Journal of Financial Regulation and Compliance

1992 - 2025

Current editor(s): Prof John Ashton

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Volume 29, issue 5, 2021

Non-compliance behavior of de-risking force the EU to enhance anti-money laundering regulation pp. 477-490

Kalle Johannes Rose

Effect of capital flows on financial stability in middle-income countries pp. 491-513

Kolawole Ebire, Saif Ullah, Ngozi Adeleye and Muhammad Ibrahim Shah

Do bank regulations matter for financial stability? Evidence from a developing economy pp. 514-532

Antony Rahim Atellu, Peter Muriu and Odhiambo Sule

The impact of green growth on financial stability pp. 533-560

Imran Abbas Jadoon, Raheel Mumtaz, Jibran Sheikh, Usman Ayub and Mohammad Tahir

Managing market risk for financial performance: experience from micro finance institutionin Kenya pp. 561-579

Peter Karugu Kahihu, David Muturi Wachira and Stephen Makau Muathe

The implication of banking regulation on bank business model: evidence from the ASEAN countries pp. 580-603

Oktofa Yudha Sudrajad

Volume 29, issue 4, 2021

Does social reporting matter? Empirical evidence pp. 353-370

Adel Sarea and Monsurat Ayojimi Salami

The ethical decisions of life insurance salespeople: the effects of interest conflicts, ethical leadership and ethical training pp. 371-386

Li-Tzu Lai, Jui-Yun Wu and Lu-Ming Tseng

Identification of systemically important banks in India using SRISK pp. 387-408

Juhi Gupta and Smita Kashiramka

Financial sector transparency and bank interest margins: do quality of political and financial regulatory institutions matter? pp. 409-433

Baah Aye Kusi

The regulation of multilateral development banks: is it needed? A preliminary analysis pp. 434-453

Laura Gianfagna, Irene Crimaldi and Davide Gallan

A model to determine the need to modernise the regulation of the principle of utmost good faith pp. 454-473

Andre Farrugia and Simon Grima

Volume 29, issue 3, 2021

Has financial inclusion made the financial sector riskier? pp. 237-255

Peterson Ozili

Have EU derivative policy reforms since the 2008 financial crisis been designed effectively? pp. 256-279

Charles Fergus Graham

Cross-border banking and foreign branch regulation in Europe pp. 280-296

Lucia Gibilaro and Gianluca Mattarocci

Shadow economy in Africa: how relevant is financial inclusion? pp. 297-316

Folorunsho Ajide

Improving regulatory capital allocation: a case for the internal ratings-based approach for retail credit risk exposures pp. 317-335

Robert Stewart

Crypto assets regulation in the UK: an assessment of the regulatory effectiveness and consistency pp. 336-351

Sherena Sheng Huang

Volume 29, issue 2, 2020

Macroprudential ring-fencing pp. 125-142

Tomas Konecny and Lukáš Pfeifer

On IMF debt and capital control: evidence from Malaysia, Thailand, Indonesia, the Philippines and South Korea pp. 143-162

Azhar Mohamad, Imtiaz Mohammad Sifat, Hassanudin Mohd Thas Thaker and Anwar Muhammad Noor

To list or not to list, that is the question: new evidence from the performance of Vietnamese commercial banks pp. 163-186

Tuan Quoc Le, Ha Ngan Duong and Phuong Thanh Nguyen

Euro clearing after Brexit: shifting locations and oversight pp. 187-201

Sven Van Kerckhoven and Jed Odermatt

Dutch investment advisors’ perceptions towards the MiFID II directive pp. 202-217

Tom Loonen

Private pension fund flow, performance and cost relationship under frequent regulatory change pp. 218-234

Yaman Omer Erzurumlu and Idris Ucardag

Volume 29, issue 1, 2020

Money laundering via underground currency exchange networks pp. 1-14

Fabian Maximilian Teichmann and Marie-Christin Falker

Demystifying gaps and testing for convergence in bank regulations impacting the competitive environment: a case of India and its peers in BRICS pp. 15-43

Rachita Gulati

Securitization and earnings management: evidence from the Sarbanes–Oxley act pp. 44-62

Anin Rupp

Unbundling interest rate and bank credit nexus on income inequality: structural break analysis from Nigeria pp. 63-78

Ngozi Adeleye

Impact of activity restrictions on risk taking of banks: does competition matter during crisis? pp. 79-103

Abu Hanifa Md. Noman, Che Ruhana Isa, Md Aslam Mia and Sok-Gee Chan

Smart contracts: will Fintech be the catalyst for the next global financial crisis? pp. 104-122

Randall E. Duran and Paul Griffin

Volume 28, issue 4, 2020

Regulating European financial markets between crisis and Brexit pp. 503-514

Jakob Schemmel

Structural banking reforms and their implications for banks’ corporate governance pp. 515-525

Christiane Hellstern

Carrots and sticks in bank governance: time for a bigger stick? pp. 527-539

Richard Ridyard

The establishment of the OECD Asia-Pacific academy for tax and financial crime investigation pp. 541-554

Akira Matsuoka

Does interest rate liberalisation affect the constancy of mean interest rates in China? pp. 555-568

Hui Hong, Zhicun Bian, Naiwei Chen and Chiwei Su

What is good and bad with the regulation supporting the SME’s credit access pp. 569-586

Pietro Vozzella and Giampaolo Gabbi

Establishing an EU internal market for depositaries pp. 587-603

Christopher Buttigieg, Joseph Agius and Sandra Saliba

Volume 28, issue 3, 2020

Money laundering through banks in Dubai pp. 337-352

Fabian Maximilian Teichmann and Marie-Christin Falker

Equity crowdfunding and regulation: implications for the real estate sector in Italy pp. 353-368

Enrico Battisti, Fabio Creta and Nicola Miglietta

Detection and analysis of occurrences of spoofing in the Brazilian capital market pp. 369-408

Luisa Mendonça and Alan De Genaro

Mandatory adoption of IFRS and its effect on international stock listings in Canada pp. 409-429

Shahid Khan, Khaled Abdou and Sudip Ghosh

Equity market reaction to regulatory reforms: a case study of Indian banks pp. 431-464

Madhvi Sethi and Dipali Krishnakumar

An empirical investigation into market risk disclosure: is there room to improve for Italian banks? pp. 465-483

Salvatore Polizzi and Enzo Scannella

Money laundering through consulting companies pp. 485-500

Fabian Maximilian Teichmann and Marie-Christin Falker

Volume 28, issue 2, 2019

The German consumer bankruptcy law and moral hazard – the case of indebted immigrants pp. 161-181

Mevliyar Er

Financial stability: does social activism matter? pp. 183-214

Peterson Ozili

Blockchain and insurance: a review for operations and regulation pp. 215-234

Richard Brophy

Market power and stability of financial institutions: evidence from the Italian banking sector pp. 235-265

Cristian Barra and Roberto Zotti

Where are Islamic finance indices pointing towards? pp. 267-281

Mohammed El Hadi El Maknouzi and Iyad Mohammad Jadalhaq

Financial freedom, market power and bank margins in sub-Saharan Africa pp. 283-299

Emmanuel Sarpong-Kumankoma, Joshua Abor, Anthony Quame Q. Aboagye and Mohammed Amidu

Effective bank regulation: seven guiding principles pp. 301-314

Linda Arch

The determinants of bank insolvency risk: evidence from Finland pp. 315-335

Matias Huhtilainen

Volume 28, issue 1, 2019

The effectiveness of MiFID provisions for professional clients: a critical review pp. 1-15

Tom Loonen and Randy Pattiselanno

Examining the role of institutional framework in promoting financial literacy by microfinance deposit-taking institutions in developing economies pp. 16-38

George Okello Candiya Bongomin and John C. Munene

Capital regulation and ownership structure on bank risk pp. 39-56

Aysa Siddika and Razali Haron

Learn to build an error management culture pp. 57-73

Elianne van Steenbergen, Danny van Dijk, Céline Christensen, Tessa Coffeng and Naomi Ellemers

Insurance regulations, risk and performance in Ghana pp. 74-96

Baah Kusi, Abdul Latif Alhassan, Daniel Ofori-Sasu and Rockson Sai

Price formation of FICC research following MiFID II unbundling rules pp. 97-113

Fidelio Tata

FDI in Africa: potential implications of Brexit on South Africa’s financial sector pp. 114-129

Silindile Nomfihlakalo Buthelezi

Modeling effects of banking regulations and supervisory practices on capital adequacy state transition in developing countries pp. 130-159

Ali Jamali