Journal of Financial Regulation and Compliance

1992 - 2025

Current editor(s): Prof John Ashton

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Learning from pondlife and fishermen: towards a modular financial services industry pp. 312-322: Aidan Walsh
Post‐crisis financial reform: where do we stand? pp. 323-336: Alessandro Giustiniani and John Thornton
Basel III's ability to mitigate systemic risk pp. 337-354: Stefan Schwerter
The financial regulation of energy and environmental markets pp. 355-369: Ivan Diaz‐Rainey, Mathias Siems and John Ashton
Chronology of banking reforms in Nigeria pp. 370-382: Ahmad Bello Dogarawa
Systemic surcharges and measures of systemic importance pp. 383-395: Sigbjørn Atle Berg
Legality of payment protection insurance compensation arrangements examined on judicial review pp. 396-406: Joanna Gray

The sleeping watch dog: aka the Securities and Exchange Commission pp. 208-221: Frank S. Perri and Richard G. Brody
The effectiveness of corporate governance policy in Greece pp. 222-243: Harilaos Mertzanis
Corporate governance legal and regulatory framework's effectiveness in Greece pp. 244-253: Themistokles Lazarides
Sarbanes Oxley's impact upon investor‐relevant risk types pp. 254-270: Nicholas V. Vakkur and Zulma J. Herrera
Voluntary risk reporting to enhance institutional and organizational legitimacy pp. 271-289: Jonas Oliveira, Lúcia Lima Rodrigues and Russell Craig
A macro‐prudential perspective of financial regulation pp. 289-297: Tristan Nguyen
Legal commentary pp. 298-306: Joanna Gray

Ethical and socially responsible investment funds pp. 100-110: Robert Watson
Cause v. consequence‐based regulation: Basel III v. the Eurocodes pp. 111-116: Maximilian A. Vermorken and Alphons Th. Vermorken
Discontinued German life insurance portfolios: rules‐in‐use, interest rate risk, and Solvency II pp. 117-138: Karsten Paetzmann
Co‐operative and competitive enforced self regulation pp. 139-155: Marianne Ojo
Compensating victims of bankrupted financial institutions: a law and economic analysis pp. 156-173: Robert J. Dijkstra and Michael G. Faure
The institutional framework against money laundering and its underlying predicate crimes pp. 174-194: Norman Mugarura
Judicial review of Financial Services Compensation Scheme's exercise of power to impose compensation costs levy pp. 195-204: Joanna Gray

The reforms: a political safe haven or political suicide – is the Labour bubble bursting? pp. 5-17: Clare Chambers
Global financial architecture, global imbalances and the future of the dollar in a post‐crisis world pp. 18-32: Karim Pakravan
Banking consolidation, credit crisis and asset quality in a fragile banking system pp. 33-44: Abel Ezeoha
The impact of M&A transactions from private equity and hedge funds pp. 45-57: Gerhard Wörtche and Tristan Nguyen
Firm size and compliance costs asymmetries in the investment services pp. 58-74: Giampaolo Gabbi, Paola Musile Tanzi and Loris Nadotti
The metamorphosis of insider trading in the face of regulatory enforcement pp. 75-84: Nicholas Dorn
Court of Appeal rules on trust status and client money protection in relation to Lehman Bros funds pp. 85-93: Joanna Gray

Risk management by the Basel Committee pp. 305-315: Marianne Ojo
The “day after” Basel 2: do regulators comply with banking culture? pp. 316-332: Alessandro Carretta, Vincenzo Farina and Paola Schwizer
The effect of building society demutualisation on levels of efficiency at large UK commercial banks pp. 333-355: Robert Webb, Cormac Bryce and Duncan Watson
Assessing effectiveness and compliance of banking boards pp. 356-369: Alessandro Carretta, Vincenzo Farina and Paola Schwizer
Corporate governance law effect in Greece pp. 370-385: Themistokles Lazarides
Shari'asupervision of Islamic financial institutions pp. 386-407: Samy Nathan Garas and Chris Pierce
Court of Appeal considers FSA's use of its investigation powers to assist an overseas regulator pp. 408-416: Joanna Gray

Does flexibility hinder financial regulation? The case of CRA enforcement in the USA pp. 193-200: Drew Dahl
War on savings: modern monetary management in crisis pp. 201-223: Sarel Johannes Oberholster
What caused the Irish banking crisis? pp. 224-242: K.P.V. O'Sullivan and Tom Kennedy
Financial innovation and social welfare pp. 243-256: Andrew William (Andy) Mullineux
MiFID, Reg NMS and competition across trading venues in Europe and the USA pp. 257-271: Giovanni Petrella
Bank failure and deposit protection in offshore Britain: the case of Guernsey pp. 272-292: P.E. Morris
Legal commentary pp. 293-300: Joanna Gray

Banks, knowledge and crisis: a case of knowledge and learning failure pp. 87-105: John Holland
National accounting for intangible assets in the knowledge economy pp. 106-119: Iain Clacher
Fair value accounting and intangible assets pp. 120-130: Suntharee Lhaopadchan
Small and medium size enterprises and the knowledge economy pp. 131-143: Robert Watson
Solvency II and XBRL: new rules and technologies in insurance supervision pp. 144-157: Enrique Bonsón, Virginia Cortijo, Tomas Escobar, Francisco Flores and Sergio Monreal
The dual role of the government: securities market regulation in China 1980‐2007 pp. 158-177: Jingyun Ma, Fengming Song and Zhishu Yang
High Court considers Icelandic bank's challenge to HM Treasury's use of emergency powers during 2008 pp. 178-185: Joanna Gray

The evolution of sovereign wealth funds: Singapore's Temasek Holdings pp. 6-14: Wilson Ng
The politics of sovereign wealth fund investment: the case of Temasek and Shin Corp pp. 15-22: Suntharee Lhaopadchan
The next stage of sovereign wealth investment: China buys Africa pp. 23-31: Elirehema Doriye
Sarbanes‐Oxley, governance, performance, and valuation pp. 32-45: Nilanjan Basu and Orlin Dimitrov
Risk and regulation pp. 46-55: Willi Brammertz
Be careful what you wish for: the stock market reactions to bailing out large financial institutions pp. 56-69: Elijah Brewer and Ann Marie Klingenhagen
High Court considers whether FSA disclosures are exempt from freedom of information requests pp. 70-77: Joanna Gray