Journal of Financial Regulation and Compliance

1992 - 2026

Current editor(s): Prof John Ashton

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2020, month December, vol 29

Dutch investment advisors’ perceptions towards the MiFID II directive pp. 202-217

Tom Loonen

2020, month October, vol 29

Euro clearing after Brexit: shifting locations and oversight pp. 187-201

Sven Van Kerckhoven and Jed Odermatt

2020, month August, vol 29

Macroprudential ring-fencing pp. 125-142

Tomas Konecny and Lukáš Pfeifer

To list or not to list, that is the question: new evidence from the performance of Vietnamese commercial banks pp. 163-186

Tuan Quoc Le, Ha Ngan Duong and Phuong Thanh Nguyen

2020, month July, vol 29

Money laundering via underground currency exchange networks pp. 1-14

Fabian Maximilian Teichmann and Marie-Christin Falker

Unbundling interest rate and bank credit nexus on income inequality: structural break analysis from Nigeria pp. 63-78

Ngozi Adeleye

Impact of activity restrictions on risk taking of banks: does competition matter during crisis? pp. 79-103

Abu Hanifa Md. Noman, Che Ruhana Isa, Md Aslam Mia and Sok-Gee Chan

On IMF debt and capital control: evidence from Malaysia, Thailand, Indonesia, the Philippines and South Korea pp. 143-162

Azhar Mohamad, Imtiaz Mohammad Sifat, Hassanudin Mohd Thas Thaker and Anwar Muhammad Noor

2020, month June, vol 29

Demystifying gaps and testing for convergence in bank regulations impacting the competitive environment: a case of India and its peers in BRICS pp. 15-43

Rachita Gulati

Securitization and earnings management: evidence from the Sarbanes–Oxley act pp. 44-62

Anin Rupp

2020, month January, vol 29

Smart contracts: will Fintech be the catalyst for the next global financial crisis? pp. 104-122

Randall E. Duran and Paul Griffin

2020, month May, vol 28

Establishing an EU internal market for depositaries pp. 587-603

Christopher Buttigieg, Joseph Agius and Sandra Saliba

2020, month April, vol 28

Money laundering through consulting companies pp. 485-500

Fabian Maximilian Teichmann and Marie-Christin Falker

The establishment of the OECD Asia-Pacific academy for tax and financial crime investigation pp. 541-554

Akira Matsuoka

Does interest rate liberalisation affect the constancy of mean interest rates in China? pp. 555-568

Hui Hong, Zhicun Bian, Naiwei Chen and Chiwei Su

What is good and bad with the regulation supporting the SME’s credit access pp. 569-586

Pietro Vozzella and Giampaolo Gabbi

2020, month March, vol 28

Effective bank regulation: seven guiding principles pp. 301-314

Linda Arch

Detection and analysis of occurrences of spoofing in the Brazilian capital market pp. 369-408

Luisa Mendonça and Alan De Genaro

Mandatory adoption of IFRS and its effect on international stock listings in Canada pp. 409-429

Shahid Khan, Khaled Abdou and Sudip Ghosh

Equity market reaction to regulatory reforms: a case study of Indian banks pp. 431-464

Madhvi Sethi and Dipali Krishnakumar

An empirical investigation into market risk disclosure: is there room to improve for Italian banks? pp. 465-483

Salvatore Polizzi and Enzo Scannella

2020, month February, vol 28

Equity crowdfunding and regulation: implications for the real estate sector in Italy pp. 353-368

Enrico Battisti, Fabio Creta and Nicola Miglietta

2020, month January, vol 28

The determinants of bank insolvency risk: evidence from Finland pp. 315-335

Matias Huhtilainen

Money laundering through banks in Dubai pp. 337-352

Fabian Maximilian Teichmann and Marie-Christin Falker

2019, month December, vol 28

Examining the role of institutional framework in promoting financial literacy by microfinance deposit-taking institutions in developing economies pp. 16-38

George Okello Candiya Bongomin and John C. Munene

Market power and stability of financial institutions: evidence from the Italian banking sector pp. 235-265

Cristian Barra and Roberto Zotti

Where are Islamic finance indices pointing towards? pp. 267-281

Mohammed El Hadi El Maknouzi and Iyad Mohammad Jadalhaq

2019, month November, vol 28

Blockchain and insurance: a review for operations and regulation pp. 215-234

Richard Brophy

Financial freedom, market power and bank margins in sub-Saharan Africa pp. 283-299

Emmanuel Sarpong-Kumankoma, Joshua Abor, Anthony Quame Q. Aboagye and Mohammed Amidu

2019, month October, vol 28

Capital regulation and ownership structure on bank risk pp. 39-56

Aysa Siddika and Razali Haron

Learn to build an error management culture pp. 57-73

Elianne van Steenbergen, Danny van Dijk, Céline Christensen, Tessa Coffeng and Naomi Ellemers

Structural banking reforms and their implications for banks’ corporate governance pp. 515-525

Christiane Hellstern

2019, month September, vol 28

Modeling effects of banking regulations and supervisory practices on capital adequacy state transition in developing countries pp. 130-159

Ali Jamali

2019, month August, vol 28

Insurance regulations, risk and performance in Ghana pp. 74-96

Baah Kusi, Abdul Latif Alhassan, Daniel Ofori-Sasu and Rockson Sai

Price formation of FICC research following MiFID II unbundling rules pp. 97-113

Fidelio Tata

FDI in Africa: potential implications of Brexit on South Africa’s financial sector pp. 114-129

Silindile Nomfihlakalo Buthelezi

2019, month June, vol 28

The German consumer bankruptcy law and moral hazard – the case of indebted immigrants pp. 161-181

Mevliyar Er

Financial stability: does social activism matter? pp. 183-214

Peterson Ozili

Regulating European financial markets between crisis and Brexit pp. 503-514

Jakob Schemmel

Carrots and sticks in bank governance: time for a bigger stick? pp. 527-539

Richard Ridyard

2019, month May, vol 28

The effectiveness of MiFID provisions for professional clients: a critical review pp. 1-15

Tom Loonen and Randy Pattiselanno

2019, month August, vol 27

Does commission remuneration affect the investor’s outcome? Experience from Central Europe pp. 494-508

Jiří Šindelář and Petr Budinský

2019, month July, vol 27

Ignoring personal moral compass: factors shaping bankers’ decisions pp. 357-379

Mouhamed El Bachire Thiam, Jonathan Liu and John Aston

Time-varying response of treasury yields to monetary policy shocks pp. 422-442

Lassaâd Mbarek, Hardik A. Marfatia and Sonja Juko

A practical process mining approach for compliance management pp. 464-478

Michael Becker and Rüdiger Buchkremer

Impact of correspondent bank de-risking on money service businesses in Jamaica pp. 479-493

Leo-Rey Gordon

2019, month June, vol 27

The impact of public scrutiny on executive compensation pp. 303-323

Andrew Glen Carrothers

Asymmetric return response to expected risk: policy implications pp. 345-356

Mehmet F. Dicle and Kendra Reed

Promoting responsible sovereign lending and borrowing: the role of sovereign wealth funds pp. 443-452

Georgios Pavlidis

Does the speed of adjustment in regulation and supervision affect financial stability in developing countries? pp. 453-463

Chadi Azmeh

2019, month May, vol 27

Corporate governance in Ghana pp. 126-140

Larry Amartei Amartey, Mei Yu and Osita Chukwu-lobelu

CCP resolution, loss allocation and shareholders’ rights pp. 141-159

Marc Peters

Banks, climate risk and financial stability pp. 243-262

Maria J. Nieto

An update on self-regulation in the Canadian securities industry (2009-2016) pp. 324-344

Mark Lokanan

Quantifying the potential impact of a green supporting factor or brown penalty on European banks and lending pp. 380-394

Jakob Thomä and Kyra Gibhardt

2019, month April, vol 27

Shareholder empowerment, steps forward and steps back pp. 169-196

Saad Almohammed Alrayes

When benchmark rates change: the case of Islamic banks pp. 197-214

Simon Archer and Rifaat Ahmed Abdel Karim

A new approach to research and theory development for financial firms-building a “house with windows” pp. 215-242

John Holland

Comparison of advanced economies’ performance in bubbles mitigation pp. 397-421

Emilio Gallego Neira and Carlos Martínez de Ibarreta

2019, month March, vol 27

Global financial regulation in the “New International Economic Order” pp. 13-30

Habtamu Simachew Belay

Compensation clawback policies and corporate lawsuits pp. 70-85

Matteo P. Arena and Nga Q. Nguyen

An agency theory approach towards bribery pp. 160-168

Fabian Maximilian Johannes Teichmann

Supervision of lost pension accounts and unclaimed benefits pp. 266-279

Kyoung Gook Park, Dariusz Stańko and Darren McShane

Reviewing Pillar 2 regulations: credit concentration risk pp. 280-302

Lukasz Prorokowski, Hubert Prorokowski and Georgette Bongfen Nteh

2019, month January, vol 27

Recent trends in money laundering and terrorism financing pp. 2-12

Fabian Maximilian Teichmann

Valuation of defined benefit pension schemes in IAS 19 employee benefits - true and fair? pp. 31-42

Bridget McNally, Anne M. Garvey and Thomas O’Connor

Can BRICS and ASEAN-5 emerging economies benefit from bank diversification? pp. 43-69

Syed Moudud-Ul-Huq

The effect of the JOBS act on analyst coverage of emerging growth companies pp. 86-109

Elena Precourt

MiFID II key concerns pp. 110-123

Peter Yeoh