Journal of Financial Regulation and Compliance

1992 - 2025

Current editor(s): Prof John Ashton

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Volume 17, issue 4, 2009

The financial crisis in Europe: evolution, policy responses and lessons for the future pp. 362-380

John Goddard, Philip Molyneux and John Wilson

Actuarial insights into the global banking catastrophe pp. 381-397

Robert S. Clarkson

Value at risk: a critical overview pp. 398-414

Robert Sollis

The future of regulation pp. 415-426

Joanne Hindle

The sub‐prime crisis, the credit crunch and bank “failure” pp. 427-452

Maximilian Hall

The regulation of British retail banking utilities pp. 453-466

Andy Mullineux

Northern Rock shareholders' challenge to basis of compensation in nationalisation considered in high court and court of appeal pp. 467-475

Joanna Gray

Volume 17, issue 3, 2009

Ignoring the lessons for effective prudential supervision, failed bank resolution and depositor protection pp. 186-209

Gillian G.H. Garcia

A new standard for deposit insurance and government guarantees after the crisis pp. 210-239

Andrew Campbell, John Raymond LaBrosse, David Mayes and Dalvinder Singh

Bankruptcy and reorganization procedures for cross‐border banks in the EU pp. 240-276

Gillian G.H. Garcia, Rosa M. Lastra and María J. Nieto

Special bank resolution and shareholders' rights: balancing competing interests pp. 277-301

Eva Hüpkes

Retail depositors, conduct of business and sanctioning pp. 302-317

Peter Cartwright

Azerbaijan: deposit insurance system pp. 318-335

Afkan R. Isazade

The role of the Fannie Mae/Freddie Mac duopoly in the American housing market pp. 336-348

David Reiss

FSA challenge in Court of Appeal to finding of Financial Services and Markets Tribunal on question of whether solicitors' firm had contravened financial promotion regime pp. 349-356

Joanna Gray

Volume 17, issue 2, 2009

Financial supervision in the EU: is there convergence in the national architectures? pp. 86-95

Donato Masciandaro, Maria Nieto and Marc Quintyn

How small are the banking sectors in central and Eastern European countries really? pp. 96-118

Valeriya Dinger and Juergen von Hagen

Competition issues in European banking pp. 119-133

Barbara Casu and Claudia Girardone

Specialization versus diversification in venture capital investing pp. 134-145

James Bartkus and M. Kabir Hassan

A note on ratings of international banks pp. 146-155

Roman Matousek and Chris Stewart

Measuring and regulating extreme risk pp. 156-171

Ulf Nielsson

High Court ruling on recoverability of claimants' losses arising from unauthorised insurance activity pp. 172-178

Joanna Gray

Volume 17, issue 1, 2009

Chinese investment goes global: the China Investment Corporation pp. 9-15

Charlie Cai and Iain Clacher

Japan: the banks are back! Or are they? pp. 16-28

Maximilian Hall

Multinational banking in China after WTO accession: a survey pp. 29-40

Chen Meng

An overview and assessment of the reform of the non‐tradable shares of Chinese state‐owned enterprise A‐share issuers pp. 41-56

Paul B. McGuinness

Market risk disclosure: evidence from Malaysian listed firms pp. 57-69

Radiah Othman and Rashid Ameer

Extent to which financial services compensation scheme can pursue claims assigned to it by investors whom it has compensated pp. 70-75

Joanna Gray

Court of Appeal dismisses appeal on admissibility of FSA material as evidence in Directors Disqualification Proceedings pp. 76-80

Joanna Gray

Volume 16, issue 4, 2008

Politicians, central banks, and the shape of financial supervision architectures pp. 290-317

Lucia Dalla Pellegrina and Donato Masciandaro

Product market competition, regulation and dividend payout policy of Malaysian banks pp. 318-334

Rashid Ameer

Compliance risk in Italian banks: the results of a survey pp. 335-351

Giuliana Birindelli and Paola Ferretti

The impact of corporate fairness on the bank‐SME relationship pp. 352-364

Fatima Vegholm and Lars Silver

Waste makes haste: Sarbanes‐Oxley, competitiveness and the subprime crisis pp. 365-383

Donald Nordberg

Efficiency of authoritative disclosure recommendations pp. 384-413

Antti Miihkinen

High court rules customer who opted from private to intermediate customer status to have been contributorily negligent to his spread betting losses pp. 414-420

Joanna Gray

Court of appeal confirms decision that claim in relation to pension transfer and drawdown advice is time barred pp. 421-425

Joanna Gray

Volume 16, issue 3, 2008

Defined contribution pensions: dealing with the reluctant investor pp. 206-219

Alistair Byrne, Debbie Harrison and David Blake

Has regulation killed off the defined benefit scheme as a cost effective tool for human resource management? pp. 220-229

Robert Hudson

A review of the risks, costs and benefits of defined contribution and defined benefit pension schemes pp. 230-238

Robert Watson

The 2001‐2005 price convergence in the A‐ and H‐shares of Chinese state‐owned enterprises pp. 239-250

Thomas A. Birtch and Paul B. McGuinness

Macro stress tests and history‐based stressed PD: the case of Hong Kong pp. 251-260

Michael Wong and Yat‐fai Lam

Patterns of disclosure and volatility effects in speculative industries pp. 261-273

Phillip D. O'Shea, Andrew Worthington, David A. Griffiths and Dionigi Gerace

High court rules negligence claim in relation to pension advice in relation to income draw down scheme is time barred pp. 274-280

Joanna Gray

Financial services compensation scheme's claim for legal privilege upheld pp. 281-283

Joanna Gray

Volume 16, issue 2, 2008

Hedge fund administrators and asset valuations – does it all add up? pp. 130-141

Harry McVea

Trading strategies of the US‐based international mutual funds and test of the SEC regulation pp. 142-158

M. Imtiaz Mazumder, Edward M. Miller and Atsuyuki Naka

Developing a financial services planning profession in the UK pp. 159-172

John Gaskell and John Ashton

Implementing Basel II: an investigation of the UAE banks' Basel II preparations pp. 173-187

Hussein A. Hassan Al‐Tamimi

Lloyd's names fail in claim against government based on failure to implement insurance directive pp. 188-191

Joanna Gray

Financial services and markets tribunal rules on application of financial promotion regime pp. 192-199

Joanna Gray

Volume 16, issue 1, 2008

Lessons from the Northern Rock affair pp. 8-18

Kevin Keasey and Gianluca Veronesi

The sub‐prime crisis, the credit squeeze and Northern Rock: the lessons to be learned pp. 19-34

Maximilian Hall

The Northern Rock crisis: a multi‐dimensional problem waiting to happen pp. 35-58

David T. Llewellyn

Regulation and information asymmetry pp. 59-76

Robyn McLaughlin and Assem Safieddine

Diamond detail and gem fraud status pp. 77-84

J.D. Boles

Regulation development and MiFID impact on collective investment in Spain pp. 85-92

Begoña Torre Olmo, Sergio Sanfilippo Azofra and Carlos López Gutiérrez

A practitioner's guide to mortgage regulation pp. 93-107

Chris Cummings

European Court of Justice clarifies circumstances in which financial institutions may exchange credit information without breaching competition law pp. 108-110

Fred Houwen

Company directors' disqualification proceedings following the failure of FSA‐regulated firm pp. 111-115

Joanna Gray

Objection to terms of FSA decision notice heard by Financial Services and Markets Tribunal pp. 116-119

Joanna Gray