Journal of Financial Regulation and Compliance

1992 - 2026

Current editor(s): Prof John Ashton

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2024, month December, vol 33

Capital buffer and bank risk-taking in Vietnam: the moderating role of capital regulation and shadow banking pp. 48-66

Dieu Tran and Truc Nguyen

FinTech and CO2emission: evidence from (top 7) mobile money economies in Africa pp. 87-108

Cephas Paa Kwasi Coffie, Frederick Kwame Yeboah, Abraham Simon Otim Emuron and Kwami Ahiabenu

The role of activity restrictions on financial intermediation costs in ASEAN countries pp. 109-128

Fatin Nur Hidayah Taib Khan, Nurhafiza Abdul Kader Malim and Tajul Ariffin Masron

Unravelling the natural resources and capital flight nexus: evidence from BRICS nations pp. 129-151

Shivangi Pathak, Ashis Pradhan and Ronny Thomas

The role of bank diversity in the banking development-income inequality nexus. Regional evidence from Italy pp. 152-189

Cristian Barra and Christian D’Aniello

Does trade uncertainty in US and China influence Indian banking stability: An analysis through the lens of banking regulation and compliance pp. 190-213

Aamir Aijaz Syed

Corporate governance and liquidity creation in a duality banking system pp. 214-243

Nurhastuty Wardhani, Robert Faff and Lewis Liu

The impact of decentralized finance development on banks deposits variability: PVAR approach pp. 244-264

Nabil Harir and Zakariae Bel Mkaddem

2024, month November, vol 33

Religious diversity, formal institutional environments and regulatory capital decisions pp. 67-86

William Mawuli K. Adjimah, Nicholas Addai Boamah, Joseph Oscar Akotey and Kingsley Opoku Appiah

2024, month September, vol 33

A law and economic analysis of trading through dark pools pp. 16-30

Artemisa Ntourou and Aineas Mallios

CBDCs, regulated stablecoins and tokenized traditional assets under the Basel Committee rules on cryptoassets pp. 31-47

Michael Chak Sham Wong, Emil Ka Ho Chan and Imran Yousaf

2024, month August, vol 33

Financial liberalisation and illicit financial outflows in African countries: does institutional quality and macroeconomic stability matter? pp. 1-15

Leward Jeke, Clement Moyo and Richard Apau

2024, month October, vol 32

Exploring aggressive tax planning dynamics: the impact of investment opportunity sets and free cash-flow surplus pp. 665-683

Anas Ghazalat

The impact of bank liquidity, monetary policy and global crises on bank risk-taking: evidence from Vietnam pp. 684-698

Phan Dinh Nguyen

Unveiling the drivers of green loan disclosures: a study of financial and governance determinants pp. 699-725

Siddharth Patel, Rajesh Desai and Krunal Soni

2024, month September, vol 32

All are interesting to invest, I fear of missing out (FOMO): a comparative study among self-employed and salaried investors pp. 646-664

Jitender Kumar, Manju Rani, Garima Rani and Vinki Rani

2024, month August, vol 32

Crossing the lines a human approach to improving the effectiveness of the three lines model in practice pp. 620-632

Morgan Fenelon, Juliette van Doorn and Wieke Scholten

Toward a mapping of compliance risk in banks pp. 633-645

Amal Tahiri and Fatima Zahra El Arif

2024, month July, vol 32

The ripple effect: analyzing the contagion of the Tunisian revolution on the Egyptian stock market pp. 555-571

Zahra Meskini and Hasna Chaibi

Does banking consolidation improve bank stability? Evidence from Sub-Saharan Africa pp. 572-589

Philip Ayagre, Emmanuel Sarpong-Kumankoma, Anthony Q.Q. Aboagye and Patrick Asuming

Predicting stock market crashes in MENA regions: study based on the irrationality of investor behavior and the NARX model pp. 590-619

Sirine Ben Yaala and Jamel Henchiri

2024, month June, vol 32

When Bitcoin is high: cryptocurrency value, illicit markets and US marijuana bills pp. 501-515

Savva Shanaev, Efan Johnson, Mikhail Vasenin, Humnath Panta and Binam Ghimire

Shrinking the 13D disclosure window will benefit non-activist investors pp. 516-538

Ryan Christopher Polk, Steve Buchheit, Mark E. Riley and Mary S. Stone

Banking on trust: exploring the relationship between Federal Reserve directors and financial institutions pp. 541-554

Elizabeth Cooper

2024, month May, vol 32

Regulatory framework on governing equity crowdfunding: a systematic literature review and future directions pp. 421-444

Prateek Gupta, Shivansh Singh, Renu Ghosh, Sanjeev Kumar and Chirag Jain

Creating financial inclusion in “Belt and Road” countries in Europe, Asia and Africa: regulation, technology and financial literacy pp. 445-461

Xiaoling Song, Xuan Qin and XiaoMeng Feng

The impact of announcements of regulatory and law enforcement penalties on stock market valuation of US banks from 2000 to 2022 pp. 479-500

Václav Brož

2024, month April, vol 32

How effective are the enforcement activities of derivatives exchanges in the digital age? A survey of enforcement notices through the lens of humans pp. 313-354

Alexander Conrad Culley

Does intellectual capital reduce the probability of default? pp. 355-371

Sakshi Khurana and Meena Sharma

A commentary on the EU money laundering reform in light of the subsidiarity principle pp. 372-378

Markus Tiemann

Interconnectedness of European insurers and cat shocks contagion effects pp. 379-402

Bojan Srbinoski, Klime Poposki and Vasko Bogdanovski

Institutional pressures and risk governance: testing the mediation role of collectivist orientation among financial institutions in Uganda pp. 403-419

JohnBosco Kakooza, Vicent Bagire, Ernest Abaho, John Munene and Sulait Tumwine

Market power and bank risks: insights from India and Bangladesh pp. 462-478

Suman Das and Ambika Pati

2024, month March, vol 32

Customized financial literacy: a boon for universal financial inclusion of PWDs post COVID-19 pandemic in developing countries pp. 184-210

George Okello Candiya Bongomin, Pierre Yourougou, Rebecca Balinda and Joseph Baleke Yiga Lubega

2024, month February, vol 32

Free banking theory: literature review and relevance to the regulation of cryptocurrencies debate pp. 250-265

Simon D. Norton

Risk governance and regulatory adjustments in the public commercial banks of OECD pp. 266-289

Muddassar Malik

Corruption in least developed countries and ESG (responsible) investment: Standard Chartered Bank in Nepal pp. 293-312

Tim Gocher, Wen Li Chan, Jayalakshmy Ramachandran and Angelina Seow Voon Yee

2024, month January, vol 32

Shadow banking and non-performing loans: international evidence pp. 168-183

Mugabil Isayev and Omar Farooq

Does promoters’ holding influence the liquidity risk of banks? pp. 211-229

Geetanjali Pinto, Shailesh Rastogi and Bhakti Agarwal

Do cryptocurrency investors in the UK need more protection? pp. 230-249

Yanqing Wang

2023, month December, vol 32

Dark side of decentralised finance: a call for enhanced AML regulation based on use cases of illicit activities pp. 80-97

Vladlena Benson, Umut Turksen and Bogdan Adamyk

Ethical governance and the board’s moderating role in Zakat avoidance effects on firm value in muslim nations pp. 98-117

Ines Kateb and Khaoula Ftouhi

Factors and determinants affecting banking sector stability: empirical evidence from conventional and Islamic banks listed on the Palestine stock exchange pp. 118-150

Nemer Badwan, Besan Saleh and Montaser Hamdan

2023, month November, vol 32

The role of inside debt in banks’ M&A choices: wealth expropriation or conflict resolution? pp. 61-79

Ziyun Yang, Lanyi Yan Zhang and Claire J. Yan

2023, month October, vol 32

Economic policy uncertainty and Indian banking stability: the mediating role of regulation and supervision pp. 47-60

Aamir Aijaz Syed

2023, month July, vol 32

The impact of regulatory requirements on German financial institutions’ outsourcing arrangements pp. 1-17

Riffat Hasan and Oliver Kruse

The impacts of corporate governance on firms’ performance: from theories and approaches to empirical findings pp. 18-46

Hoang Bui and Zoltán Krajcsák

2023, month September, vol 31

Methods of regulatory impact assessment: critical analysis and alternative method pp. 784-799

Driss El Kadiri Boutchich

2023, month August, vol 31

Regulatory non-compliances in microfinance operations: a survey of Indian microfinance institutions pp. 714-728

Sunil Sangwan, Narayan Chandra Nayak and Vikas Sangwan

Bank crisis resolution in India pp. 729-753

Soumik Bhusan, Ajit Dayanandan and Naresh Gopal

Evaluating the perceived usefulness and fairness of forensic accounting and investigation standards pp. 754-769

Abinash Mandal and Amilan S.

Societal trust and bank opacity pp. 770-783

George Kladakis, Sotirios K. Bellos and Alexandros Skouralis

2023, month July, vol 31

The impact of tighter banking regulation on bank loan loss provisioning: empirical evidence from a quasi-natural experiment pp. 696-713

Hiep Ngoc Luu, Phuong-Tra Vu, Dung Thuy Thi Nguyen and Thinh Gia Hoang

2023, month June, vol 31

Bank risk exposures and bank stability in Africa: the role of regulations in a non-linear model pp. 546-567

Daniel Ofori-Sasu, Benjamin Mekpor, Eunice Adu-Darko and Emmanuel Sarpong-Kumankoma

Insights into UK investment firms’ efforts to comply with MiFID II RTS 6 that governs the conduct of algorithmic trading pp. 607-629

Alexander Conrad Culley

Solvency II post-Brexit: equivalence discussion in light of the UK solvency II review and the financial services and markets bill pp. 630-662

Antonia Müller and Svend Reuse

Capital buffers, business models and the probability of bank distress: a dynamic panel investigation pp. 663-695

Zied Saadaoui and Salma Mokdadi

2023, month May, vol 31

Calibration issues under the EU capital regime for investment firms pp. 483-502

Mete Feridun

COVID-19 and financial institution stability: stress testing the Eastern Caribbean currency union pp. 525-545

Dalano DaSouza, Kareem Martin, Peter Abraham and Godson Davis

Bank risk and returns: did prompt corrective action make a difference? pp. 568-587

Saibal Ghosh

Disclosing sales compensation and its impacts on misleading sales behaviors: some observations from Taiwan’s life insurance salespeople pp. 588-606

Yu-Hsien Lu, Yue-Min Kang and Lu-Ming Tseng

2023, month April, vol 31

Can regulations prevent financial crises? Uses of the past in the evolution of regulatory reforms in Sweden pp. 469-482

Asa Malmstrom Rognes and Mats Larsson

Telecommunications regulation, mobile money innovations and financial inclusion pp. 503-521

Simplice Asongu

2023, month March, vol 31

Investment strategies of sovereign wealth funds: the potential and challenges of empirical research pp. 445-468

Abdulaziz K. Alosaimi and Mishari M. Alfraih

2023, month February, vol 31

Assessing the financial and informational role of supervisory stress tests: EU-wide 2018 stress testvis-à-visEU-wide 2021 stress test pp. 397-419

Dimitrios Karakostas, Ioannis Tsakalos and Athanasios Fassas

Impact of financial inclusion on economic growth in secular and religious countries pp. 420-444

Peterson Ozili, Sok Heng Lay and Aamir Aijaz Syed

2023, month January, vol 31

Banking sector reforms in Nigeria: an empirical appraisal pp. 351-378

Ibrahim Alley, Halima Hassan, Ahmad Wali and Fauziyah Suleiman

The relation between auditing and accounting timeliness in Swedish private firms pp. 379-396

Fredrik Hartwig, Emil Hansson, Linn Nielsen and Patrik Sörqvist