Economics at your fingertips  

Journal of Financial Regulation and Compliance

2007 - 2017

Current editor(s): Professor Kevin Keasey

From Emerald Group Publishing
Bibliographic data for series maintained by Virginia Chapman ().

Access Statistics for this journal.
Track citations for all items by RSS feed
Is something missing from the series or not right? See the RePEc data check for the archive and series.

Volume 25, issue 4, 2017

Macroprudential policy – closing the financial stability gap pp. 334-359 Downloads
Stephan Fahr and John Fell
An approach for initiating interventions for bank recovery pp. 360-380 Downloads
Charles A.E. Goodhart and Miguel A. Segoviano
Systemic banking crises: completing the enhanced policy responses pp. 381-395 Downloads
Olivier Frecaut
The measurement and regulation of shadow banking in Ireland pp. 396-412 Downloads
Jim Stewart and Cillian Doyle
European NPLs through the crisis: a policy review pp. 413-421 Downloads
Nadege Jassaud and Edouard Vidon
Emergence of Fintech and cybersecurity in a global financial centre: Strategic approach by a regulator pp. 422-434 Downloads
Artie W. Ng and Benny K.B. Kwok

Volume 25, issue 3, 2017

Has regulatory reform been misdirected? pp. 236-240 Downloads
Charles Goodhart
What happened to global banking after the crisis? pp. 241-252 Downloads
Dirk Schoenmaker
The impacts of financial regulations: solvency and liquidity in the post-crisis period pp. 253-270 Downloads
Colleen Baker, Christine Cummings and Julapa Jagtiani
Effectiveness and channels of macroprudential policies: lessons from the Euro area pp. 271-306 Downloads
Yuanyan Zhang and Thierry Tressel
Impact of regulatory changes on government bond market liquidity pp. 307-317 Downloads
Hans Blommestein
Recent changes in US regulation of large foreign banking organizations pp. 318-332 Downloads
Larry Wall

Volume 25, issue 2, 2017

Dynamic lag structure of deposits and loans interest rates and business cycles formation pp. 114-132 Downloads
Bijan Bidabad and Abul Hassan
The influence of board characteristics on corporate illegality pp. 133-148 Downloads
Gundeep Kaur Virk
Tax compliance of small and medium enterprises: a developing country perspective pp. 149-175 Downloads
Doreen Musimenta, Stephen Korutaro Nkundabanyanga, Moses Muhwezi, Brenda Akankunda and Irene Nalukenge
A probabilistic approach to IT risk management in the Basel regulatory framework: A case study pp. 176-195 Downloads
Semir Ibrahimovic and Ulrik Franke
Regulatory issues in blockchain technology pp. 196-208 Downloads
Peter Yeoh
Risk culture and banking supervision pp. 209-226 Downloads
Alessandro Carretta, Vincenzo Farina and Paola Schwizer

Volume 25, issue 1, 2017

Self-regulation and compliance enforcement practices by the Investment Dealers Association in Canada: 1984 to 2008 pp. 2-21 Downloads
Mark Lokanan
The value relevance of intellectual capital disclosure: empirical evidence from Kuwait pp. 22-38 Downloads
Mishari M. Alfraih
Prospects of an online dispute resolution framework for Islamic Banks in Malaysia: an empirical legal analysis pp. 39-55 Downloads
Umar A. Oseni and Sodiq O. Omoola
Evolution of financial reporting of life insurers: the predominance of unregulated embedded value disclosure pp. 56-72 Downloads
Rudolph A. Jacob, Samir El-Gazzar and Scott McGregor
Forensic accounting: a blend of knowledge pp. 73-85 Downloads
Reshma Kumari Tiwari and Jasojit Debnath
Tax havens: conduits for corporate tax malfeasance pp. 86-104 Downloads
Akanksha Jalan and R Vaidyanathan
Insurance and financial stability: implications of the 2016 IMF Global Financial Stability Report for regulation and supervision of insurers pp. 105-112 Downloads
Shinya Kobayashi

Volume 24, issue 4, 2016

Bad apples or corrupting barrels? Preventing traders’ misconduct pp. 366-382 Downloads
Wieke Scholten and Naomi Ellemers
An international comparison of regulatory capture and regulatory outcomes: The case of pension regulators in Ireland and the United States pp. 383-401 Downloads
John Turner, Gerard Hughes and Michelle Maher
Bank regulation and stock market stability across countries pp. 402-419 Downloads
Walaa Wahid ElKelish and Jon Tucker
Limit Up–Limit Down: an effective response to the “Flash Crash”? pp. 420-429 Downloads
Viktoria Dalko
Interaction among funding liquidity, liquidity creation and stock liquidity of banks: Evidence from BRICS countries pp. 430-452 Downloads
Muhammad Umar and Gang Sun
Basel disclosure by private and public sector banks in India: assessment and implications pp. 453-472 Downloads
Prodyot Samanta and Mohinder Dugal

Volume 24, issue 3, 2016

The insurance agents’ intention to make inappropriate product recommendations: some observations from Taiwan life insurance industry pp. 230-247 Downloads
Lu-Ming Tseng, Yue-Min Kang and Chi-Erh Chung
The efficacy of market abuse regulation in the UK pp. 248-267 Downloads
Brendan John Lambe
Impact of ethical screening on risk and returns: the case of constructed Moroccan Islamic stock indices pp. 268-291 Downloads
Issam Bousalam and Moustapha Hamzaoui
Corporate governance mechanisms and audit delay in a joint audit regulation pp. 292-316 Downloads
Mishari M. Alfraih
How the unremunerated reserve requirement by the Bank of Thailand affects IPO underpricing and the long-run performance of IPOs pp. 317-342 Downloads
Kulabutr Komenkul and Dhanawat Siriwattanakul
Estimating defaults in organized security lending markets pp. 343-362 Downloads
Latif Cem Osken, Ceylan Onay and Gozde Erhan Unal

Volume 24, issue 2, 2016

Assessing the Basel II internal ratings-based approach: Empirical evidence from Australia pp. 106-139 Downloads
Silvio Tarca and Marek Rutkowski
The retail distribution review: Retail financial services; regulation; financial advice market review pp. 140-153 Downloads
Patrick Ring
The effectiveness of board of directors’ characteristics in mandatory disclosure compliance pp. 154-176 Downloads
Mishari M. Alfraih
The Law relating to syndicated loan agreements and its application in commercial practice pp. 177-196 Downloads
Norman Mugarura
Empirical evidence on disclosure and risk-taking of banks in Ghana pp. 197-212 Downloads
Lydia Kuranchie-Pong, Godfred Alufa Bokpin and Charles Andoh
Overview of the Greek value at risk (VaR) legislation framework: Deficiencies, proposals for future revision and a new suggested method pp. 213-226 Downloads
Evangelos Vasileiou

Volume 24, issue 1, 2016

Short selling and the development of anti-shorting laws in the UK pp. 9-23 Downloads
Azhar Mohamad
Revisiting the effect of regulation, supervision and risk on banking performance: Evidence from European banks based on PSTR model pp. 24-40 Downloads
Houssem Rachdi and Faten Ben Bouheni
International accounting standards and accounting quality in code-law countries: The case of Egypt pp. 41-59 Downloads
Ibrahim El-Sayed Ebaid
Investment funds, shadow banking and systemic risk pp. 60-73 Downloads
Elias Bengtsson
Uncoupling the relationship between corruption and money laundering crimes pp. 74-89 Downloads
Norman Mugarura
A conceptual framework for the Basel accords-based regulation pp. 90-103 Downloads
Jaffar Mohammed Ahmed

Volume 23, issue 4, 2015

How important is territorial bias in prudential supervision and regulation? pp. 322-337 Downloads
Katia D'Hulster
Strengthening credit rating integrity pp. 338-353 Downloads
Mark Adelson and David Jacob
Stricter microprudential supervision versus macroprudential supervision pp. 354-368 Downloads
Larry Wall
Understanding decoupling in response to corporate governance reform pressures: The case of codes of good corporate governance pp. 369-382 Downloads
Mario Krenn
Supervision of financial institutions: The transition from Basel I to Basel III. A critical appraisal of the newly established regulatory framework pp. 383-402 Downloads
Georgios L Vousinas
Evaluation of post-GFC policy response of New Zealand: Banking and macro-prudential perspectives pp. 403-414 Downloads
Syrus M. Islam and Noel Yahanpath
Greek fiscal crisis and measures to safeguard financial stability pp. 415-430 Downloads
Spyridon Repousis

Volume 23, issue 3, 2015

Sovereign wealth fund investments and policy implications: a survey pp. 210-229 Downloads
Chen Meng
CVA: the first sign of BCBS strategic change? pp. 230-251 Downloads
Mika Veli-Pekka Viljanen
Re-examination of the banking window dressing theory: New methodological approaches and empirical evidence from the Greek case pp. 252-270 Downloads
Evangelos Vasileiou
Adoption of Basel norms: a review of empirical evidences pp. 271-284 Downloads
Mandeep Kaur and Samriti Kapoor
HSBC Swiss bank accounts-AML compliance and money laundering implications pp. 285-297 Downloads
Mohammed Ahmad Naheem
To Basel or not to Basel? Banking crises and contagion pp. 298-318 Downloads
Aristeidis Samitas and Stathis Polyzos

Volume 23, issue 2, 2015

The changing landscape of retirement rules of thumb pp. 106-114 Downloads
Naomi E. Boyd, Davide P. Cervone, Presha E. Neidermeyer and Adolph Neidermeyer
Risk-based capital regulation revisited: evidence from the early 2000s pp. 115-134 Downloads
Thomas Hogan, Neil R. Meredith and Xuhao (Harry) Pan
Shariah supervisory systems in Islamic finance institutions across the OIC member countries: An investigation of regulatory frameworks pp. 135-160 Downloads
Rihab Grassa
Compliance and determinants of US-listed foreign firms’ 20-F filings under the new Securities and Exchange Commission accelerated deadline pp. 161-178 Downloads
Kam C. Chan, Samir El-Gazzar, Rudolph A. Jacob and Picheng Lee
Risk quanta: an approach to understanding modern financial risk pp. 179-195 Downloads
Jong Ho Hwang
MiFID II compliance – are we ready? pp. 196-206 Downloads
Lukasz Prorokowski

Volume 23, issue 1, 2015

Effective regulatory regimes: a comparative analysis of GCC financial regulators pp. 2-17 Downloads
Mohamed Ramady
Regulatory framework and deposit – investment guarantee fund in Greece pp. 18-30 Downloads
Spyridon Repousis
FVA – Sailing on the uncharted waters pp. 31-54 Downloads
Lukasz Prorokowski and Hubert Prorokowski
Mark-to-market and its effects on community banking during the financial crisis: An examination of perceived risks pp. 55-72 Downloads
Hilde Patron and William J. Smith
Approaches to financial regulation in view of the crisis: Report about the 34th meeting of the German Comparative Law Society pp. 73-83 Downloads
Alexander Stöhr
Transformation of the Ecuadorian financial system: regulation and response pp. 84-102 Downloads
Luisa Ana Unda and Julie Margret
Page updated 2018-12-16