Journal of Financial Regulation and Compliance

1992 - 2024

Current editor(s): Prof John Ashton

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Regulating European financial markets between crisis and Brexit pp. 503-514: Jakob Schemmel
Structural banking reforms and their implications for banks’ corporate governance pp. 515-525: Christiane Hellstern
Carrots and sticks in bank governance: time for a bigger stick? pp. 527-539: Richard Ridyard
The establishment of the OECD Asia-Pacific academy for tax and financial crime investigation pp. 541-554: Akira Matsuoka
Does interest rate liberalisation affect the constancy of mean interest rates in China? pp. 555-568: Hui Hong, Zhicun Bian, Naiwei Chen and Chiwei Su
What is good and bad with the regulation supporting the SME’s credit access pp. 569-586: Pietro Vozzella and Giampaolo Gabbi
Establishing an EU internal market for depositaries pp. 587-603: Christopher Buttigieg, Joseph Agius and Sandra Saliba

Money laundering through banks in Dubai pp. 337-352: Fabian Maximilian Teichmann and Marie-Christin Falker
Equity crowdfunding and regulation: implications for the real estate sector in Italy pp. 353-368: Enrico Battisti, Fabio Creta and Nicola Miglietta
Detection and analysis of occurrences of spoofing in the Brazilian capital market pp. 369-408: Luisa Mendonça and Alan De Genaro
Mandatory adoption of IFRS and its effect on international stock listings in Canada pp. 409-429: Shahid Khan, Khaled Abdou and Sudip Ghosh
Equity market reaction to regulatory reforms: a case study of Indian banks pp. 431-464: Madhvi Sethi and Dipali Krishnakumar
An empirical investigation into market risk disclosure: is there room to improve for Italian banks? pp. 465-483: Salvatore Polizzi and Enzo Scannella
Money laundering through consulting companies pp. 485-500: Fabian Maximilian Teichmann and Marie-Christin Falker

The German consumer bankruptcy law and moral hazard – the case of indebted immigrants pp. 161-181: Mevliyar Er
Financial stability: does social activism matter? pp. 183-214: Peterson Ozili
Blockchain and insurance: a review for operations and regulation pp. 215-234: Richard Brophy
Market power and stability of financial institutions: evidence from the Italian banking sector pp. 235-265: Cristian Barra and Roberto Zotti
Where are Islamic finance indices pointing towards? pp. 267-281: Mohammed El Hadi El Maknouzi and Iyad Mohammad Jadalhaq
Financial freedom, market power and bank margins in sub-Saharan Africa pp. 283-299: Emmanuel Sarpong-Kumankoma, Joshua Abor, Anthony Quame Q. Aboagye and Mohammed Amidu
Effective bank regulation: seven guiding principles pp. 301-314: Linda Arch
The determinants of bank insolvency risk: evidence from Finland pp. 315-335: Matias Huhtilainen

The effectiveness of MiFID provisions for professional clients: a critical review pp. 1-15: Tom Loonen and Randy Pattiselanno
Examining the role of institutional framework in promoting financial literacy by microfinance deposit-taking institutions in developing economies pp. 16-38: George Okello Candiya Bongomin and John C. Munene
Capital regulation and ownership structure on bank risk pp. 39-56: Aysa Siddika and Razali Haron
Learn to build an error management culture pp. 57-73: Elianne van Steenbergen, Danny van Dijk, Céline Christensen, Tessa Coffeng and Naomi Ellemers
Insurance regulations, risk and performance in Ghana pp. 74-96: Baah Kusi, Abdul Latif Alhassan, Daniel Ofori-Sasu and Rockson Sai
Price formation of FICC research following MiFID II unbundling rules pp. 97-113: Fidelio Tata
FDI in Africa: potential implications of Brexit on South Africa’s financial sector pp. 114-129: Silindile Nomfihlakalo Buthelezi
Modeling effects of banking regulations and supervisory practices on capital adequacy state transition in developing countries pp. 130-159: Ali Jamali

Comparison of advanced economies’ performance in bubbles mitigation pp. 397-421: Emilio Gallego Neira and Carlos Martínez de Ibarreta
Time-varying response of treasury yields to monetary policy shocks pp. 422-442: Lassaâd Mbarek, Hardik A. Marfatia and Sonja Juko
Promoting responsible sovereign lending and borrowing: the role of sovereign wealth funds pp. 443-452: Georgios Pavlidis
Does the speed of adjustment in regulation and supervision affect financial stability in developing countries? pp. 453-463: Chadi Azmeh
A practical process mining approach for compliance management pp. 464-478: Michael Becker and Rüdiger Buchkremer
Impact of correspondent bank de-risking on money service businesses in Jamaica pp. 479-493: Leo-Rey Gordon
Does commission remuneration affect the investor’s outcome? Experience from Central Europe pp. 494-508: Jiří Šindelář and Petr Budinský

Supervision of lost pension accounts and unclaimed benefits pp. 266-279: Kyoung Gook Park, Dariusz Stańko and Darren McShane
Reviewing Pillar 2 regulations: credit concentration risk pp. 280-302: Lukasz Prorokowski, Hubert Prorokowski and Georgette Bongfen Nteh
The impact of public scrutiny on executive compensation pp. 303-323: Andrew Glen Carrothers
An update on self-regulation in the Canadian securities industry (2009-2016) pp. 324-344: Mark Lokanan
Asymmetric return response to expected risk: policy implications pp. 345-356: Mehmet F. Dicle and Kendra Reed
Ignoring personal moral compass: factors shaping bankers’ decisions pp. 357-379: Mouhamed El Bachire Thiam, Jonathan Liu and John Aston
Quantifying the potential impact of a green supporting factor or brown penalty on European banks and lending pp. 380-394: Jakob Thomä and Kyra Gibhardt

Corporate governance in Ghana pp. 126-140: Larry Amartei Amartey, Mei Yu and Osita Chukwu-lobelu
CCP resolution, loss allocation and shareholders’ rights pp. 141-159: Marc Peters
An agency theory approach towards bribery pp. 160-168: Fabian Maximilian Johannes Teichmann
Shareholder empowerment, steps forward and steps back pp. 169-196: Saad Almohammed Alrayes
When benchmark rates change: the case of Islamic banks pp. 197-214: Simon Archer and Rifaat Ahmed Abdel Karim
A new approach to research and theory development for financial firms-building a “house with windows” pp. 215-242: John Holland
Banks, climate risk and financial stability pp. 243-262: Maria J. Nieto

Recent trends in money laundering and terrorism financing pp. 2-12: Fabian Maximilian Teichmann
Global financial regulation in the “New International Economic Order” pp. 13-30: Habtamu Simachew Belay
Valuation of defined benefit pension schemes in IAS 19 employee benefits - true and fair? pp. 31-42: Bridget McNally, Anne M. Garvey and Thomas O’Connor
Can BRICS and ASEAN-5 emerging economies benefit from bank diversification? pp. 43-69: Syed Moudud-Ul-Huq
Compensation clawback policies and corporate lawsuits pp. 70-85: Matteo P. Arena and Nga Q. Nguyen
The effect of the JOBS act on analyst coverage of emerging growth companies pp. 86-109: Elena Precourt
MiFID II key concerns pp. 110-123: Peter Yeoh