Details about Sofia A. Johan

Access statistics for papers by Sofia A. Johan.

Last updated 2024-10-09. Update your information in the RePEc Author Service.

Short-id: pjo101

Working Papers

2023

1. Political institutions, financial liberalisation, and access to finance: firm-level empirical evidence
   Discussion Papers, University of Exeter, Department of Economics View citations (3)

2021

2. Governance and success in U.S. equity crowdfunding
   CFS Working Paper Series, Center for Financial Studies (CFS)

2018

3. Same Rules, Different Enforcement: Market Abuse in Europe
   Post-Print, HAL View citations (17)
   See also Journal Article Same rules, different enforcement: Market abuse in Europe, Journal of International Financial Markets, Institutions and Money, Elsevier (2018) View citations (18) (2018)

2014

4. A SIGNALING THEORY OF ENTREPRENEURIAL VENTURE’S VALUATION: EVIDENCE FROM EARLY TERMINATION OF VENTURE CAPITAL INVESTMENT
   Working Paper Series in Economics and Institutions of Innovation, Royal Institute of Technology, CESIS - Centre of Excellence for Science and Innovation Studies View citations (1)

2012

5. Institutional investors, political connections and incidence of corporate fraud
   Discussion Paper, Tilburg University, Tilburg Law and Economic Center

2011

6. The Role of Law, Corruption and Culture in Investment Fund Manager Fees
   Post-Print, HAL View citations (6)

2008

7. Global market surveillance
   Discussion Paper, Tilburg University, Tilburg Law and Economic Center View citations (37)
   See also Journal Article Global Market Surveillance, American Law and Economics Review, American Law and Economics Association (2008) View citations (37) (2008)

2006

8. Corporate social responsibility: domestic and international private equity institutional investment
   Discussion Paper, Tilburg University, Tilburg Law and Economic Center View citations (2)
9. Regulatory harmonization and the development of private equity markets
   Discussion Paper, Tilburg University, Tilburg Law and Economic Center View citations (1)
   See also Journal Article Regulatory harmonization and the development of private equity markets, Journal of Banking & Finance, Elsevier (2007) View citations (31) (2007)

2005

10. Advice and monitoring in venture finance
    Discussion Paper, Tilburg University, Tilburg Law and Economic Center View citations (2)
    See also Journal Article Advice and monitoring in venture finance, Financial Markets and Portfolio Management, Springer (2007) View citations (37) (2007)
11. Is it the law or the lawyers? Investment fund covenants
    Discussion Paper, Tilburg University, Tilburg Law and Economic Center
12. Provincial preferences in private equity
    Discussion Paper, Tilburg University, Tilburg Law and Economic Center View citations (1)
    See also Journal Article Provincial preferences in private equity, Financial Markets and Portfolio Management, Springer (2006) View citations (16) (2006)

Journal Articles

2024

1. Could the simultaneous persistence of greater cash holdings and interest‐bearing debts affect stock price crash risk?
   International Journal of Finance & Economics, 2024, 29, (3), 3226-3262
2. Fintech, human development and energy poverty in sub-Saharan Africa
   Journal of International Financial Markets, Institutions and Money, 2024, 91, (C) View citations (1)
3. How effective is the cash conversion cycle in improving firm performance? Evidence from BRICS
   Emerging Markets Review, 2024, 59, (C)
4. One crash, too many: Global uncertainty, sentiment factors and cryptocurrency market
   Journal of International Financial Markets, Institutions and Money, 2024, 94, (C)
5. The effect of lead investor’s human capital on funding performance: The moderating role of investment ambition
   Journal of International Financial Markets, Institutions and Money, 2024, 90, (C) View citations (1)

2023

6. Business advisory services and innovation during crises: Evidence from small businesses in Chile
   Journal of Business Research, 2023, 168, (C)
7. Does energy poverty moderate the impact of economic freedom on the quality of life in Africa? A panel quantile via moment approach
   Finance Research Letters, 2023, 58, (PC)
8. Dynamic connectedness between investors’ sentiment and asset prices: A comparison between major markets in Europe and USA
   Journal of International Financial Markets, Institutions and Money, 2023, 89, (C) View citations (1)
9. E-Commerce Policy and International Business
   Management International Review, 2023, 63, (1), 3-25 View citations (1)
10. Employee Welfare, Social Capital, and IPO Firm Survival
    Entrepreneurship Theory and Practice, 2023, 47, (6), 2174-2204
11. Mobile money innovation and global value chain participation: Evidence from developing countries
    Finance Research Letters, 2023, 58, (PD) View citations (2)
12. Risks and returns in crowdlending
    Eurasian Business Review, 2023, 13, (2), 309-340 View citations (1)

2022

13. Investors’ industry preference in equity crowdfunding
    The Journal of Technology Transfer, 2022, 47, (6), 1737-1765 View citations (1)
14. Religious and social narratives and crowdfunding success
    Journal of International Financial Markets, Institutions and Money, 2022, 80, (C) View citations (3)
15. The Digital Credit Divide: Marketplace Lending and Entrepreneurship
    Journal of Financial and Quantitative Analysis, 2022, 57, (7), 2659-2692

2021

16. Corporate failures: Declines, collapses, and scandals
    Journal of Corporate Finance, 2021, 67, (C) View citations (11)
17. How alternative finance informs central themes in corporate finance
    Journal of Corporate Finance, 2021, 67, (C) View citations (9)
18. Information Asymmetries in Private Equity: Reporting Frequency, Endowments, and Governance
    Journal of Business Ethics, 2021, 174, (1), 199-220 View citations (6)
19. The evolution of Venture Capital: from the early days to recent successes
    Venture Capital, 2021, 23, (1), 1-3

2020

20. An anatomy of entrepreneurial pursuits in relation to poverty
    Entrepreneurship & Regional Development, 2020, 32, (1-2), 21-40 View citations (1)
21. Digital start-up access to venture capital financing: What signals quality?
    Emerging Markets Review, 2020, 45, (C) View citations (4)
22. Dodd-Franking the hedge Funds
    Journal of Banking & Finance, 2020, 119, (C) View citations (3)
23. Does religiosity influence venture capital investment decisions?
    Journal of Corporate Finance, 2020, 62, (C) View citations (17)
24. Quality revealing versus overstating in equity crowdfunding
    Journal of Corporate Finance, 2020, 65, (C) View citations (26)
25. The unintended consequences of biotechnology innovation adoption
    Industry and Innovation, 2020, 27, (10), 1089-1109 View citations (1)

2019

26. Capital-market effects of securities regulation: Prior conditions, implementation, and enforcement revisited
    Finance Research Letters, 2019, 31, (C) View citations (8)
27. Government venture capital research: fake science and bad public policy
    Venture Capital, 2019, 21, (1), 121-131 View citations (4)
28. Regulation of the Crypto-Economy: Managing Risks, Challenges, and Regulatory Uncertainty
    JRFM, 2019, 12, (3), 1-14 View citations (17)
29. The real effect of liquidity provision on entrepreneurial financing: evidence from a natural experiment in China
    The European Journal of Finance, 2019, 25, (6), 568-593
30. The role of due diligence in crowdfunding platforms
    Journal of Banking & Finance, 2019, 108, (C) View citations (48)
31. What is mutual fund flow?
    Journal of International Financial Markets, Institutions and Money, 2019, 62, (C), 222-251 View citations (11)

2018

32. Common auditors and cross-country M&A transactions
    Journal of International Financial Markets, Institutions and Money, 2018, 54, (C), 43-58 View citations (5)
33. Developments in financial institutions, governance, agency costs, and misconduct
    Journal of International Financial Markets, Institutions and Money, 2018, 54, (C), 1-14 View citations (14)
34. Is the crowd sensitive to distance?—how investment decisions differ by investor type
    Small Business Economics, 2018, 50, (2), 289-305 View citations (55)
35. Same rules, different enforcement: Market abuse in Europe
    Journal of International Financial Markets, Institutions and Money, 2018, 54, (C), 130-151 View citations (18)
    See also Working Paper Same Rules, Different Enforcement: Market Abuse in Europe, Post-Print (2018) View citations (17) (2018)

2017

36. A drop in an empty pond: Canadian public policy towards venture capital
    Economia e Politica Industriale: Journal of Industrial and Business Economics, 2017, 44, (1), 103-117 View citations (3)
37. Information systems, agency problems, and fraud
    Information Systems Frontiers, 2017, 19, (3), 421-424 View citations (3)

2016

38. Corporate finance and the governance implications of removing government support programs
    Journal of Banking & Finance, 2016, 63, (C), 35-47 View citations (6)
39. Determinants of Cross-Border Venture Capital Investments in Emerging and Developed Economies: The Effects of Relational and Institutional Trust
    Journal of Business Ethics, 2016, 138, (4), 743-764 View citations (33)
40. Do Financial Analysts Perform a Monitoring Role in China? Evidence from Modified Audit Opinions
    Abacus, 2016, 52, (3), 473-500 View citations (11)
41. Do political connections matter in accessing capital markets? Evidence from China
    Emerging Markets Review, 2016, 29, (C), 24-41 View citations (29)
42. Institutional Investors, Political Connections, and the Incidence of Regulatory Enforcement Against Corporate Fraud
    Journal of Business Ethics, 2016, 134, (4), 709-726 View citations (75)
43. Is Corporate Governance in China Related to Performance Persistence?
    Journal of Business Ethics, 2016, 134, (4), 575-592 View citations (7)
44. Private equity exits in emerging markets
    Emerging Markets Review, 2016, 29, (C), 133-153 View citations (13)
45. The Effectiveness of Public Enforcement: Evidence from the Resolution of Tunneling in China
    Journal of Business Ethics, 2016, 134, (4), 649-668 View citations (17)
46. Venture’s economic impact in Australia
    The Journal of Technology Transfer, 2016, 41, (1), 25-59 View citations (12)

2015

47. Are hedge funds registered in Delaware different?
    Journal of Corporate Finance, 2015, 35, (C), 232-246 View citations (6)
48. Cameras tracking shoppers: the economics of retail video surveillance
    Eurasian Business Review, 2015, 5, (2), 235-257
49. Financial market misconduct and agency conflicts: A synthesis and future directions
    Journal of Corporate Finance, 2015, 34, (C), 150-168 View citations (61)

2014

50. Does the quality of lender–borrower relationships affect small business access to debt? Evidence from Canada and implications in China
    International Review of Financial Analysis, 2014, 36, (C), 206-211 View citations (3)

2013

51. Demand-driven securities regulation: evidence from crowdfunding
    Venture Capital, 2013, 15, (4), 361-379 View citations (39)
52. Determinants of sovereign wealth fund investment in private equity vs public equity
    Journal of International Business Studies, 2013, 44, (2), 155-172 View citations (51)
53. Listing Standards and Fraud
    Managerial and Decision Economics, 2013, 34, (7-8), 451-470 View citations (11)
54. Technology parks and entrepreneurial outcomes around the world
    International Journal of Managerial Finance, 2013, 9, (4), 279-293 View citations (1)

2011

55. Exchange trading rules and stock market liquidity
    Journal of Financial Economics, 2011, 99, (3), 651-671 View citations (127)
56. Institutional Investment in Listed Private Equity
    European Financial Management, 2011, 17, (3), 594-618 View citations (7)

2010

57. Legal Protection, Corruption and Private Equity Returns in Asia
    Journal of Business Ethics, 2010, 95, (2), 173-193 View citations (23)
58. Listing standards as a signal of IPO preparedness and quality
    International Review of Law and Economics, 2010, 30, (2), 128-144 View citations (34)
59. Phasing Out an Inefficient Venture Capital Tax Credit
    Journal of Industry, Competition and Trade, 2010, 10, (3), 227-252 View citations (5)
60. The Differential Impact of the Internet on Spurring Regional Entrepreneurship
    Entrepreneurship Theory and Practice, 2010, 34, (5), 857-884 View citations (19)
61. The Role of Corruption, Culture, and Law in Investment Fund Manager Fees
    Journal of Business Ethics, 2010, 95, (2), 147-172 View citations (16)
62. Venture Capital Investment Duration
    Journal of Small Business Management, 2010, 48, (2), 228-257 View citations (4)

2009

63. Pre-seed government venture capital funds
    Journal of International Entrepreneurship, 2009, 7, (1), 26-56 View citations (13)

2008

64. Global Market Surveillance
    American Law and Economics Review, 2008, 10, (2), 454-506 View citations (37)
    See also Working Paper Global market surveillance, Discussion Paper (2008) View citations (37) (2008)
65. Information asymmetries, agency costs and venture capital exit outcomes
    Venture Capital, 2008, 10, (3), 197-231 View citations (34)
66. Legality and venture capital fund manager compensation
    Venture Capital, 2008, 11, (1), 23-54
67. Preplanned exit strategies in venture capital
    European Economic Review, 2008, 52, (7), 1209-1241 View citations (57)

2007

68. Advice and monitoring in venture finance
    Financial Markets and Portfolio Management, 2007, 21, (1), 3-43 View citations (37)
    See also Working Paper Advice and monitoring in venture finance, Discussion Paper (2005) View citations (2) (2005)
69. Regulatory harmonization and the development of private equity markets
    Journal of Banking & Finance, 2007, 31, (10), 3218-3250 View citations (31)
    See also Working Paper Regulatory harmonization and the development of private equity markets, Discussion Paper (2006) View citations (1) (2006)
70. Socially Responsible Institutional Investment in Private Equity
    Journal of Business Ethics, 2007, 75, (4), 395-416 View citations (31)

2006

71. Is it the Law or the Lawyers? Investment Covenants around the World*
    European Financial Management, 2006, 12, (4), 535-574 View citations (26)
72. Provincial preferences in private equity
    Financial Markets and Portfolio Management, 2006, 20, (4), 369-398 View citations (16)
    See also Working Paper Provincial preferences in private equity, Discussion Paper (2005) View citations (1) (2005)

Books

2013

1. Hedge Fund Structure, Regulation, and Performance around the World
   OUP Catalogue, Oxford University Press View citations (11)
2. Venture Capital and Private Equity Contracting
   Elsevier Monographs, Elsevier View citations (86)

Chapters

2015

1. Government Intervention in the Venture Capital Market
   Palgrave Macmillan

2013

2. The IPO as an exit strategy for venture capitalists: regional lessons from Canada with international comparisons
   Chapter 21 in Handbook of Research on IPOs, 2013, pp 465-502 View citations (1)

2012

3. Institutional investment in private equity
   Chapter 3 in Handbook of Research on Venture Capital: Volume 2, 2012, pp iii-iii
4. Venture Capital Contracts: Implications for Emerging Markets
   Palgrave Macmillan