Journal of Financial Regulation and Compliance

1992 - 2024

Current editor(s): Prof John Ashton

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Volume 30, issue 5, 2022

Regulatory examinations and life insurance development pp. 525-552

Bojan Srbinoski, Klime Poposki, Patricia Born and Karel Van Hulle

Whistleblowing: procedural and dogmatic problems in the implementation of directive (EU) 2019/1937 pp. 553-566

Fabian Maximilian Teichmann and Chiara Wittmann

Impact of Leveraged Lending Guidance: evidence from nonbank participation in syndicated loans pp. 567-595

Natalya Schenck and Lan Shi

Financial development and entrepreneurship: insights from Africa pp. 596-617

Folorunsho Ajide and Titus Ojeyinka

Regulations and banking crisis: lessons from the African context pp. 618-645

Daniel Ofori-Sasu, Elikplimi Komla Agbloyor, Saint Kuttu and Joshua Yindenaba Abor

Anti-money laundering regulations and financial inclusion: empirical evidence across the globe pp. 646-664

Isaac Ofoeda

Volume 30, issue 4, 2022

Interest on reserves, bank runs and investment decisions pp. 393-411

Zhan Wang

Determinants of CoCo issuance: liquidity and risk incentives pp. 412-438

Bashar Abdallah and Francisco Rodríguez Fernandez

Does risk governance mediate the impact of governance and risk management on banks’ performance? Evidence from a selected sample of Islamic banks pp. 439-464

Safa Jallali and Faten Zoghlami

Does board-level employee representation impact firms’ value? Evidence from the European countries pp. 465-488

Sónia Silva, Armando Silva and Ricardo Bahia Machado

Financial inclusion for women empowerment in South Asian countries pp. 489-502

Faisal Aziz, Salman Masood Sheikh and Ijaz Hussain Shah

Automobile insurance fraud detection in the age of big data – a systematic and comprehensive literature review pp. 503-523

Botond Benedek, Cristina Ciumas and Bálint Zsolt Nagy

Volume 30, issue 3, 2022

Exploring the role of corruption and money laundering (ML) on bank’s loan portfolio quality: a cross-country investigation pp. 265-281

Nadir Hussain, Salman Masood Sheikh and Ijaz Hussain Shah

The impact of securities regulation in the European Union on M&A: does it compensate to go beyond borders? pp. 282-311

Rita Monteiro and Sónia Silva

Liquidity risk and bank financial performance: an application of system GMM approach pp. 312-334

Adamu Yahaya, Fauziah Mahat, Yahya M.H. and Bolaji Tunde Matemilola

Monetary policy effectiveness in Africa: the role of financial development and institutional quality pp. 335-352

Vera Fiador, Emmanuel Sarpong-Kumankoma and Nana Kwasi Karikari

UK Government controls and loan-to-deposit ratio pp. 353-370

Kumbirai Mabwe and Kalsoom Jaffar

A European distributed ledger technology pilot regime for market infrastructures: finding a balance between innovation, investor protection and financial stability pp. 371-390

Randy Priem

Volume 30, issue 2, 2022

Basel III liquidity regulatory framework and bank liquidity creation in MENA countries pp. 129-148

Anas Alaoui Mdaghri and Lahsen Oubdi

Bank capital, liquidity and risk in Ghana pp. 149-166

Emmanuel Carsamer, Anthony Abbam and Yaw N. Queku

Red flag behaviors in financial services frauds: a mixed-methods study pp. 167-195

Namrata Sandhu

Money laundering and financial stability: does adverse publicity matter? pp. 196-214

Bahriye Basaran-Brooks

Banking industry stability and investment dynamics pp. 215-239

Rexford Abaidoo and Elvis Kwame Agyapong

Corporate governance: association the spots between institutional enhancement, organisational modification and earnings quality pp. 240-262

Adel Almasarwah, Wasfi Alrawabdeh, Walid Masadeh and Munther Al-Nimer

Volume 30, issue 1, 2021

Modelling NPLs and identifying convergence phenomenon of banks: a case of pre-during and immediate after the crisis years in India pp. 1-125

Anju Goswami

Shareholder risk-taking incentives in the presence of contingent capital pp. 25-42

Mahmoud Fatouh and Ayowande A. McCunn

Profits to opportunistic insider trading before and after the Dodd-Frank act of 2010 pp. 43-59

Partha Gangopadhyay and Ken Yook

Compliance level with IFRS disclosure requirements across 12 African countries: do enforcement mechanisms matter? pp. 60-81

Hela Borgi and Yosra Mnif

Factors related to the failure of FDIC-insured US banks pp. 82-106

Mario Jordi Maura-Pérez and Herminio Romero-Perez

Current trends in terrorist financing pp. 107-125

Fabian Maximilian Teichmann

Volume 29, issue 5, 2021

Non-compliance behavior of de-risking force the EU to enhance anti-money laundering regulation pp. 477-490

Kalle Johannes Rose

Effect of capital flows on financial stability in middle-income countries pp. 491-513

Kolawole Ebire, Saif Ullah, Ngozi Adeleye and Muhammad Ibrahim Shah

Do bank regulations matter for financial stability? Evidence from a developing economy pp. 514-532

Antony Rahim Atellu, Peter Muriu and Odhiambo Sule

The impact of green growth on financial stability pp. 533-560

Imran Abbas Jadoon, Raheel Mumtaz, Jibran Sheikh, Usman Ayub and Mohammad Tahir

Managing market risk for financial performance: experience from micro finance institutionin Kenya pp. 561-579

Peter Karugu Kahihu, David Muturi Wachira and Stephen Makau Muathe

The implication of banking regulation on bank business model: evidence from the ASEAN countries pp. 580-603

Oktofa Yudha Sudrajad

Volume 29, issue 4, 2021

Does social reporting matter? Empirical evidence pp. 353-370

Adel Sarea and Monsurat Ayojimi Salami

The ethical decisions of life insurance salespeople: the effects of interest conflicts, ethical leadership and ethical training pp. 371-386

Li-Tzu Lai, Jui-Yun Wu and Lu-Ming Tseng

Identification of systemically important banks in India using SRISK pp. 387-408

Juhi Gupta and Smita Kashiramka

Financial sector transparency and bank interest margins: do quality of political and financial regulatory institutions matter? pp. 409-433

Baah Aye Kusi

The regulation of multilateral development banks: is it needed? A preliminary analysis pp. 434-453

Laura Gianfagna, Irene Crimaldi and Davide Gallan

A model to determine the need to modernise the regulation of the principle of utmost good faith pp. 454-473

Andre Farrugia and Simon Grima

Volume 29, issue 3, 2021

Has financial inclusion made the financial sector riskier? pp. 237-255

Peterson Ozili

Have EU derivative policy reforms since the 2008 financial crisis been designed effectively? pp. 256-279

Charles Fergus Graham

Cross-border banking and foreign branch regulation in Europe pp. 280-296

Lucia Gibilaro and Gianluca Mattarocci

Shadow economy in Africa: how relevant is financial inclusion? pp. 297-316

Folorunsho Ajide

Improving regulatory capital allocation: a case for the internal ratings-based approach for retail credit risk exposures pp. 317-335

Robert Stewart

Crypto assets regulation in the UK: an assessment of the regulatory effectiveness and consistency pp. 336-351

Sherena Sheng Huang

Volume 29, issue 2, 2020

Macroprudential ring-fencing pp. 125-142

Tomas Konecny and Lukáš Pfeifer

On IMF debt and capital control: evidence from Malaysia, Thailand, Indonesia, the Philippines and South Korea pp. 143-162

Azhar Mohamad, Imtiaz Mohammad Sifat, Hassanudin Mohd Thas Thaker and Anwar Muhammad Noor

To list or not to list, that is the question: new evidence from the performance of Vietnamese commercial banks pp. 163-186

Tuan Quoc Le, Ha Ngan Duong and Phuong Thanh Nguyen

Euro clearing after Brexit: shifting locations and oversight pp. 187-201

Sven Van Kerckhoven and Jed Odermatt

Dutch investment advisors’ perceptions towards the MiFID II directive pp. 202-217

Tom Loonen

Private pension fund flow, performance and cost relationship under frequent regulatory change pp. 218-234

Yaman Omer Erzurumlu and Idris Ucardag

Volume 29, issue 1, 2020

Money laundering via underground currency exchange networks pp. 1-14

Fabian Maximilian Teichmann and Marie-Christin Falker

Demystifying gaps and testing for convergence in bank regulations impacting the competitive environment: a case of India and its peers in BRICS pp. 15-43

Rachita Gulati

Securitization and earnings management: evidence from the Sarbanes–Oxley act pp. 44-62

Anin Rupp

Unbundling interest rate and bank credit nexus on income inequality: structural break analysis from Nigeria pp. 63-78

Ngozi Adeleye

Impact of activity restrictions on risk taking of banks: does competition matter during crisis? pp. 79-103

Abu Hanifa Md. Noman, Che Ruhana Isa, Md Aslam Mia and Sok-Gee Chan

Smart contracts: will Fintech be the catalyst for the next global financial crisis? pp. 104-122

Randall E. Duran and Paul Griffin