Journal of Securities Operations & Custody

2007 - 2026

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Volume 16, issue 4, 2024

Editorial pp. 300-301

Simon Beckett

Generative AI in securities services pp. 302-315

Søren F. Mortensen

‘In this world, nothing is certain except death and taxes’ — but what about regulatory change for the investment management industry? pp. 316-327

Paul Lumsden and Simon Harris

The potential for artificial intelligence to address challenges faced by custodian banks pp. 328-343

Hsien-Hui Tong and Martin Lim

The impact of the Digital Operational Resilience Act on financial market infrastructures in Europe pp. 344-350

Derek Duggan

EMIR 3.0: Overcoming the challenges of derivatives clearing with baby steps. Still beating around the bush? pp. 351-365

Apostolos Thomadakis and Bas Zebregs

The benefits of asset tokenisation within securitisation pp. 366-384

Gonçalo Lima, Robert Barnes and Charles Kerrigan

Attractiveness of African stock markets for foreign investors: An analytical perspective pp. 385-395

Celia Becker

Volume 16, issue 3, 2024

Editorial pp. 196-197

Simon Beckett

How to build scalability into the design and implementation of an enterprise data framework pp. 198-213

Sally Bashuan

ISO 20022: A migration strategy in securities markets for corporate events and triparty collateral management pp. 214-226

Holger Neuhaus and Benjamin Hanssens

Decentralised clearing? An assessment of the impact of DLTs on CCPs pp. 227-246

Rafael Plata, Max Chan and Fernando Cerezetti

A token-based operating model unifying traditional and token-based operations for security services pp. 247-262

Stefan Teis and Mike Clarke

The evolving relationship between asset servicers and FinTechs: Unlocking efficiency and collaboration pp. 263-275

Matt Digby

Winning with customers: Achieving differentiation in custody and asset servicing pp. 276-285

Ankush Zutshi

The AI handbook for financial services leaders: Tips and tactics for mastering AI in banking and finance pp. 286-296

Guy Mettrick

Volume 16, issue 2, 2024

Editorial pp. 104-105

Simon Beckett

Digital asset custody deciphered: A primer to navigating the challenges of safeguarding digital assets pp. 106-117

Colin Parry

The growing challenge of attracting talent to post-trade and keeping employees’ skills current pp. 118-128

Saija Korkala and Björn Welander

The role of financial market infrastructures in supporting a sustainable financial transition pp. 129-135

Natalia Diaz-Stock

The challenges of implementing effective regulatory decision-making provenance pp. 136-145

Brock Arnason

Reinventing asset servicing with distributed ledger technology pp. 146-154

Zhu Kuang Lee, Jing Yu Wong, Rachel Roch and Xin Yi Tan

The proposed mandatory swing pricing regime and the hard close requirement: Practical considerations pp. 155-167

Jimena Acuña Smith and Nathan F. Mcguire

Custody in the age of digital assets: The path to building market infrastructure fit for a tokenised economy pp. 168-179

Seamus Donoghue

Sustainability matters: Best practices and challenges on sustainability data and how to integrate ESG and climate risk into your operating model and risk framework pp. 180-190

Pat Sharman

Volume 16, issue 1, 2023

Editorial pp. 4-5

Simon Beckett

Breaking the mould with caution: Promises and risks of crypto-inspired clearing models in traditional central clearing pp. 6-19

Aniket Bhanu

Asset managers and withholding tax: Problems, options and best practices for asset managers on withholding tax processing pp. 20-30

Thomas König, Daniel Schneider and Manfred Artmeier

The transition to T+1: Accelerated settlement cycles and progress so far pp. 31-44

Pardeep Cassells

Operational challenges with complex assets: Navigating technology solutions for diversified institutional investment portfolios pp. 45-56

Scott Kurland

ESG as a key pillar of investment strategy pp. 57-69

Eigil Ingebretsen

Trading operations: Intelligent automation and the T+1 mandate pp. 70-85

Laura Ryan, John Almeida and Alan Paris

Withholding tax relief and recovery: The key to enhancing operational alpha? pp. 86-96

Jason Yule and Julia Bricker

Clearing OTC derivatives in Europe pp. 97-98

Godfried De Vidts

Volume 15, issue 4, 2023

Editorial pp. 289-290

Simon Beckett

MiFIR review: The right balance pp. 291-303

Ugo Bassi and Martijn Rookhuijzen

An institutional approach to the custody of crypto assets: The decision making and trade-offs in crypto asset custody pp. 304-314

Thomas Brand and Ilari Karhu

Cross-border clearing: Implications for developing markets pp. 315-324

Alicia Greenwood

From cost to opportunity: Holistic regulatory change management pp. 325-335

Anand Narayanan

Data modernisation using a logical data management platform pp. 336-347

Charles Southwood

Using RMB bonds as collateral for OTC derivatives pp. 348-366

Jing Jia

EU capital markets at a crossroads: Getting the MiFID II/MiFIR review right to unlock Europe’s growth potential pp. 367-375

Niels Brab

Volume 15, issue 3, 2023

Editorial pp. 192-193

Simon Beckett

Opportunities in digital assets and digital custody: Tracking the modernisation of standard custody offering pp. 194-204

Radoslaw Ignatowicz and Alfred Taudes

Diversity, equity and inclusion: Strategies for success pp. 205-217

Lydia Buttinger

Digital acceleration: How to build a robust enterprise data framework pp. 218-227

Pierre Kovacs

The effect of the last two phases of the uncleared margin rule on participant swap decisions pp. 228-237

Esen Onur, David Reiffen and Rajiv Sharma

Leverage and derivatives: The case of Archegos pp. 238-250

Antoine Bouveret and Martin Haferkorn

How technology could serve to overcome obstacles to active ownership pp. 251-259

Christiane Hölz

A new approach to close-out netting legal opinions in respect of OTC derivatives and securities financing transactions pp. 260-277

Akber Datoo, Paul Williams and Rhodri Whiteley

Volume 15, issue 2, 2023

Editorial pp. 101-102

Simon Beckett

The move to T1: Why are we talking about it? pp. 103-113

Pardeep Cassells

The sustainability agenda and its implications for post-trade technology adoption pp. 114-122

Corinne Neale and Sarah Smart

Evaluating risk and stress-testing challenges for central counterparties pp. 123-133

Franck Viollet

Review of the EU post-trade legislation: Draft regulation to amend CSDR and regulation on a DLT pilot regime for markets infrastructures pp. 134-145

Pierre Marsal

Are your back offices missing the AI train? pp. 146-153

Nathalie Zeghmouli

Resolution planning framework constraints: An analysis based on the Sberbank Europe AG resolution case pp. 154-183

Leonhard Riebl

Volume 15, issue 1, 2023

Editorial pp. 4-5

Simon Beckett

Why should I start worrying about EMIR Refit 3.0? pp. 6-13

Melanie Bristow, Sinead Stringer and Rachel Hewitt

Adaptation of CCP and CSD services for the new era pp. 14-27

Pataravasee Suvarnsorn

Distributed ledger technology: Cutting through the paradox pp. 28-43

John Siena

The data revolution in operations management: Unlocking innovation by embracing change pp. 44-55

Duncan Cooper and Steve Taylor

Expansion into private markets fuels outsourcing demand pp. 56-61

Kevin Moran

Accelerating the settlement cycle: An opportunity to modernise across the industry pp. 62-67

Robert Walley

The new world of meta finance and its yet to be tested efficiencies pp. 68-81

Christopher Edmonds and Ashwini Panse

The art of the recovery: How the changing ESG landscape adds alpha — and risk — to securities class action and foreign withholding tax recovery pp. 82-91

Ali H. Kazimi, Len A. Lipton and Jeff Lubitz