Journal of Financial Regulation and Compliance

1992 - 2025

Current editor(s): Prof John Ashton

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Comparison of advanced economies’ performance in bubbles mitigation pp. 397-421: Emilio Gallego Neira and Carlos Martínez de Ibarreta
Time-varying response of treasury yields to monetary policy shocks pp. 422-442: Lassaâd Mbarek, Hardik A. Marfatia and Sonja Juko
Promoting responsible sovereign lending and borrowing: the role of sovereign wealth funds pp. 443-452: Georgios Pavlidis
Does the speed of adjustment in regulation and supervision affect financial stability in developing countries? pp. 453-463: Chadi Azmeh
A practical process mining approach for compliance management pp. 464-478: Michael Becker and Rüdiger Buchkremer
Impact of correspondent bank de-risking on money service businesses in Jamaica pp. 479-493: Leo-Rey Gordon
Does commission remuneration affect the investor’s outcome? Experience from Central Europe pp. 494-508: Jiří Šindelář and Petr Budinský

Supervision of lost pension accounts and unclaimed benefits pp. 266-279: Kyoung Gook Park, Dariusz Stańko and Darren McShane
Reviewing Pillar 2 regulations: credit concentration risk pp. 280-302: Lukasz Prorokowski, Hubert Prorokowski and Georgette Bongfen Nteh
The impact of public scrutiny on executive compensation pp. 303-323: Andrew Glen Carrothers
An update on self-regulation in the Canadian securities industry (2009-2016) pp. 324-344: Mark Lokanan
Asymmetric return response to expected risk: policy implications pp. 345-356: Mehmet F. Dicle and Kendra Reed
Ignoring personal moral compass: factors shaping bankers’ decisions pp. 357-379: Mouhamed El Bachire Thiam, Jonathan Liu and John Aston
Quantifying the potential impact of a green supporting factor or brown penalty on European banks and lending pp. 380-394: Jakob Thomä and Kyra Gibhardt

Corporate governance in Ghana pp. 126-140: Larry Amartei Amartey, Mei Yu and Osita Chukwu-lobelu
CCP resolution, loss allocation and shareholders’ rights pp. 141-159: Marc Peters
An agency theory approach towards bribery pp. 160-168: Fabian Maximilian Johannes Teichmann
Shareholder empowerment, steps forward and steps back pp. 169-196: Saad Almohammed Alrayes
When benchmark rates change: the case of Islamic banks pp. 197-214: Simon Archer and Rifaat Ahmed Abdel Karim
A new approach to research and theory development for financial firms-building a “house with windows” pp. 215-242: John Holland
Banks, climate risk and financial stability pp. 243-262: Maria J. Nieto

Recent trends in money laundering and terrorism financing pp. 2-12: Fabian Maximilian Teichmann
Global financial regulation in the “New International Economic Order” pp. 13-30: Habtamu Simachew Belay
Valuation of defined benefit pension schemes in IAS 19 employee benefits - true and fair? pp. 31-42: Bridget McNally, Anne M. Garvey and Thomas O’Connor
Can BRICS and ASEAN-5 emerging economies benefit from bank diversification? pp. 43-69: Syed Moudud-Ul-Huq
Compensation clawback policies and corporate lawsuits pp. 70-85: Matteo P. Arena and Nga Q. Nguyen
The effect of the JOBS act on analyst coverage of emerging growth companies pp. 86-109: Elena Precourt
MiFID II key concerns pp. 110-123: Peter Yeoh

Freedom, competition and bank profitability in Sub-Saharan Africa pp. 462-481: Emmanuel Sarpong-Kumankoma, Joshua Abor, Anthony Quame Q. Aboagye and Mohammed Amidu
The EU market abuse regulation, where does it leave us? pp. 482-504: Andrew Haynes
Analysis on corporate governance compliance standards in New Zealand – a qualitative study on disclosures using content analysis and interviews pp. 505-525: Allan Chang
Determinants of bank loan charge-off rates: evidence from the USA pp. 526-542: Amit Ghosh

Conflicts of interest in finance pp. 334-350: Morten Kinander
CCP recovery and resolution: preventing a financial catastrophe pp. 351-364: Randy Priem
Firm characteristics associated with concurrent disclosure of GAAP-compliant financial statements with earnings announcements pp. 365-381: Thomas D’Angelo, Samir El-Gazzar and Rudolph A. Jacob
A review of credit scoring research in the age of Big Data pp. 382-405: Ceylan Onay and Elif Öztürk
Perspective of corporate governance and ethical issues with profit sharing investment accounts in Islamic banks pp. 406-424: Salah Alhammadi, Simon Archer, Carol Padgett and Rifaat Ahmed Abdel Karim
Regulatory non-compliance and performance of deposit money banks in Nigeria pp. 425-441: Ismaila Yusuf and Damola Ekundayo
The determinants of anti-money laundering compliance among the Financial Action Task Force (FATF) member states pp. 442-459: Emmanuel Senanu Mekpor, Anthony Aboagye and Jonathan Welbeck

Global financial regulatory reforms and sovereign’s exemption pp. 190-202: Chiara Oldani
Is commercial bank lending in South Africa procyclical? pp. 203-226: Foluso Akinsola and Sylvanus Ikhide
The use of efficiency measures to compute welfare improving: an application for competition policy pp. 227-245: Gustavo Ferro and Sonia León
Impact of regulatory reforms on compliance with mandatory disclosures by savings and credit co-operatives in Kenya pp. 246-270: David Mutua Mathuva and H. Gin Chong
Institutional framework in developing economies pp. 271-286: George Okello Candiya Bongomin, Charles Akol Malinga, John C. Munene and Joseph Mpeera Ntayi
Household leverage and consumption during the Great Depression pp. 287-299: Kim Abildgren
Capital structure, ownership and crisis: how different are banks? pp. 300-330: Saibal Ghosh and Goutam Chatterjee

Multiple banking relationships and exposure at default pp. 2-19: Lucia Gibilaro and Gianluca Mattarocci
Banks, private money creation, and regulatory reform pp. 20-34: Gerry Cross
A European banking business models analysis: the investment services case pp. 35-57: Paola Musile Tanzi, Elena Aruanno and Mattia Suardi
The Federal Reserve and retail payments: a historical review pp. 58-71: Ashish Lall
The European rating fund pp. 72-86: Dirk-Hinnerk Fischer
Revised standardised approach for credit risk in practice pp. 87-102: Lukasz Prorokowski
Market structure in the Vietnamese banking system: a non-structural approach pp. 103-119: Thao Ngoc Nguyen, Chris Stewart and Roman Matousek
An empirical investigation into the corporate culture of UK listed banks pp. 120-134: Paul Cox and Diandra Soobiah
How firms borrow in international bond markets pp. 135-169: Alberto Fuertes and Jose Maria Serena Garralda
Capital regulatory pressure, charter value and bank risk-taking: empirical evidence for China pp. 170-186: Jinyi Zhang and Hai Jiang