Journal of Securities Operations & Custody

2007 - 2026

From Henry Stewart Publications
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Volume 8, issue 4, 2016

Editorial pp. 284-285

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Blockchain YES, blockchain NO: An outsider (non-IT expert) view pp. 287-291

Andrea Tranquillini

Examining the future of regulatory reporting for the banking industry pp. 292-297

Frédéric Visnovsky

Generating returns through better relationships: How managed custody accounts benefit managers and investors pp. 298-305

Thomas A. Hickey Iii, Stuart E. Fross, Gustavo Resendiz and Kenneth C. Nee

Corporate actions and the need for market efficiency pp. 306-310

Bennie Van Der Westhuizen

Understanding the EU’s approach to harmonised regulatory reporting pp. 311-321

Olga Petrenko

Blockchain and the securities industry: Towards a new ecosystem pp. 322-329

Carlo R. W. De Meijer

A new European approach to transaction reporting pp. 330-340

Vivienne Bannigan

Anti-money laundering and sanctions compliance challenges for custody services pp. 341-355

Sharon Cohen Levin, Franca Harris Gutierrez, Katrina Carroll and Elijah Alper

Reconciliations: The forefront of regulatory compliance procedures pp. 356-363

Maryse Gordon

Volume 8, issue 3, 2016

Editorial pp. 184-186

Daryn Moody

Trade and transaction reporting challenges facing buy-side firms pp. 187-190

Angela Hayter-Holt

Fixed income pre- and post-trade transparency pp. 191-196

Arjun Singh-Muchelle

The FRTB: Do not underestimate the standardised approach pp. 197-200

Nicola Hortin

The changing role of the network manager: Is network management morphing into vendor governance? pp. 201-207

Sandra Holmqvist and Göran Fors

Financial technology: Blockchain and securities settlement pp. 208-227

Taketoshi Mori

Clarifying MiFID II: Pre-trade transparency for non-equities pp. 218-227

Miranda Morad and Jason Waight

The G20 leaders’ financial reform and its impact on EU banks’ back-office function pp. 228-237

Michel M. Stubbe

Assessing the practical impacts of the EU derivatives trading obligation pp. 238-247

Elisabeth Øverland

Panama papers highlight the urgency: From FATCA to the OECD CRS pp. 248-258

Meredith Moss

Evolution of collateral ‘management’ into collateral ‘optimisation’ pp. 259-271

Bilgehan Aydin

MiFID II and regulatory transaction reporting pp. 272-277

Nirvana Farhadi

Volume 8, issue 2, 2016

Editorial pp. 96-98

Daryn Moody

Progress, or simply the start of the real chaos? pp. 99-100

Akber Datoo

Emerging trends in securities services and how Deutsche Bank is responding to them pp. 101-105

Satvinder Singh

Fintech and the future of securities services pp. 107-112

Bruno Campenon

Operational alpha and reconciliation solutions for growing asset managers pp. 113-118

Todd W. Merrell

‘Check yourself before you rec. yourself’: Eight things to consider when embarking on a reconciliation project pp. 119-125

Andrew Chapman

Europe’s plumbers: Keeping capital flowing pp. 126-131

Marc Bayle

An industry ontology for risk data aggregation reporting pp. 132-145

Mike Bennett

A review of RMB internationalisation, investment and financial products with assessment of past trends and discussion of likely future developments pp. 146-150

Philippe Dirckx

Global securities reporting: Industry trends, challenges and future perspectives pp. 151-156

Jonathan Ehrenfeld

The challenges of complying with the FCA’s client assets regime pp. 157-162

Kevin Huby

Fundamentals of market discipline and custody risk management pp. 163-175

Yener Coskun

Volume 8, issue 1, 2016

How are agents dealing with network managers in the new regulatory environment? pp. 4-8

Günter Schnaitt

Collateral management: A waiting game pp. 9-11

Philippe Laurensy

Back to the future: The changing nature of securities service provision pp. 12-17

Rob Scott

Towards a convergence of CSD account segregation practices? pp. 18-27

Soraya Belghazi

How investors can enter new markets and the questions they should ask their custodian pp. 28-34

Sonia Maloney

Enhancing the quality of risk reporting: The roles of the risk decision maker and the accountable executive pp. 35-40

Kathryn Kerle

Collateral management — Winners or losers in five years’ time? pp. 41-45

Philippe Ruault

Process leadership and managing process performance: Two elements that make the difference in process management pp. 46-55

Iassen Deenitchin, Dmitriy Dmitriev and Gert Hebenstreit

Process improvement in the banking sector pp. 56-64

Zsofia Kovacs

BCBS239: Reasons, impacts, framework and route to compliance pp. 65-81

Rajib Chakravorty

The hidden costs of outsourcing: A case study pp. 82-87

Davor Gašparac

Volume 7, issue 4, 2015

Editorial pp. 276-278

Daryn Moody

Intelligent network management contingency pp. 279-283

Dominique Ansiaux

Managing cross-regulatory data challenges in practice pp. 284-295

Christopher Johnson

Evolving financial benchmarks: The impact on legacy contracts pp. 296-304

Joanna Perkins and Paul Mortby

Collateral management: Recurring issues and emerging trends pp. 305-311

Andrea Tranquillini

Reviewing the implementation of T+2, the impact on the industry and what comes next (T2S) pp. 312-318

Søren F. Mortensen

The evolution of EEA transaction reporting pp. 319-328

David Nowell and Matthew Vincent

The operational challenges of adopting the LEI pp. 329-336

Paul Janssens

Coping with European regulatory requirements for automated trading: Best practices and new requirements resulting from regulation pp. 337-347

Gunnar Stangl

The drivers behind the reporting obligations of EMIR, MiFIR and SFTR pp. 348-354

Julien Jardelot and Martin Mitov

Funding of research under MiFID II pp. 355-361

Timothy O’Halloran

The Mexican transparency standoff: What will you do ‘next time’? pp. 362-369

Alaric Gibson and Daniel Simpson

Volume 7, issue 3, 2015

Editorial pp. 184-185

Robert Tamplin

Industrialisation of the back-office function pp. 186-195

Pierre Colladon

Asset managers and outsourced activities: What other industries can learn pp. 196-203

Susan Wright

Measuring performance for ‘long-horizon’ investing pp. 204-217

Kyle Ringrose

A modest proposal: Right-sizing exchange immunity pp. 218-233

Zachary J. Flati

Securities lending as part of responsible and risk-averse asset management pp. 234-241

Roelof Van Der Struik

Central Securities Depositories Regulation: The next systemic crisis waiting to happen? pp. 242-252

Koen Vanderheyden and Tim Reucroft

Legal contract data: The new reference data challenge for financial firms pp. 253-259

Akber Datoo

The application of mathematical models to measure collateral concentration risk pp. 260-268

Martin Seagroatt and Ed Cockram

Volume 7, issue 2, 2015

Editorial pp. 97-99

Daryn Moody

More resilient, better managed, less complex: Strengthening FMUs and linkages in the system pp. 100-106

Sarah Dahlgren

Investigating the role of the sub-custodian in risk mitigation and who bears the sub-custodian risk pp. 107-112

Günter Schnaitt

Protecting collateral contributions under the mandatory clearing regime pp. 113-127

Eugene Stanfield

Chasing shadows? The FCA and the measurement of ‘culture’ pp. 128-138

Gary Pitts and Terry Grourk

A radically new market environment requires comprehensive data-driven digital collateral management pp. 139-143

Michael Barrett

Corporate governance for financial market infrastructures pp. 144-154

Ana Giraldo

Getting ready for TARGET2 Securities (T2S): The time is now pp. 155-161

Tim Garnons-Williams

When does a company have the choice to waive its attorney-client privilege in the USA? pp. 162-171

Linda Riefberg and Christopher Passavia

Volume 7, issue 1, 2014

Editorial pp. 4-5

Daryn Moody

Collateral is the new cash: The systemic risks of inhibiting collateral fluidity pp. 6-20

Andy Hill

Société Générale corporate and investment banking: How we monitor market risk pp. 21-26

Pascal Beurotte and Georges Bory

The EMIR compliance game pp. 27-35

Emily Cates

Regulations impacting corporate actions and best practices for implementation pp. 36-41

Deborah Culhane

Client clearing: Portability between clearing members pp. 42-50

Mark Ho

Developing a straight-through process for corporate actions in Australia pp. 51-61

Karen Webb

Withholding tax: Issues for securities operations and custody pp. 62-68

Ross Mcgill

Banking without banks: Exploring the disruptive effects of converging technologies that will shape the future of banking pp. 69-80

Andrew Walker