2, 2017

Dynamic lag structure of deposits and loans interest rates and business cycles formation pp. 114-132 Downloads
Bijan Bidabad and Abul Hassan
The influence of board characteristics on corporate illegality pp. 133-148 Downloads
Gundeep Kaur Virk
Tax compliance of small and medium enterprises: a developing country perspective pp. 149-175 Downloads
Doreen Musimenta, Stephen Korutaro Nkundabanyanga, Moses Muhwezi, Brenda Akankunda and Irene Nalukenge
A probabilistic approach to IT risk management in the Basel regulatory framework: A case study pp. 176-195 Downloads
Semir Ibrahimovic and Ulrik Franke
Regulatory issues in blockchain technology pp. 196-208 Downloads
Peter Yeoh
Risk culture and banking supervision pp. 209-226 Downloads
Alessandro Carretta, Vincenzo Farina and Paola Schwizer

Volume 25, issue 1, 2017

Self-regulation and compliance enforcement practices by the Investment Dealers Association in Canada: 1984 to 2008 pp. 2-21 Downloads
Mark Lokanan
The value relevance of intellectual capital disclosure: empirical evidence from Kuwait pp. 22-38 Downloads
Mishari M. Alfraih
Prospects of an online dispute resolution framework for Islamic Banks in Malaysia: an empirical legal analysis pp. 39-55 Downloads
Umar A. Oseni and Sodiq O. Omoola
Evolution of financial reporting of life insurers: the predominance of unregulated embedded value disclosure pp. 56-72 Downloads
Rudolph A. Jacob, Samir El-Gazzar and Scott McGregor
Forensic accounting: a blend of knowledge pp. 73-85 Downloads
Reshma Kumari Tiwari and Jasojit Debnath
Tax havens: conduits for corporate tax malfeasance pp. 86-104 Downloads
Akanksha Jalan and R Vaidyanathan
Insurance and financial stability: implications of the 2016 IMF Global Financial Stability Report for regulation and supervision of insurers pp. 105-112 Downloads
Shinya Kobayashi

Volume 24, issue 4, 2016

Bad apples or corrupting barrels? Preventing traders’ misconduct pp. 366-382 Downloads
Wieke Scholten and Naomi Ellemers
An international comparison of regulatory capture and regulatory outcomes: The case of pension regulators in Ireland and the United States pp. 383-401 Downloads
John Turner, Gerard Hughes and Michelle Maher
Bank regulation and stock market stability across countries pp. 402-419 Downloads
Walaa Wahid ElKelish and Jon Tucker
Limit Up–Limit Down: an effective response to the “Flash Crash”? pp. 420-429 Downloads
Viktoria Dalko
Interaction among funding liquidity, liquidity creation and stock liquidity of banks: Evidence from BRICS countries pp. 430-452 Downloads
Muhammad Umar and Gang Sun
Basel disclosure by private and public sector banks in India: assessment and implications pp. 453-472 Downloads
Prodyot Samanta and Mohinder Dugal

Volume 24, issue 3, 2016

The insurance agents’ intention to make inappropriate product recommendations: some observations from Taiwan life insurance industry pp. 230-247 Downloads
Lu-Ming Tseng, Yue-Min Kang and Chi-Erh Chung
The efficacy of market abuse regulation in the UK pp. 248-267 Downloads
Brendan John Lambe
Impact of ethical screening on risk and returns: the case of constructed Moroccan Islamic stock indices pp. 268-291 Downloads
Issam Bousalam and Moustapha Hamzaoui
Corporate governance mechanisms and audit delay in a joint audit regulation pp. 292-316 Downloads
Mishari M. Alfraih
How the unremunerated reserve requirement by the Bank of Thailand affects IPO underpricing and the long-run performance of IPOs pp. 317-342 Downloads
Kulabutr Komenkul and Dhanawat Siriwattanakul
Estimating defaults in organized security lending markets pp. 343-362 Downloads
Latif Cem Osken, Ceylan Onay and Gozde Erhan Unal

Volume 24, issue 2, 2016

Assessing the Basel II internal ratings-based approach: Empirical evidence from Australia pp. 106-139 Downloads
Silvio Tarca and Marek Rutkowski
The retail distribution review: Retail financial services; regulation; financial advice market review pp. 140-153 Downloads
Patrick Ring
The effectiveness of board of directors’ characteristics in mandatory disclosure compliance pp. 154-176 Downloads
Mishari M. Alfraih
The Law relating to syndicated loan agreements and its application in commercial practice pp. 177-196 Downloads
Norman Mugarura
Empirical evidence on disclosure and risk-taking of banks in Ghana pp. 197-212 Downloads
Lydia Kuranchie-Pong, Godfred Alufa Bokpin and Charles Andoh
Overview of the Greek value at risk (VaR) legislation framework: Deficiencies, proposals for future revision and a new suggested method pp. 213-226 Downloads
Evangelos Vasileiou

Volume 24, issue 1, 2016

Short selling and the development of anti-shorting laws in the UK pp. 9-23 Downloads
Azhar Mohamad
Revisiting the effect of regulation, supervision and risk on banking performance: Evidence from European banks based on PSTR model pp. 24-40 Downloads
Houssem Rachdi and Faten Ben Bouheni
International accounting standards and accounting quality in code-law countries: The case of Egypt pp. 41-59 Downloads
Ibrahim El-Sayed Ebaid
Investment funds, shadow banking and systemic risk pp. 60-73 Downloads
Elias Bengtsson
Uncoupling the relationship between corruption and money laundering crimes pp. 74-89 Downloads
Norman Mugarura
A conceptual framework for the Basel accords-based regulation pp. 90-103 Downloads
Jaffar Mohammed Ahmed

Volume 23, issue 4, 2015

How important is territorial bias in prudential supervision and regulation? pp. 322-337 Downloads
Katia D'Hulster
Strengthening credit rating integrity pp. 338-353 Downloads
Mark Adelson and David Jacob
Stricter microprudential supervision versus macroprudential supervision pp. 354-368 Downloads
Larry Wall
Understanding decoupling in response to corporate governance reform pressures: The case of codes of good corporate governance pp. 369-382 Downloads
Mario Krenn
Supervision of financial institutions: The transition from Basel I to Basel III. A critical appraisal of the newly established regulatory framework pp. 383-402 Downloads
Georgios L Vousinas
Evaluation of post-GFC policy response of New Zealand: Banking and macro-prudential perspectives pp. 403-414 Downloads
Syrus M. Islam and Noel Yahanpath
Greek fiscal crisis and measures to safeguard financial stability pp. 415-430 Downloads
Spyridon Repousis

Volume 23, issue 3, 2015

Sovereign wealth fund investments and policy implications: a survey pp. 210-229 Downloads
Chen Meng
CVA: the first sign of BCBS strategic change? pp. 230-251 Downloads
Mika Veli-Pekka Viljanen
Re-examination of the banking window dressing theory: New methodological approaches and empirical evidence from the Greek case pp. 252-270 Downloads
Evangelos Vasileiou
Adoption of Basel norms: a review of empirical evidences pp. 271-284 Downloads
Mandeep Kaur and Samriti Kapoor
HSBC Swiss bank accounts-AML compliance and money laundering implications pp. 285-297 Downloads
Mohammed Ahmad Naheem
To Basel or not to Basel? Banking crises and contagion pp. 298-318 Downloads
Aristeidis Samitas and Stathis Polyzos

Volume 23, issue 2, 2015

The changing landscape of retirement rules of thumb pp. 106-114 Downloads
Naomi E. Boyd, Davide P. Cervone, Presha E. Neidermeyer and Adolph Neidermeyer
Risk-based capital regulation revisited: evidence from the early 2000s pp. 115-134 Downloads
Thomas Hogan, Neil R. Meredith and Xuhao (Harry) Pan
Shariah supervisory systems in Islamic finance institutions across the OIC member countries: An investigation of regulatory frameworks pp. 135-160 Downloads
Rihab Grassa
Compliance and determinants of US-listed foreign firms’ 20-F filings under the new Securities and Exchange Commission accelerated deadline pp. 161-178 Downloads
Kam C. Chan, Samir El-Gazzar, Rudolph A. Jacob and Picheng Lee
Risk quanta: an approach to understanding modern financial risk pp. 179-195 Downloads
Jong Ho Hwang
MiFID II compliance – are we ready? pp. 196-206 Downloads
Lukasz Prorokowski

Volume 23, issue 1, 2015

Effective regulatory regimes: a comparative analysis of GCC financial regulators pp. 2-17 Downloads
Mohamed Ramady
Regulatory framework and deposit – investment guarantee fund in Greece pp. 18-30 Downloads
Spyridon Repousis
FVA – Sailing on the uncharted waters pp. 31-54 Downloads
Lukasz Prorokowski and Hubert Prorokowski
Mark-to-market and its effects on community banking during the financial crisis: An examination of perceived risks pp. 55-72 Downloads
Hilde Patron and William J. Smith
Approaches to financial regulation in view of the crisis: Report about the 34th meeting of the German Comparative Law Society pp. 73-83 Downloads
Alexander Stöhr
Transformation of the Ecuadorian financial system: regulation and response pp. 84-102 Downloads
Luisa Ana Unda and Julie Margret
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