Journal of Securities Operations & Custody

2007 - 2026

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Volume 12, issue 4, 2020

Editorial pp. 300-301

Simon Beckett

Asset managers and financial market data procurement: Pay or die! pp. 302-319

Rudolf Siebel

Principles for effective automation in post-trade processing - Part 1: Beware the ‘bot’ army pp. 320-335

Martin Walker

The measurement of environmental, social and governance (ESG) and sustainable investment: Developing a sustainable new world for financial services pp. 336-356

Christopher Johnson

Blockchain, artificial intelligence and knowledge graphs: What does it mean for the business? pp. 357-366

Mike Bennett

Challenges in market-abuse monitoring: Post MiFID pp. 367-376

Peter Nylén

Why financial infrastructures and intermediaries are actively promoting blockchain application although it means disruption to them pp. 377-385

Dong Yi

Bringing the Cloud back to earth: Compliance, operational and security considerations pp. 386-391

Lynne M. Carreiro and David Holman

Volume 12, issue 3, 2020

Editorial pp. 205-206

Simon Beckett

Connecting Senior Managers and Certification Regime requirements with operational risk pp. 207-218

Liezl De Villiers Getz

Implementing service level agreements in custody operations and software systems pp. 219-228

Wolfgang Göb

Digital Transformation in securities services: The BNP Paribas case study pp. 229-236

Philippe Ruault

Strategic relationship agreements: Better returns through better relationships pp. 237-245

Thomas A. Hickey Iii and Michael P. Calabrese

What’s in a name? Standard identifiers for financial instruments and entities in a changing financial landscape pp. 246-254

Richard B. Young

LIBOR: The drama is still to come pp. 255-265

Akber Datoo

Intelligent automation: A new frontier in capital markets operations pp. 266-277

Arin Ray

Application programming interfaces: The new (old) game in town pp. 278-285

Godfried De Vidts

The next generation of operations: Evolving beyond data collecting to data quality and analytics - The journey of one financial regulator pp. 286-293

Barbara Vouté and Karl Eiholzer

Volume 12, issue 2, 2020

Editorial pp. 100-101

Simon Beckett

How AI is changing operations: From settlement optimisation to automating risk monitoring pp. 102-115

Tony Brownlee, Jesse Sommerfeld and Kyle Hansen

Solving the legacy technology conundrum: Successful strategies for back-office transformation pp. 116-127

James Maxfield

CSDR settlement discipline costs and how to reduce or avoid them pp. 128-134

Bill Meenaghan

The growing importance of the closing auction in share trading volumes pp. 135-152

Franck Raillon

Regulations: Burden or insurance? pp. 153-160

Julia B. Romhanyi

Reimagining the future of securities operations: The time for change is now pp. 161-166

Bob Walley, Sriram Gopalakrishnan and Mike Wade

The roles of CSDs in a blockchain environment pp. 167-174

Carlo R. W. De Meijer

Depository to people: The new experimental business model pp. 175-186

Hayk Yeganyan, Samvel Harutyunyan and Armen Asatryan

The ‘kissing bugs’ of capital markets: How the financial services industry can best evolve pp. 187-194

Joy Sengupta

Volume 12, issue 1, 2019

Editorial pp. 4-5

Simon Beckett

The European post-trade infrastructures after Brexit: A central securities depository perspective pp. 6-20

Jesús Benito

Blockchain in post-trade: Blocked by regulations and legal challenges pp. 21-28

Haitham Al Salmi

The value of the Legal Entity Identifier for the participants of the securities industry pp. 29-40

Gerard Hartsink

The rise and role of FinTech for financial institutions: Why FinTech, and why now? pp. 41-48

Mark Beeston

Digital and crypto-assets: Tracking global adoption rates and impacts on securities services pp. 49-57

Margaret Harwood-Jones

Analysing blockchain/distributed ledger technology in capital markets and know your customer process pp. 58-71

André Eduardo Demarco

Post-trade change management pp. 72-81

Alicia Greenwood and Tyrone Arendse

Smart contracts for the digital economy pp. 82-87

Manan Shah and Rajbir Samra

Volume 11, issue 4, 2019

Editorial pp. 280-281

Simon Beckett

A solution for managing high-quality liquid assets: How distributed ledger technology can benefit the securities lending market pp. 282-291

Gerd Hartung, Kevin Rutter and Guido Stroemer

Crypto-assets: Crossing the chasm? pp. 292-302

Glen Fernandes and Walter Verbeke

Successfully implementing and scaling automation programmes in securities operations pp. 303-316

Cormac Dinan, Sridhar Rajan and Kakul Sinha

Do vendors’ service models maximise value for clients? pp. 317-326

Andy Stephenson, Kudjoou Bakpessi, Lawrence Inman, Ryan Mitchell and Sara Poldaas

Standardisation put to the test: How reference data standards have evolved in an era of unprecedented regulatory and technological change pp. 327-336

Darren Purcell

How effective data management and automation can improve operational efficiency in onboarding and know your customer pp. 337-344

Ben Marsh

Strategic approaches for structuring investment securities operations pp. 345-354

Jenny Tsouvalis

Seven tools for foreign investors’ rights protection in developing countries pp. 355-362

Vahan Stepanyan and Levon Klekchyan

Banking book collateral transformation pp. 363-370

Manan Shah

Volume 11, issue 3, 2019

Editorial pp. 188-189

Unknown

How a market infrastructure is developing in a competitive environment: Can new technologies be a differentiator? pp. 190-197

Alessandro Zignani

The consolidation of TARGET2 and TARGET2-Securities: How is the Eurosystem exploring synergies across its infrastructures, and how will this impact day-to-day operations? pp. 198-212

Diehl Martin, Heid Christoph and Tobiasch Katharina

Transforming the customer experience in post-trade services pp. 213-221

Philippe Laurensy

Technological innovations as a factor driving the evolution of central securities depositories’ business pp. 222-232

Maria Krasnova

How data is reshaping and optimising enterprise-wide onboarding pp. 233-241

Tange Kristi

The hunt for value for post-trade services pp. 242-254

Bambury Brendon

Shared services: A case for capital market utilities pp. 255-259

Shah Manan

Transformation in the central securities depositories business: The Turkish example pp. 260-272

Karaağaçli Bora, Uysal Özgür and Yağanoğlu Setenay

Volume 11, issue 2, 2019

Editorial pp. 96-97

Simon Beckett

Central clearing counterparties’ recovery and resolution: Where do we stand in the European Union? pp. 98-111

Marc Peters and Heinrich Wollny

How to ensure provision of accurate data to enhance decision-making pp. 112-127

Naomi Clarke

The road to making regulation more efficient: A case study in the application of best practices and data standards in regulatory reporting pp. 128-144

Beju Shah

Blockchain and the General Data Protection Regulation: Reconciling protection and innovation pp. 145-157

Lucie Munier and Ashley Kemball-Cook

Harmony: The right technology for the right business case pp. 158-167

Brian Collings

Compliance as a service: Utilising the power of the cloud pp. 168-177

Karl Schindler and Andrew Patrick White

Volume 11, issue 1, 2018

Editorial pp. 4-5

Simon Beckett

A framework for data accuracy and supporting better decision-making pp. 6-13

Marc Rubenfeld

What you need to know about the new Securities Financing Transaction Regulation pp. 14-25

Hagen Tiller and Andreas Roussos

Coping with digital disruption: Adapting to a changing operating model pp. 26-32

Richard Anton

Uncleared margin rules — initial margin: It’s time to commence the journey pp. 33-38

Chetan Joshi

Derivatives clearing infrastructure renewal in Japan: The impending post-trade market revolution pp. 39-54

Eiichiro Yanagawa

Securities Financing Transaction Regulation: Implementation and impact on the securities finance post-trade reconciliation pp. 55-69

Pierre Khemdoudi

The great entity classification conundrum in G20 derivatives regulation pp. 70-77

Victoria Mcwilliam

LIBOR, foreign exchange and the illusion of liquidity pp. 78-89

Alexis Stenfors