Court of Appeal considers FSA's use of its investigation powers to assist an overseas regulator

Joanna Gray

Journal of Financial Regulation and Compliance, 2010, vol. 18, issue 4, 408-416

Abstract: Purpose - The purpose of this paper is to discuss the Court of Appeal's consideration regarding FSA's use of its investigation powers to assist an overseas regulator, focusing onThe Financial Services Authority and othersv.Amro International and Goodman Jones LLP (interested party). Design/methodology/approach - The paper outlines the facts surrounding the case and comments on the decision. Findings - The FSA's argument was successful and its appeal was allowed. Originality/value - Financial regulators the world over will welcome this decision and the level of support it shows from the Court of Appeal for their need to work together and harness each other's regulatory and investigatory powers in pursuance of piecing together patterns of activity across national financial market boundaries.

Keywords: Legal decisions; Courts of appeal (search for similar items in EconPapers)
Date: 2010
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Persistent link: https://EconPapers.repec.org/RePEc:eme:jfrcpp:v:18:y:2010:i:4:p:408-416

DOI: 10.1108/13581981011093703

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