Journal of Financial Regulation and Compliance

1992 - 2024

Current editor(s): Prof John Ashton

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Risk management by the Basel Committee pp. 305-315: Marianne Ojo
The “day after” Basel 2: do regulators comply with banking culture? pp. 316-332: Alessandro Carretta, Vincenzo Farina and Paola Schwizer
The effect of building society demutualisation on levels of efficiency at large UK commercial banks pp. 333-355: Robert Webb, Cormac Bryce and Duncan Watson
Assessing effectiveness and compliance of banking boards pp. 356-369: Alessandro Carretta, Vincenzo Farina and Paola Schwizer
Corporate governance law effect in Greece pp. 370-385: Themistokles Lazarides
Shari'asupervision of Islamic financial institutions pp. 386-407: Samy Nathan Garas and Chris Pierce
Court of Appeal considers FSA's use of its investigation powers to assist an overseas regulator pp. 408-416: Joanna Gray

Does flexibility hinder financial regulation? The case of CRA enforcement in the USA pp. 193-200: Drew Dahl
War on savings: modern monetary management in crisis pp. 201-223: Sarel Johannes Oberholster
What caused the Irish banking crisis? pp. 224-242: K.P.V. O'Sullivan and Tom Kennedy
Financial innovation and social welfare pp. 243-256: Andrew William (Andy) Mullineux
MiFID, Reg NMS and competition across trading venues in Europe and the USA pp. 257-271: Giovanni Petrella
Bank failure and deposit protection in offshore Britain: the case of Guernsey pp. 272-292: P.E. Morris
Legal commentary pp. 293-300: Joanna Gray

Banks, knowledge and crisis: a case of knowledge and learning failure pp. 87-105: John Holland
National accounting for intangible assets in the knowledge economy pp. 106-119: Iain Clacher
Fair value accounting and intangible assets pp. 120-130: Suntharee Lhaopadchan
Small and medium size enterprises and the knowledge economy pp. 131-143: Robert Watson
Solvency II and XBRL: new rules and technologies in insurance supervision pp. 144-157: Enrique Bonsón, Virginia Cortijo, Tomas Escobar, Francisco Flores and Sergio Monreal
The dual role of the government: securities market regulation in China 1980‐2007 pp. 158-177: Jingyun Ma, Fengming Song and Zhishu Yang
High Court considers Icelandic bank's challenge to HM Treasury's use of emergency powers during 2008 pp. 178-185: Joanna Gray

The evolution of sovereign wealth funds: Singapore's Temasek Holdings pp. 6-14: Wilson Ng
The politics of sovereign wealth fund investment: the case of Temasek and Shin Corp pp. 15-22: Suntharee Lhaopadchan
The next stage of sovereign wealth investment: China buys Africa pp. 23-31: Elirehema Doriye
Sarbanes‐Oxley, governance, performance, and valuation pp. 32-45: Nilanjan Basu and Orlin Dimitrov
Risk and regulation pp. 46-55: Willi Brammertz
Be careful what you wish for: the stock market reactions to bailing out large financial institutions pp. 56-69: Elijah Brewer and Ann Marie Klingenhagen
High Court considers whether FSA disclosures are exempt from freedom of information requests pp. 70-77: Joanna Gray

The financial crisis in Europe: evolution, policy responses and lessons for the future pp. 362-380: John Goddard, Philip Molyneux and John Wilson
Actuarial insights into the global banking catastrophe pp. 381-397: Robert S. Clarkson
Value at risk: a critical overview pp. 398-414: Robert Sollis
The future of regulation pp. 415-426: Joanne Hindle
The sub‐prime crisis, the credit crunch and bank “failure” pp. 427-452: Maximilian Hall
The regulation of British retail banking utilities pp. 453-466: Andy Mullineux
Northern Rock shareholders' challenge to basis of compensation in nationalisation considered in high court and court of appeal pp. 467-475: Joanna Gray

Ignoring the lessons for effective prudential supervision, failed bank resolution and depositor protection pp. 186-209: Gillian G.H. Garcia
A new standard for deposit insurance and government guarantees after the crisis pp. 210-239: Andrew Campbell, John Raymond LaBrosse, David Mayes and Dalvinder Singh
Bankruptcy and reorganization procedures for cross‐border banks in the EU pp. 240-276: Gillian G.H. Garcia, Rosa M. Lastra and María J. Nieto
Special bank resolution and shareholders' rights: balancing competing interests pp. 277-301: Eva Hüpkes
Retail depositors, conduct of business and sanctioning pp. 302-317: Peter Cartwright
Azerbaijan: deposit insurance system pp. 318-335: Afkan R. Isazade
The role of the Fannie Mae/Freddie Mac duopoly in the American housing market pp. 336-348: David Reiss
FSA challenge in Court of Appeal to finding of Financial Services and Markets Tribunal on question of whether solicitors' firm had contravened financial promotion regime pp. 349-356: Joanna Gray

Financial supervision in the EU: is there convergence in the national architectures? pp. 86-95: Donato Masciandaro, Maria Nieto and Marc Quintyn
How small are the banking sectors in central and Eastern European countries really? pp. 96-118: Valeriya Dinger and Juergen von Hagen
Competition issues in European banking pp. 119-133: Barbara Casu and Claudia Girardone
Specialization versus diversification in venture capital investing pp. 134-145: James Bartkus and M. Kabir Hassan
A note on ratings of international banks pp. 146-155: Roman Matousek and Chris Stewart
Measuring and regulating extreme risk pp. 156-171: Ulf Nielsson
High Court ruling on recoverability of claimants' losses arising from unauthorised insurance activity pp. 172-178: Joanna Gray

Chinese investment goes global: the China Investment Corporation pp. 9-15: Charlie Cai and Iain Clacher
Japan: the banks are back! Or are they? pp. 16-28: Maximilian Hall
Multinational banking in China after WTO accession: a survey pp. 29-40: Chen Meng
An overview and assessment of the reform of the non‐tradable shares of Chinese state‐owned enterprise A‐share issuers pp. 41-56: Paul B. McGuinness
Market risk disclosure: evidence from Malaysian listed firms pp. 57-69: Radiah Othman and Rashid Ameer
Extent to which financial services compensation scheme can pursue claims assigned to it by investors whom it has compensated pp. 70-75: Joanna Gray
Court of Appeal dismisses appeal on admissibility of FSA material as evidence in Directors Disqualification Proceedings pp. 76-80: Joanna Gray