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Journal of Financial Regulation and Compliance

2007 - 2020

Current editor(s): Professor Kevin Keasey

From Emerald Group Publishing
Bibliographic data for series maintained by Virginia Chapman ().

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Volume 29, issue 1, 2020

Money laundering via underground currency exchange networks pp. 1-14 Downloads
Fabian Maximilian Teichmann and Marie-Christin Falker
Demystifying gaps and testing for convergence in bank regulations impacting the competitive environment: a case of India and its peers in BRICS pp. 15-43 Downloads
Rachita Gulati
Securitization and earnings management: evidence from the Sarbanes–Oxley act pp. 44-62 Downloads
Anin Rupp
Unbundling interest rate and bank credit nexus on income inequality: structural break analysis from Nigeria pp. 63-78 Downloads
Ngozi Adeleye
Impact of activity restrictions on risk taking of banks: does competition matter during crisis? pp. 79-103 Downloads
Abu Hanifa Md. Noman, Che Ruhana Isa, Md Aslam Mia and Chan Sok-Gee
Smart contracts: will Fintech be the catalyst for the next global financial crisis? pp. 104-122 Downloads
Randall E. Duran and Paul Griffin

Volume 28, issue 4, 2019

Regulating European financial markets between crisis and Brexit pp. 503-514 Downloads
Jakob Schemmel
Structural banking reforms and their implications for banks’ corporate governance pp. 515-525 Downloads
Christiane Hellstern
Carrots and sticks in bank governance: time for a bigger stick? pp. 527-539 Downloads
Richard Ridyard
The establishment of the OECD Asia-Pacific academy for tax and financial crime investigation pp. 541-554 Downloads
Akira Matsuoka
Does interest rate liberalisation affect the constancy of mean interest rates in China? pp. 555-568 Downloads
Hui Hong, Zhicun Bian, Naiwei Chen and Chiwei Su
What is good and bad with the regulation supporting the SME’s credit access pp. 569-586 Downloads
Pietro Vozzella and Giampaolo Gabbi
Establishing an EU internal market for depositaries pp. 587-603 Downloads
Christopher Buttigieg, Joseph Agius and Sandra Saliba

Volume 28, issue 3, 2020

Money laundering through banks in Dubai pp. 337-352 Downloads
Fabian Maximilian Teichmann and Marie-Christin Falker
Equity crowdfunding and regulation: implications for the real estate sector in Italy pp. 353-368 Downloads
Enrico Battisti, Fabio Creta and Nicola Miglietta
Detection and analysis of occurrences of spoofing in the Brazilian capital market pp. 369-408 Downloads
Luisa Mendonça and Alan De Genaro
Mandatory adoption of IFRS and its effect on international stock listings in Canada pp. 409-429 Downloads
Shahid Khan, Khaled Abdou and Sudip Ghosh
Equity market reaction to regulatory reforms: a case study of Indian banks pp. 431-464 Downloads
Madhvi Sethi and Dipali Krishnakumar
An empirical investigation into market risk disclosure: is there room to improve for Italian banks? pp. 465-483 Downloads
Salvatore Polizzi and Enzo Scannella
Money laundering through consulting companies pp. 485-500 Downloads
Fabian Maximilian Teichmann and Marie-Christin Falker

Volume 28, issue 2, 2020

The German consumer bankruptcy law and moral hazard – the case of indebted immigrants pp. 161-181 Downloads
Mevliyar Er
Financial stability: does social activism matter? pp. 183-214 Downloads
Peterson K. Ozili
Blockchain and insurance: a review for operations and regulation pp. 215-234 Downloads
Richard Brophy
Market power and stability of financial institutions: evidence from the Italian banking sector pp. 235-265 Downloads
Cristian Barra and Roberto Zotti
Where are Islamic finance indices pointing towards?: Lessons from experimental ‘pockets’ of Islamic financial regulation on international stock markets pp. 267-281 Downloads
Mohammed El Hadi El Maknouzi and Iyad Mohammad Jadalhaq
Financial freedom, market power and bank margins in sub-Saharan Africa pp. 283-299 Downloads
Emmanuel Sarpong-Kumankoma, Joshua Abor, Anthony Quame Q. Aboagye and Mohammed Amidu
Effective bank regulation: seven guiding principles pp. 301-314 Downloads
Linda Arch
The determinants of bank insolvency risk: evidence from Finland pp. 315-335 Downloads
Matias Huhtilainen

Volume 28, issue 1, 2019

The effectiveness of MiFID provisions for professional clients: a critical review pp. 1-15 Downloads
Tom Loonen and Randy Pattiselanno
Examining the role of institutional framework in promoting financial literacy by microfinance deposit-taking institutions in developing economies: Evidence from rural Uganda pp. 16-38 Downloads
George Okello Candiya Bongomin and John C. Munene
Capital regulation and ownership structure on bank risk pp. 39-56 Downloads
Aysa Siddika and Razali Haron
Learn to build an error management culture pp. 57-73 Downloads
Elianne van Steenbergen, Danny van Dijk, Céline Christensen, Tessa Coffeng and Naomi Ellemers
Insurance regulations, risk and performance in Ghana pp. 74-96 Downloads
Baah Aye Kusi, Abdul Latif Alhassan, Daniel Ofori-Sasu and Rockson Sai
Price formation of FICC research following MiFID II unbundling rules pp. 97-113 Downloads
Fidelio Tata
FDI in Africa: potential implications of Brexit on South Africa’s financial sector pp. 114-129 Downloads
Silindile Nomfihlakalo Buthelezi
Modeling effects of banking regulations and supervisory practices on capital adequacy state transition in developing countries pp. 130-159 Downloads
Ali Jamali

Volume 27, issue 4, 2019

Comparison of advanced economies’ performance in bubbles mitigation pp. 397-421 Downloads
Emilio Gallego Neira and Carlos Martínez de Ibarreta
Time-varying response of treasury yields to monetary policy shocks: Evidence from the Tunisian bond market pp. 422-442 Downloads
Lassaâd Mbarek, Hardik A. Marfatia and Sonja Juko
Promoting responsible sovereign lending and borrowing: the role of sovereign wealth funds pp. 443-452 Downloads
Georgios Pavlidis
Does the speed of adjustment in regulation and supervision affect financial stability in developing countries? pp. 453-463 Downloads
Chadi Azmeh
A practical process mining approach for compliance management pp. 464-478 Downloads
Michael Becker and Rüdiger Buchkremer
Impact of correspondent bank de-risking on money service businesses in Jamaica pp. 479-493 Downloads
Leo-Rey Gordon
Does commission remuneration affect the investor’s outcome? Experience from Central Europe pp. 494-508 Downloads
Jiří Šindelář and Petr Budinský

Volume 27, issue 3, 2019

Supervision of lost pension accounts and unclaimed benefits pp. 266-279 Downloads
Kyoung Gook Park, Dariusz Stanko and Darren McShane
Reviewing Pillar 2 regulations: credit concentration risk pp. 280-302 Downloads
Lukasz Prorokowski, Hubert Prorokowski and Georgette Bongfen Nteh
The impact of public scrutiny on executive compensation pp. 303-323 Downloads
Andrew Glen Carrothers
An update on self-regulation in the Canadian securities industry (2009-2016): Funnel in, funnel out and funnel away pp. 324-344 Downloads
Mark Lokanan
Asymmetric return response to expected risk: policy implications pp. 345-356 Downloads
Mehmet F. Dicle and Kendra Reed
Ignoring personal moral compass: factors shaping bankers’ decisions pp. 357-379 Downloads
Mouhamed El Bachire Thiam, Jonathan Liu and John Aston
Quantifying the potential impact of a green supporting factor or brown penalty on European banks and lending pp. 380-394 Downloads
Jakob Thomä and Kyra Gibhardt

Volume 27, issue 2, 2019

Corporate governance in Ghana: An analysis of board accountability in Ghanaian listed banks pp. 126-140 Downloads
Larry Amartei Amartey, Mei Yu and Osita Chukwu-lobelu
CCP resolution, loss allocation and shareholders’ rights pp. 141-159 Downloads
Marc Peters
An agency theory approach towards bribery pp. 160-168 Downloads
Fabian Maximilian Johannes Teichmann
Shareholder empowerment, steps forward and steps back: Comparative analysis of the US and UK regulations pp. 169-196 Downloads
Saad Almohammed Alrayes
When benchmark rates change: the case of Islamic banks pp. 197-214 Downloads
Simon Archer and Rifaat Ahmed Abdel Karim
A new approach to research and theory development for financial firms-building a “house with windows” pp. 215-242 Downloads
John Holland
Banks, climate risk and financial stability pp. 243-262 Downloads
Maria J. Nieto

Volume 27, issue 1, 2019

Recent trends in money laundering and terrorism financing pp. 2-12 Downloads
Fabian Maximilian Teichmann
Global financial regulation in the “New International Economic Order”: The unfulfilled promise of equitable economic governance pp. 13-30 Downloads
Habtamu Simachew Belay
Valuation of defined benefit pension schemes in IAS 19 employee benefits - true and fair? pp. 31-42 Downloads
Bridget McNally, Anne M. Garvey and Thomas O’Connor
Can BRICS and ASEAN-5 emerging economies benefit from bank diversification? pp. 43-69 Downloads
Syed Moudud-Ul-Huq
Compensation clawback policies and corporate lawsuits pp. 70-85 Downloads
Matteo P. Arena and Nga Q. Nguyen
The effect of the JOBS act on analyst coverage of emerging growth companies pp. 86-109 Downloads
Elena Precourt
MiFID II key concerns pp. 110-123 Downloads
Peter Yeoh
Page updated 2021-03-01