Journal of Financial Regulation and Compliance

1992 - 2025

Current editor(s): Prof John Ashton

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Volume 31, issue 5, 2023

COVID-19 and financial institution stability: stress testing the Eastern Caribbean currency union pp. 525-545

Dalano DaSouza, Kareem Martin, Peter Abraham and Godson Davis

Bank risk exposures and bank stability in Africa: the role of regulations in a non-linear model pp. 546-567

Daniel Ofori-Sasu, Benjamin Mekpor, Eunice Adu-Darko and Emmanuel Sarpong-Kumankoma

Bank risk and returns: did prompt corrective action make a difference? pp. 568-587

Saibal Ghosh

Disclosing sales compensation and its impacts on misleading sales behaviors: some observations from Taiwan’s life insurance salespeople pp. 588-606

Yu-Hsien Lu, Yue-Min Kang and Lu-Ming Tseng

Insights into UK investment firms’ efforts to comply with MiFID II RTS 6 that governs the conduct of algorithmic trading pp. 607-629

Alexander Conrad Culley

Solvency II post-Brexit: equivalence discussion in light of the UK solvency II review and the financial services and markets bill pp. 630-662

Antonia Müller and Svend Reuse

Capital buffers, business models and the probability of bank distress: a dynamic panel investigation pp. 663-695

Zied Saadaoui and Salma Mokdadi

The impact of tighter banking regulation on bank loan loss provisioning: empirical evidence from a quasi-natural experiment pp. 696-713

Hiep Ngoc Luu, Phuong-Tra Vu, Dung Thuy Thi Nguyen and Thinh Gia Hoang

Regulatory non-compliances in microfinance operations: a survey of Indian microfinance institutions pp. 714-728

Sunil Sangwan, Narayan Chandra Nayak and Vikas Sangwan

Bank crisis resolution in India pp. 729-753

Soumik Bhusan, Ajit Dayanandan and Naresh Gopal

Evaluating the perceived usefulness and fairness of forensic accounting and investigation standards pp. 754-769

Abinash Mandal and Amilan S.

Societal trust and bank opacity pp. 770-783

George Kladakis, Sotirios K. Bellos and Alexandros Skouralis

Methods of regulatory impact assessment: critical analysis and alternative method pp. 784-799

Driss El Kadiri Boutchich

Volume 31, issue 4, 2023

Assessing the financial and informational role of supervisory stress tests: EU-wide 2018 stress testvis-à-visEU-wide 2021 stress test pp. 397-419

Dimitrios Karakostas, Ioannis Tsakalos and Athanasios Fassas

Impact of financial inclusion on economic growth in secular and religious countries pp. 420-444

Peterson Ozili, Sok Heng Lay and Aamir Aijaz Syed

Investment strategies of sovereign wealth funds: the potential and challenges of empirical research pp. 445-468

Abdulaziz K. Alosaimi and Mishari M. Alfraih

Can regulations prevent financial crises? Uses of the past in the evolution of regulatory reforms in Sweden pp. 469-482

Asa Malmstrom Rognes and Mats Larsson

Calibration issues under the EU capital regime for investment firms pp. 483-502

Mete Feridun

Telecommunications regulation, mobile money innovations and financial inclusion pp. 503-521

Simplice Asongu

Volume 31, issue 3, 2022

Risk management practices and credit risk of the significantly supervised European banks pp. 261-280

Anum Qureshi and Eric Lamarque

Investigating the disclosure compliance of Basel III in emerging markets: a comparative study between UAE and Indian banks pp. 281-297

Suja Sarah Thomas, Manish Bansal and Ibrahim Ahmed

Compliance and governance: evidence from financial institutions in Taiwan pp. 298-315

Shao-Huai Liang, Hsuan-Chu Lin and Hui-Yu Hsiao

Bank-specific factors and credit risk: evidence from Italian banks in different local markets pp. 316-350

Cristian Barra and Nazzareno Ruggiero

Banking sector reforms in Nigeria: an empirical appraisal pp. 351-378

Ibrahim Alley, Halima Hassan, Ahmad Wali and Fauziyah Suleiman

The relation between auditing and accounting timeliness in Swedish private firms pp. 379-396

Fredrik Hartwig, Emil Hansson, Linn Nielsen and Patrik Sörqvist

Volume 31, issue 2, 2022

Bank regulation and risk-taking in sub-Sahara Africa pp. 149-169

Sopani Gondwe, Tendai Gwatidzo and Nyasha Mahonye

Jurisdictional arbitrage: combatting an inevitable by-product of cryptoasset regulation pp. 170-185

Sideris Draganidis

The regulation of RegTech and SupTech in finance: ensuring consistency in principle and in practice pp. 186-199

Jonathan McCarthy

Institutional quality, macroeconomic uncertainty and efficiency of financial institutions in Sub-Saharan Africa pp. 200-219

Rexford Abaidoo and Elvis Kwame Agyapong

Does the deployment of algorithms combined with direct electronic access increase conduct risk? Evidence from the LME pp. 220-236

Alexander Conrad Culley

Global financial crisis, international capital requirement and bank financial stability: an international evidence pp. 237-258

Baah Aye Kusi, Joseph Ato Forson, Eunice Adu-Darko and Elikplimi Agbloyor

Volume 31, issue 1, 2022

Implementation of MiFID II investor protection provisions by private banks within the European Union pp. 1-15

Tom Loonen and Ronald Janssen

European banks’ business models as a driver of strategic planning: one size fits all pp. 16-39

Egidio Palmieri, Enrico Fioravante Geretto and Maurizio Polato

Continuous auditing in public sector and central banks: a framework to tackle implementation challenges pp. 40-59

Salvatore Polizzi and Enzo Scannella

A systematic review on forensic accounting and its contribution towards fraud detection and prevention pp. 60-95

Baljinder Kaur, Kiran Sood and Simon Grima

Influence of virtual currency development and investor attention on financial stocks’ value: evidence from selected Asian equity markets pp. 96-125

Ming Torng Ang and Yee Peng Chow

Capital regulation, liquidity risk, efficiency and banks performance in emerging economies pp. 126-145

Nicholas Addai Boamah, Emmanuel Opoku and Augustine Boakye-Dankwa

Volume 30, issue 5, 2022

Regulatory examinations and life insurance development pp. 525-552

Bojan Srbinoski, Klime Poposki, Patricia Born and Karel Van Hulle

Whistleblowing: procedural and dogmatic problems in the implementation of directive (EU) 2019/1937 pp. 553-566

Fabian Maximilian Teichmann and Chiara Wittmann

Impact of Leveraged Lending Guidance: evidence from nonbank participation in syndicated loans pp. 567-595

Natalya Schenck and Lan Shi

Financial development and entrepreneurship: insights from Africa pp. 596-617

Folorunsho Ajide and Titus Ojeyinka

Regulations and banking crisis: lessons from the African context pp. 618-645

Daniel Ofori-Sasu, Elikplimi Komla Agbloyor, Saint Kuttu and Joshua Yindenaba Abor

Anti-money laundering regulations and financial inclusion: empirical evidence across the globe pp. 646-664

Isaac Ofoeda

Volume 30, issue 4, 2022

Interest on reserves, bank runs and investment decisions pp. 393-411

Zhan Wang

Determinants of CoCo issuance: liquidity and risk incentives pp. 412-438

Bashar Abdallah and Francisco Rodríguez Fernandez

Does risk governance mediate the impact of governance and risk management on banks’ performance? Evidence from a selected sample of Islamic banks pp. 439-464

Safa Jallali and Faten Zoghlami

Does board-level employee representation impact firms’ value? Evidence from the European countries pp. 465-488

Sónia Silva, Armando Silva and Ricardo Bahia Machado

Financial inclusion for women empowerment in South Asian countries pp. 489-502

Faisal Aziz, Salman Masood Sheikh and Ijaz Hussain Shah

Automobile insurance fraud detection in the age of big data – a systematic and comprehensive literature review pp. 503-523

Botond Benedek, Cristina Ciumas and Bálint Zsolt Nagy

Volume 30, issue 3, 2021

Exploring the role of corruption and money laundering (ML) on bank’s loan portfolio quality: a cross-country investigation pp. 265-281

Nadir Hussain, Salman Masood Sheikh and Ijaz Hussain Shah

The impact of securities regulation in the European Union on M&A: does it compensate to go beyond borders? pp. 282-311

Rita Monteiro and Sónia Silva

Liquidity risk and bank financial performance: an application of system GMM approach pp. 312-334

Adamu Yahaya, Fauziah Mahat, Yahya M.H. and Bolaji Tunde Matemilola

Monetary policy effectiveness in Africa: the role of financial development and institutional quality pp. 335-352

Vera Fiador, Emmanuel Sarpong-Kumankoma and Nana Kwasi Karikari

UK Government controls and loan-to-deposit ratio pp. 353-370

Kumbirai Mabwe and Kalsoom Jaffar

A European distributed ledger technology pilot regime for market infrastructures: finding a balance between innovation, investor protection and financial stability pp. 371-390

Randy Priem

Volume 30, issue 2, 2021

Basel III liquidity regulatory framework and bank liquidity creation in MENA countries pp. 129-148

Anas Alaoui Mdaghri and Lahsen Oubdi

Bank capital, liquidity and risk in Ghana pp. 149-166

Emmanuel Carsamer, Anthony Abbam and Yaw N. Queku

Red flag behaviors in financial services frauds: a mixed-methods study pp. 167-195

Namrata Sandhu

Money laundering and financial stability: does adverse publicity matter? pp. 196-214

Bahriye Basaran-Brooks

Banking industry stability and investment dynamics pp. 215-239

Rexford Abaidoo and Elvis Kwame Agyapong

Corporate governance: association the spots between institutional enhancement, organisational modification and earnings quality pp. 240-262

Adel Almasarwah, Wasfi Alrawabdeh, Walid Masadeh and Munther Al-Nimer

Volume 30, issue 1, 2021

Modelling NPLs and identifying convergence phenomenon of banks: a case of pre-during and immediate after the crisis years in India pp. 1-125

Anju Goswami

Shareholder risk-taking incentives in the presence of contingent capital pp. 25-42

Mahmoud Fatouh and Ayowande A. McCunn

Profits to opportunistic insider trading before and after the Dodd-Frank act of 2010 pp. 43-59

Partha Gangopadhyay and Ken Yook

Compliance level with IFRS disclosure requirements across 12 African countries: do enforcement mechanisms matter? pp. 60-81

Hela Borgi and Yosra Mnif

Factors related to the failure of FDIC-insured US banks pp. 82-106

Mario Jordi Maura-Pérez and Herminio Romero-Perez

Current trends in terrorist financing pp. 107-125

Fabian Maximilian Teichmann