Journal of Securities Operations & Custody

2007 - 2025

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Volume 15, issue 4, 2023

Editorial pp. 289-290

Simon Beckett

MiFIR review: The right balance pp. 291-303

Ugo Bassi and Martijn Rookhuijzen

An institutional approach to the custody of crypto assets: The decision making and trade-offs in crypto asset custody pp. 304-314

Thomas Brand and Ilari Karhu

Cross-border clearing: Implications for developing markets pp. 315-324

Alicia Greenwood

From cost to opportunity: Holistic regulatory change management pp. 325-335

Anand Narayanan

Data modernisation using a logical data management platform pp. 336-347

Charles Southwood

Using RMB bonds as collateral for OTC derivatives pp. 348-366

Jing Jia

EU capital markets at a crossroads: Getting the MiFID II/MiFIR review right to unlock Europe’s growth potential pp. 367-375

Niels Brab

Volume 15, issue 3, 2023

Editorial pp. 192-193

Simon Beckett

Opportunities in digital assets and digital custody: Tracking the modernisation of standard custody offering pp. 194-204

Radoslaw Ignatowicz and Alfred Taudes

Diversity, equity and inclusion: Strategies for success pp. 205-217

Lydia Buttinger

Digital acceleration: How to build a robust enterprise data framework pp. 218-227

Pierre Kovacs

The effect of the last two phases of the uncleared margin rule on participant swap decisions pp. 228-237

Esen Onur, David Reiffen and Rajiv Sharma

Leverage and derivatives: The case of Archegos pp. 238-250

Antoine Bouveret and Martin Haferkorn

How technology could serve to overcome obstacles to active ownership pp. 251-259

Christiane Hölz

A new approach to close-out netting legal opinions in respect of OTC derivatives and securities financing transactions pp. 260-277

Akber Datoo, Paul Williams and Rhodri Whiteley

Volume 15, issue 2, 2023

Editorial pp. 101-102

Simon Beckett

The move to T1: Why are we talking about it? pp. 103-113

Pardeep Cassells

The sustainability agenda and its implications for post-trade technology adoption pp. 114-122

Corinne Neale and Sarah Smart

Evaluating risk and stress-testing challenges for central counterparties pp. 123-133

Franck Viollet

Review of the EU post-trade legislation: Draft regulation to amend CSDR and regulation on a DLT pilot regime for markets infrastructures pp. 134-145

Pierre Marsal

Are your back offices missing the AI train? pp. 146-153

Nathalie Zeghmouli

Resolution planning framework constraints: An analysis based on the Sberbank Europe AG resolution case pp. 154-183

Leonhard Riebl

Volume 15, issue 1, 2023

Editorial pp. 4-5

Simon Beckett

Why should I start worrying about EMIR Refit 3.0? pp. 6-13

Melanie Bristow, Sinead Stringer and Rachel Hewitt

Adaptation of CCP and CSD services for the new era pp. 14-27

Pataravasee Suvarnsorn

Distributed ledger technology: Cutting through the paradox pp. 28-43

John Siena

The data revolution in operations management: Unlocking innovation by embracing change pp. 44-55

Duncan Cooper and Steve Taylor

Expansion into private markets fuels outsourcing demand pp. 56-61

Kevin Moran

Accelerating the settlement cycle: An opportunity to modernise across the industry pp. 62-67

Robert Walley

The new world of meta finance and its yet to be tested efficiencies pp. 68-81

Christopher Edmonds and Ashwini Panse

The art of the recovery: How the changing ESG landscape adds alpha — and risk — to securities class action and foreign withholding tax recovery pp. 82-91

Ali H. Kazimi, Len A. Lipton and Jeff Lubitz

Volume 14, issue 4, 2022

Editorial pp. 288-289

Simon Beckett

Securities services embrace next generation technology pp. 290-298

Stephan Hänseler

AI in capital markets: Navigating legal and regulatory considerations pp. 299-313

Mike Pierides, James Mulligan and Christopher Archer

Maintaining momentum of accelerated digital transformation created by the pandemic pp. 314-318

Jeff Coleman

Increased focus on operational resilience pp. 319-328

Annik Bosschaerts and Gloria Lio

Now is the time to conquer the last mile to full data automation pp. 329-341

Christian Nentwich

Collecting as much data as possible: Is that a key differentiator for private market investments? pp. 342-349

Catherine Le Caranta

Shortening the settlement cycle: Why Europe should not wait too long to introduce T + 1 pp. 350-354

Apostolos Thomadakis

From stock exchanges to asset exchanges pp. 355-365

Charles-Henry Monchau and Valérie Noel

Embarking on a digital journey to cater for future growth pp. 367-374

Ulrik Modigh

Volume 14, issue 3, 2022

Editorial pp. 192-193

Simon Beckett

The age of collateral convergence pp. 194-205

Staffan Ahlner

Why as-a-service operating models are the future of banking technology pp. 206-220

Ihyeeddine Elfeki and Mark Perkins

The new era for collateral: Optimisation, funding and yield strategies pp. 221-230

Martin Aasly and Xavier Bouthors

DeFi and banks: Is this the end of traditional banking? pp. 231-241

Carlo R.W. De Meijer

The true cost of doing nothing in asset management pp. 242-247

Thomas Chevalier

Distributed ledger technology and the evolution of post trade pp. 248-282

Gonçalo Lima and Enrico Rossi

Volume 14, issue 2, 2022

Editorial pp. 100-101

Simon Beckett

Sub-custodian network management in a post-pandemic world pp. 102-110

Andrew Osborne

Advancing the settlement model of the US securities markets pp. 111-121

John Abel

COVID-19 and the evolution of the alternative asset manager operating model pp. 122-132

Michael Fastert

Meaningful data products: Custodians enhance their solutions pp. 133-141

Ryan Cuthbertson

How the COVID-19 pandemic has accelerated the adoption of technology for due diligence pp. 142-151

Zachary Jarvinen

Exploring coexistence in the securities industry: Why the ISO 20022 central dictionary is the key to interoperability and realising data opportunities pp. 152-161

Juliette Kennel

Wealth management requires a 360-degree compliance programme pp. 162-170

Jeffrey Cowley

Blockchain-based tokenisation: Status and implications of early design decisions pp. 171-182

Maja Schwarz

Volume 14, issue 1, 2021

Editorial pp. 4-5

Simon Beckett

Effective oversight of outsourced functions in the financial industry pp. 6-12

Francesca Valenti and Andrea Vianelli

Central securities depositories and reform of the settlement process pp. 13-41

Eddy Wymeersch

Custody rebooted: How the asset servicing industry must adapt for the digital future pp. 42-53

Pete Cherecwich

Keeping pace with dynamic markets: FINRA’s journey with AI-based surveillance techniques and tools pp. 54-63

Susan Tibbs, Raghu Raman, Chi-Keung Chow and Robert A. Gomez

Securities operations: Future pricing models and operating models — Trade-offs between cost, operational efficiency and diversification pp. 64-71

Samir Pandiri

Outsourcing investment data management: Experiences with the tendering process pp. 72-77

Bruce Russell

Understanding the value of enterprise compliance technology pp. 78-91

Adam Schaub