Journal of Financial Regulation and Compliance

1992 - 2025

Current editor(s): Prof John Ashton

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Volume 25, issue 4, 2017

Macroprudential policy – closing the financial stability gap pp. 334-359

Stephan Fahr and John Fell

An approach for initiating interventions for bank recovery pp. 360-380

Charles A.E. Goodhart and Miguel A. Segoviano

Systemic banking crises: completing the enhanced policy responses pp. 381-395

Olivier Frecaut

The measurement and regulation of shadow banking in Ireland pp. 396-412

Jim Stewart and Cillian Doyle

European NPLs through the crisis: a policy review pp. 413-421

Nadege Jassaud and Edouard Vidon

Emergence of Fintech and cybersecurity in a global financial centre pp. 422-434

Artie W. Ng and Benny K.B. Kwok

Volume 25, issue 3, 2017

Has regulatory reform been misdirected? pp. 236-240

Charles Goodhart

What happened to global banking after the crisis? pp. 241-252

Dirk Schoenmaker

The impacts of financial regulations: solvency and liquidity in the post-crisis period pp. 253-270

Colleen Baker, Christine Cummings and Julapa Jagtiani

Effectiveness and channels of macroprudential policies: lessons from the Euro area pp. 271-306

Yuanyan Zhang and Thierry Tressel

Impact of regulatory changes on government bond market liquidity pp. 307-317

Hans Blommestein

Recent changes in US regulation of large foreign banking organizations pp. 318-332

Larry Wall

Volume 25, issue 2, 2017

Dynamic lag structure of deposits and loans interest rates and business cycles formation pp. 114-132

Bijan Bidabad and Abul Hassan

The influence of board characteristics on corporate illegality pp. 133-148

Gundeep Kaur Virk

Tax compliance of small and medium enterprises: a developing country perspective pp. 149-175

Doreen Musimenta, Stephen Korutaro Nkundabanyanga, Moses Muhwezi, Brenda Akankunda and Irene Nalukenge

A probabilistic approach to IT risk management in the Basel regulatory framework pp. 176-195

Semir Ibrahimovic and Ulrik Franke

Regulatory issues in blockchain technology pp. 196-208

Peter Yeoh

Risk culture and banking supervision pp. 209-226

Alessandro Carretta, Vincenzo Farina and Paola Schwizer

Volume 25, issue 1, 2017

Self-regulation and compliance enforcement practices by the Investment Dealers Association in Canada pp. 2-21

Mark Lokanan

The value relevance of intellectual capital disclosure: empirical evidence from Kuwait pp. 22-38

Mishari M. Alfraih

Prospects of an online dispute resolution framework for Islamic Banks in Malaysia pp. 39-55

Umar A. Oseni and Sodiq O. Omoola

Evolution of financial reporting of life insurers pp. 56-72

Rudolph A. Jacob, Samir El-Gazzar and Scott McGregor

Forensic accounting: a blend of knowledge pp. 73-85

Reshma Kumari Tiwari and Jasojit Debnath

Tax havens: conduits for corporate tax malfeasance pp. 86-104

Akanksha Jalan and R. Vaidyanathan

Insurance and financial stability pp. 105-112

Shinya Kobayashi

Volume 24, issue 4, 2016

Bad apples or corrupting barrels? Preventing traders’ misconduct pp. 366-382

Wieke Scholten and Naomi Ellemers

An international comparison of regulatory capture and regulatory outcomes pp. 383-401

John Turner, Gerard Hughes and Michelle Maher

Bank regulation and stock market stability across countries pp. 402-419

Walaa Wahid ElKelish and Jon Tucker

Limit Up–Limit Down: an effective response to the “Flash Crash”? pp. 420-429

Viktoria Dalko

Interaction among funding liquidity, liquidity creation and stock liquidity of banks pp. 430-452

Muhammad Umar and Gang Sun

Basel disclosure by private and public sector banks in India: assessment and implications pp. 453-472

Prodyot Samanta and Mohinder Dugal

Volume 24, issue 3, 2016

The insurance agents’ intention to make inappropriate product recommendations pp. 230-247

Lu-Ming Tseng, Yue-Min Kang and Chi-Erh Chung

The efficacy of market abuse regulation in the UK pp. 248-267

Brendan John Lambe

Impact of ethical screening on risk and returns pp. 268-291

Issam Bousalam and Moustapha Hamzaoui

Corporate governance mechanisms and audit delay in a joint audit regulation pp. 292-316

Mishari M. Alfraih

How the unremunerated reserve requirement by the Bank of Thailand affects IPO underpricing and the long-run performance of IPOs pp. 317-342

Kulabutr Komenkul and Dhanawat Siriwattanakul

Estimating defaults in organized security lending markets pp. 343-362

Latif Cem Osken, Ceylan Onay and Gözde Unal

Volume 24, issue 2, 2016

Assessing the Basel II internal ratings-based approach pp. 106-139

Silvio Tarca and Marek Rutkowski

The retail distribution review pp. 140-153

Patrick Ring

The effectiveness of board of directors’ characteristics in mandatory disclosure compliance pp. 154-176

Mishari M. Alfraih

The Law relating to syndicated loan agreements and its application in commercial practice pp. 177-196

Norman Mugarura

Empirical evidence on disclosure and risk-taking of banks in Ghana pp. 197-212

Lydia Kuranchie-Pong, Godfred Alufa Bokpin and Charles Andoh

Overview of the Greek value at risk (VaR) legislation framework pp. 213-226

Evangelos Vasileiou

Volume 24, issue 1, 2016

Short selling and the development of anti-shorting laws in the UK pp. 9-23

Azhar Mohamad

Revisiting the effect of regulation, supervision and risk on banking performance pp. 24-40

Houssem Rachdi and Faten Ben Bouheni

International accounting standards and accounting quality in code-law countries pp. 41-59

Ibrahim El-Sayed Ebaid

Investment funds, shadow banking and systemic risk pp. 60-73

Elias Bengtsson

Uncoupling the relationship between corruption and money laundering crimes pp. 74-89

Norman Mugarura

A conceptual framework for the Basel accords-based regulation pp. 90-103

Jaffar Mohammed Ahmed

Volume 23, issue 4, 2015

How important is territorial bias in prudential supervision and regulation? pp. 322-337

Katia D'Hulster

Strengthening credit rating integrity pp. 338-353

Mark Adelson and David Jacob

Stricter microprudential supervision versus macroprudential supervision pp. 354-368

Larry Wall

Understanding decoupling in response to corporate governance reform pressures pp. 369-382

Mario Krenn

Supervision of financial institutions pp. 383-402

Georgios Vousinas

Evaluation of post-GFC policy response of New Zealand pp. 403-414

Syrus M. Islam and Noel Yahanpath

Greek fiscal crisis and measures to safeguard financial stability pp. 415-430

Spyridon Repousis

Volume 23, issue 3, 2015

Sovereign wealth fund investments and policy implications: a survey pp. 210-229

Chen Meng

CVA: the first sign of BCBS strategic change? pp. 230-251

Mika Veli-Pekka Viljanen

Re-examination of the banking window dressing theory pp. 252-270

Evangelos Vasileiou

Adoption of Basel norms: a review of empirical evidences pp. 271-284

Mandeep Kaur and Samriti Kapoor

HSBC Swiss bank accounts-AML compliance and money laundering implications pp. 285-297

Mohammed Ahmad Naheem

To Basel or not to Basel? Banking crises and contagion pp. 298-318

Aristeidis Samitas and Stathis Polyzos

Volume 23, issue 2, 2015

The changing landscape of retirement rules of thumb pp. 106-114

Naomi E. Boyd, Davide P. Cervone, Presha E. Neidermeyer and Adolph Neidermeyer

Risk-based capital regulation revisited: evidence from the early 2000s pp. 115-134

Thomas Hogan, Neil R. Meredith and Xuhao (Harry) Pan

Shariah supervisory systems in Islamic finance institutions across the OIC member countries pp. 135-160

Rihab Grassa

Compliance and determinants of US-listed foreign firms’ 20-F filings under the new Securities and Exchange Commission accelerated deadline pp. 161-178

Kam C. Chan, Samir El-Gazzar, Rudolph A. Jacob and Picheng Lee

Risk quanta: an approach to understanding modern financial risk pp. 179-195

Jong Ho Hwang

MiFID II compliance – are we ready? pp. 196-206

Lukasz Prorokowski

Volume 23, issue 1, 2015

Effective regulatory regimes: a comparative analysis of GCC financial regulators pp. 2-17

Mohamed Ramady

Regulatory framework and deposit – investment guarantee fund in Greece pp. 18-30

Spyridon Repousis

FVA – Sailing on the uncharted waters pp. 31-54

Lukasz Prorokowski and Hubert Prorokowski

Mark-to-market and its effects on community banking during the financial crisis pp. 55-72

Hilde Patron and William J. Smith

Approaches to financial regulation in view of the crisis pp. 73-83

Alexander Stöhr

Transformation of the Ecuadorian financial system: regulation and response pp. 84-102

Luisa Ana Unda and Julie Margret