Journal of Financial Regulation and Compliance

1992 - 2026

Current editor(s): Prof John Ashton

From Emerald Group Publishing Limited
Bibliographic data for series maintained by Emerald Support ().

Access Statistics for this journal.
Is something missing from the series or not right? See the RePEc data check for the archive and series.

2022, month August, vol 32

Consumer adoption intention toward FinTech services in a bank-based financial system in Vietnam pp. 153-167

Hang Thi Ngo and Le Thi Hoai Nguyen

2022, month October, vol 31

Bank-specific factors and credit risk: evidence from Italian banks in different local markets pp. 316-350

Cristian Barra and Nazzareno Ruggiero

2022, month September, vol 31

Global financial crisis, international capital requirement and bank financial stability: an international evidence pp. 237-258

Baah Aye Kusi, Joseph Ato Forson, Eunice Adu-Darko and Elikplimi Agbloyor

Risk management practices and credit risk of the significantly supervised European banks pp. 261-280

Anum Qureshi and Eric Lamarque

Investigating the disclosure compliance of Basel III in emerging markets: a comparative study between UAE and Indian banks pp. 281-297

Suja Sarah Thomas, Manish Bansal and Ibrahim Ahmed

Compliance and governance: evidence from financial institutions in Taiwan pp. 298-315

Shao-Huai Liang, Hsuan-Chu Lin and Hui-Yu Hsiao

2022, month August, vol 31

Institutional quality, macroeconomic uncertainty and efficiency of financial institutions in Sub-Saharan Africa pp. 200-219

Rexford Abaidoo and Elvis Kwame Agyapong

Does the deployment of algorithms combined with direct electronic access increase conduct risk? Evidence from the LME pp. 220-236

Alexander Conrad Culley

2022, month July, vol 31

Jurisdictional arbitrage: combatting an inevitable by-product of cryptoasset regulation pp. 170-185

Sideris Draganidis

The regulation of RegTech and SupTech in finance: ensuring consistency in principle and in practice pp. 186-199

Jonathan McCarthy

2022, month June, vol 31

A systematic review on forensic accounting and its contribution towards fraud detection and prevention pp. 60-95

Baljinder Kaur, Kiran Sood and Simon Grima

Influence of virtual currency development and investor attention on financial stocks’ value: evidence from selected Asian equity markets pp. 96-125

Ming Torng Ang and Yee Peng Chow

Capital regulation, liquidity risk, efficiency and banks performance in emerging economies pp. 126-145

Nicholas Addai Boamah, Emmanuel Opoku and Augustine Boakye-Dankwa

Bank regulation and risk-taking in sub-Sahara Africa pp. 149-169

Sopani Gondwe, Tendai Gwatidzo and Nyasha Mahonye

2022, month May, vol 31

European banks’ business models as a driver of strategic planning: one size fits all pp. 16-39

Egidio Palmieri, Enrico Fioravante Geretto and Maurizio Polato

Continuous auditing in public sector and central banks: a framework to tackle implementation challenges pp. 40-59

Salvatore Polizzi and Enzo Scannella

2022, month April, vol 31

Implementation of MiFID II investor protection provisions by private banks within the European Union pp. 1-15

Tom Loonen and Ronald Janssen

2022, month June, vol 30

Regulations and banking crisis: lessons from the African context pp. 618-645

Daniel Ofori-Sasu, Elikplimi Komla Agbloyor, Saint Kuttu and Joshua Yindenaba Abor

2022, month May, vol 30

Interest on reserves, bank runs and investment decisions pp. 393-411

Zhan Wang

Anti-money laundering regulations and financial inclusion: empirical evidence across the globe pp. 646-664

Isaac Ofoeda

2022, month April, vol 30

Automobile insurance fraud detection in the age of big data – a systematic and comprehensive literature review pp. 503-523

Botond Benedek, Cristina Ciumas and Bálint Zsolt Nagy

Whistleblowing: procedural and dogmatic problems in the implementation of directive (EU) 2019/1937 pp. 553-566

Fabian Maximilian Teichmann and Chiara Wittmann

Impact of Leveraged Lending Guidance: evidence from nonbank participation in syndicated loans pp. 567-595

Natalya Schenck and Lan Shi

Financial development and entrepreneurship: insights from Africa pp. 596-617

Folorunsho Ajide and Titus Ojeyinka

2022, month March, vol 30

UK Government controls and loan-to-deposit ratio pp. 353-370

Kumbirai Mabwe and Kalsoom Jaffar

Determinants of CoCo issuance: liquidity and risk incentives pp. 412-438

Bashar Abdallah and Francisco Rodríguez Fernandez

Does board-level employee representation impact firms’ value? Evidence from the European countries pp. 465-488

Sónia Silva, Armando Silva and Ricardo Bahia Machado

Financial inclusion for women empowerment in South Asian countries pp. 489-502

Faisal Aziz, Salman Masood Sheikh and Ijaz Hussain Shah

Regulatory examinations and life insurance development pp. 525-552

Bojan Srbinoski, Klime Poposki, Patricia Born and Karel Van Hulle

2022, month February, vol 30

A European distributed ledger technology pilot regime for market infrastructures: finding a balance between innovation, investor protection and financial stability pp. 371-390

Randy Priem

Does risk governance mediate the impact of governance and risk management on banks’ performance? Evidence from a selected sample of Islamic banks pp. 439-464

Safa Jallali and Faten Zoghlami

2022, month January, vol 30

Corporate governance: association the spots between institutional enhancement, organisational modification and earnings quality pp. 240-262

Adel Almasarwah, Wasfi Alrawabdeh, Walid Masadeh and Munther Al-Nimer

The impact of securities regulation in the European Union on M&A: does it compensate to go beyond borders? pp. 282-311

Rita Monteiro and Sónia Silva

Liquidity risk and bank financial performance: an application of system GMM approach pp. 312-334

Adamu Yahaya, Fauziah Mahat, Yahya M.H. and Bolaji Tunde Matemilola

Monetary policy effectiveness in Africa: the role of financial development and institutional quality pp. 335-352

Vera Fiador, Emmanuel Sarpong-Kumankoma and Nana Kwasi Karikari

2021, month December, vol 30

Exploring the role of corruption and money laundering (ML) on bank’s loan portfolio quality: a cross-country investigation pp. 265-281

Nadir Hussain, Salman Masood Sheikh and Ijaz Hussain Shah

2021, month November, vol 30

Money laundering and financial stability: does adverse publicity matter? pp. 196-214

Bahriye Basaran-Brooks

Banking industry stability and investment dynamics pp. 215-239

Rexford Abaidoo and Elvis Kwame Agyapong

2021, month October, vol 30

Shareholder risk-taking incentives in the presence of contingent capital pp. 25-42

Mahmoud Fatouh and Ayowande A. McCunn

Compliance level with IFRS disclosure requirements across 12 African countries: do enforcement mechanisms matter? pp. 60-81

Hela Borgi and Yosra Mnif

Current trends in terrorist financing pp. 107-125

Fabian Maximilian Teichmann

Basel III liquidity regulatory framework and bank liquidity creation in MENA countries pp. 129-148

Anas Alaoui Mdaghri and Lahsen Oubdi

Bank capital, liquidity and risk in Ghana pp. 149-166

Emmanuel Carsamer, Anthony Abbam and Yaw N. Queku

Red flag behaviors in financial services frauds: a mixed-methods study pp. 167-195

Namrata Sandhu

2021, month August, vol 30

Modelling NPLs and identifying convergence phenomenon of banks: a case of pre-during and immediate after the crisis years in India pp. 1-125

Anju Goswami

Factors related to the failure of FDIC-insured US banks pp. 82-106

Mario Jordi Maura-Pérez and Herminio Romero-Perez

2021, month July, vol 30

Profits to opportunistic insider trading before and after the Dodd-Frank act of 2010 pp. 43-59

Partha Gangopadhyay and Ken Yook

2021, month August, vol 29

Identification of systemically important banks in India using SRISK pp. 387-408

Juhi Gupta and Smita Kashiramka

Effect of capital flows on financial stability in middle-income countries pp. 491-513

Kolawole Ebire, Saif Ullah, Ngozi Adeleye and Muhammad Ibrahim Shah

Do bank regulations matter for financial stability? Evidence from a developing economy pp. 514-532

Antony Rahim Atellu, Peter Muriu and Odhiambo Sule

The implication of banking regulation on bank business model: evidence from the ASEAN countries pp. 580-603

Oktofa Yudha Sudrajad

2021, month July, vol 29

Financial sector transparency and bank interest margins: do quality of political and financial regulatory institutions matter? pp. 409-433

Baah Aye Kusi

The regulation of multilateral development banks: is it needed? A preliminary analysis pp. 434-453

Laura Gianfagna, Irene Crimaldi and Davide Gallan

A model to determine the need to modernise the regulation of the principle of utmost good faith pp. 454-473

Andre Farrugia and Simon Grima

Non-compliance behavior of de-risking force the EU to enhance anti-money laundering regulation pp. 477-490

Kalle Johannes Rose

The impact of green growth on financial stability pp. 533-560

Imran Abbas Jadoon, Raheel Mumtaz, Jibran Sheikh, Usman Ayub and Mohammad Tahir

Managing market risk for financial performance: experience from micro finance institutionin Kenya pp. 561-579

Peter Karugu Kahihu, David Muturi Wachira and Stephen Makau Muathe

2021, month June, vol 29

Crypto assets regulation in the UK: an assessment of the regulatory effectiveness and consistency pp. 336-351

Sherena Sheng Huang

The ethical decisions of life insurance salespeople: the effects of interest conflicts, ethical leadership and ethical training pp. 371-386

Li-Tzu Lai, Jui-Yun Wu and Lu-Ming Tseng

2021, month May, vol 29

Cross-border banking and foreign branch regulation in Europe pp. 280-296

Lucia Gibilaro and Gianluca Mattarocci

Improving regulatory capital allocation: a case for the internal ratings-based approach for retail credit risk exposures pp. 317-335

Robert Stewart

Does social reporting matter? Empirical evidence pp. 353-370

Adel Sarea and Monsurat Ayojimi Salami

2021, month April, vol 29

Shadow economy in Africa: how relevant is financial inclusion? pp. 297-316

Folorunsho Ajide

2021, month February, vol 29

Private pension fund flow, performance and cost relationship under frequent regulatory change pp. 218-234

Yaman Omer Erzurumlu and Idris Ucardag

2021, month January, vol 29

Has financial inclusion made the financial sector riskier? pp. 237-255

Peterson Ozili

Have EU derivative policy reforms since the 2008 financial crisis been designed effectively? pp. 256-279

Charles Fergus Graham