Details about Douglas J. Cumming

Homepage:	https://www.elsevier.com/books/crowdfunding/cumming/978-0-12-814637-8
Phone:	5615620764
Postal address:	College of Business Florida Atlantic University 777 Glades Road Boca Raton, Florida 33431 USA
Workplace:	College of Business, Florida Atlantic University, (more information at EDIRC)

Access statistics for papers by Douglas J. Cumming.

Last updated 2024-10-08. Update your information in the RePEc Author Service.

Short-id: pcu87

---

Jump to Journal Articles Books Edited books Chapters

Working Papers

2024

1. Does Speculative News Hurt Productivity? Evidence from Takeover Rumors
   CFR Working Papers, University of Cologne, Centre for Financial Research (CFR)
   Also in CFS Working Paper Series, Center for Financial Studies (CFS) (2023)
2. Personal Bankruptcy Law and Innovation around the World
   NBER Working Papers, National Bureau of Economic Research, Inc

2023

3. Hedge fund investment in ETFs
   CFS Working Paper Series, Center for Financial Studies (CFS)
4. Sovereign wealth fund investment in venture capital, private equity, and real asset funds
   CFS Working Paper Series, Center for Financial Studies (CFS) View citations (1)
   See also Journal Article Sovereign wealth fund investment in venture capital, private equity, and real asset funds, Journal of International Business Policy, Palgrave Macmillan (2023) View citations (1) (2023)

2022

5. Blue-Collar Crime and Finance
   IDB Publications (Working Papers), Inter-American Development Bank
   See also Journal Article Blue-Collar Crime and Finance, Journal of International Financial Markets, Institutions and Money, Elsevier (2023) View citations (1) (2023)
6. Corporate governance with crowd investors in innovative entrepreneurial finance: Nominee structure and coinvestment in equity crowdfunding
   Essex Finance Centre Working Papers, University of Essex, Essex Business School
7. Does Corporate Culture Influence IPO Pricing?
   VfS Annual Conference 2022 (Basel): Big Data in Economics, Verein für Socialpolitik / German Economic Association
8. Premature listing and post-IPO venture capital refinancing
   Post-Print, HAL
   See also Journal Article Premature listing and post-IPO venture capital refinancing, Economics Letters, Elsevier (2022) (2022)
9. Testing-the-Waters Policy With Hypothetical Investment: Evidence From Equity Crowdfunding
   Post-Print, HAL View citations (2)
   Also in Post-Print, HAL (2020) View citations (2)
   See also Journal Article Testing-the-Waters Policy With Hypothetical Investment: Evidence From Equity Crowdfunding, Entrepreneurship Theory and Practice (2022) (2022)

2021

10. COVID-19 and entrepreneurial processes in U.S. equity crowdfunding
    CFS Working Paper Series, Center for Financial Studies (CFS)
    See also Journal Article COVID-19 and entrepreneurial processes in US equity crowdfunding, Journal of Small Business Management, Taylor & Francis Journals (2023) (2023)
11. Covid, work-from-home, and securities misconduct
    CFS Working Paper Series, Center for Financial Studies (CFS)
12. Enfranchising the crowd: Nominee account equity crowdfunding
    CFS Working Paper Series, Center for Financial Studies (CFS) View citations (1)
13. FinTech loans, self-employment, and financial performance
    CFS Working Paper Series, Center for Financial Studies (CFS) View citations (1)
14. Governance and success in U.S. equity crowdfunding
    CFS Working Paper Series, Center for Financial Studies (CFS)

2020

15. Identifying Start-Up Success: Testing-The-Waters Policy with Hypothetical Investment
    Post-Print, HAL View citations (1)

2019

16. Crowdfunding models: Keep‐It‐All vs. All‐Or‐Nothing
    Post-Print, HAL View citations (17)
    See also Journal Article Crowdfunding models: Keep‐It‐All vs. All‐Or‐Nothing, Financial Management, Financial Management Association International (2020) View citations (21) (2020)

2018

17. Entrepreneurial finance: Unifying themes and future directions
    Post-Print, HAL View citations (38)
    See also Journal Article Entrepreneurial finance: Unifying themes and future directions, Journal of Corporate Finance, Elsevier (2018) View citations (44) (2018)
18. Hypothetical bias in equity crowdfunding
    Post-Print, HAL View citations (1)
    Also in Post-Print, HAL (2018) View citations (1)
    Post-Print, HAL (2018) View citations (1)
19. Research Handbook of Finance and Sustainability
    Post-Print, HAL View citations (3)
20. Research Handbook of Investing in the Triple Bottom Line
    Post-Print, HAL
21. Same Rules, Different Enforcement: Market Abuse in Europe
    Post-Print, HAL View citations (17)
    See also Journal Article Same rules, different enforcement: Market abuse in Europe, Journal of International Financial Markets, Institutions and Money, Elsevier (2018) View citations (18) (2018)

2017

22. Crowdfunding Cleantech
    Post-Print, HAL View citations (30)
    See also Journal Article Crowdfunding cleantech, Energy Economics, Elsevier (2017) View citations (39) (2017)
23. Disentangling Crowdfunding from Fraudfunding
    VfS Annual Conference 2017 (Vienna): Alternative Structures for Money and Banking, Verein für Socialpolitik / German Economic Association View citations (3)
    See also Journal Article Disentangling Crowdfunding from Fraudfunding, Journal of Business Ethics, Springer (2023) View citations (2) (2023)
24. Voting in Equity Crowdfunding Projects
    Post-Print, HAL View citations (3)

2016

25. Entrepreneurial spawning: Experience, education, and exit
    SAFE Working Paper Series, Leibniz Institute for Financial Research SAFE View citations (28)
    See also Journal Article Entrepreneurial Spawning: Experience, Education, and Exit, The Financial Review, Eastern Finance Association (2016) View citations (28) (2016)
26. Governance in entrepreneurial ecosystems: Venture capitalists vs. technology parks
    SAFE Working Paper Series, Leibniz Institute for Financial Research SAFE View citations (1)
    See also Journal Article Governance in entrepreneurial ecosystems: venture capitalists vs. technology parks, Small Business Economics, Springer (2019) View citations (18) (2019)

2015

27. The dynamics of entrepreneurial careers in high-tech ventures: Experience, education, and exit
    SAFE Working Paper Series, Leibniz Institute for Financial Research SAFE

2014

28. Corporate Defaults, Workouts and the Rise of the Distressed Asset Investment Industry
    CEH Discussion Papers, Centre for Economic History, Research School of Economics, Australian National University
    See also Journal Article Corporate Defaults, Workouts, and the Rise of the Distressed Asset Investment Industry, Business History Review, Cambridge University Press (2015) View citations (3) (2015)
29. OPEN BUSINESS MODELS AND VENTURE CAPITAL FINANCE
    Working Paper Series in Economics and Institutions of Innovation, Royal Institute of Technology, CESIS - Centre of Excellence for Science and Innovation Studies View citations (1)
    See also Journal Article Open business models and venture capital finance, Industrial and Corporate Change, Oxford University Press and the Associazione ICC (2016) View citations (1) (2016)

2013

30. Exchange trading rules, surveillance and insider trading
    CFS Working Paper Series, Center for Financial Studies (CFS) View citations (3)
31. High frequency trading and end-of-day price dislocation
    CFS Working Paper Series, Center for Financial Studies (CFS) View citations (1)
    See also Journal Article High frequency trading and end-of-day price dislocation, Journal of Banking & Finance, Elsevier (2015) View citations (34) (2015)

2012

32. Harmonized regulatory standards, international distribution of investment funds and the recent financial crisis
    Post-Print, HAL
    See also Journal Article Harmonized regulatory standards, international distribution of investment funds and the recent financial crisis, The European Journal of Finance, Taylor & Francis Journals (2012) View citations (1) (2012)

2011

33. Tranching in the Syndicated Loan Market
    Discussion Paper, Tilburg University, Center for Economic Research

2010

34. The Valuation Effect of Listing Requirements: An Analysis of Venture Capital-Backed IPOs
    CIRANO Working Papers, CIRANO View citations (3)

2009

35. The Value of Capital Market Regulation: IPOs versus Reverse Mergers
    CIRANO Working Papers, CIRANO View citations (1)
    See also Journal Article The Value of Capital Market Regulation: IPOs Versus Reverse Mergers, Journal of Empirical Legal Studies, John Wiley & Sons (2012) View citations (11) (2012)

2008

36. Global market surveillance
    Discussion Paper, Tilburg University, Tilburg Law and Economic Center View citations (37)

2006

37. Corporate social responsibility: domestic and international private equity institutional investment
    Discussion Paper, Tilburg University, Tilburg Law and Economic Center View citations (2)
38. Regulatory harmonization and the development of private equity markets
    Discussion Paper, Tilburg University, Tilburg Law and Economic Center View citations (1)
    See also Journal Article Regulatory harmonization and the development of private equity markets, Journal of Banking & Finance, Elsevier (2007) View citations (31) (2007)

2005

39. Advice and monitoring in venture finance
    Discussion Paper, Tilburg University, Tilburg Law and Economic Center View citations (2)
    See also Journal Article Advice and monitoring in venture finance, Financial Markets and Portfolio Management, Springer (2007) View citations (37) (2007)
40. Bankruptcy Law and Entrepreneurship
    Working Papers, Centre for Business Research, University of Cambridge View citations (19)
    See also Journal Article Bankruptcy Law and Entrepreneurship, American Law and Economics Review, American Law and Economics Association (2008) View citations (118) (2008)
41. Is it the law or the lawyers? Investment fund covenants
    Discussion Paper, Tilburg University, Tilburg Law and Economic Center
42. Outside Entrepreneurial Capital
    Working Papers, Centre for Business Research, University of Cambridge View citations (5)
    See also Journal Article Outside Enterpreneurial Capital, Economic Journal, Royal Economic Society (2009) View citations (138) (2009)
43. Provincial preferences in private equity
    Discussion Paper, Tilburg University, Tilburg Law and Economic Center View citations (1)
    See also Journal Article Provincial preferences in private equity, Financial Markets and Portfolio Management, Springer (2006) View citations (16) (2006)

2004

44. Legality and venture governance around the world
    CFS Working Paper Series, Center for Financial Studies (CFS) View citations (18)
45. Private equity returns and disclosure around the world
    CFS Working Paper Series, Center for Financial Studies (CFS) View citations (28)
    See also Journal Article Private equity returns and disclosure around the world, Journal of International Business Studies, Palgrave Macmillan (2010) View citations (140) (2010)
46. The Legal Road To Replicating Silicon Valley
    Working Papers, Centre for Business Research, University of Cambridge View citations (4)

2003

47. Comparative Venture Capital Governance. Private versus Labour Sponsored Venture Capital Funds
    CESifo Working Paper Series, CESifo View citations (5)

Journal Articles

2024

1. Board reforms and M&A performance: international evidence
   Journal of International Business Studies, 2024, 55, (5), 616-637
2. ESG and crowdfunding platforms
   Journal of Business Venturing, 2024, 39, (1) View citations (1)
3. How does corporate culture affect IPO price formation?
   Journal of Banking & Finance, 2024, 163, (C)
4. Leaving a Legacy for my Children: The One-Child Policy Reform and Engagement in CSR Among Family Firms in China
   Journal of Business Ethics, 2024, 193, (3), 611-632
5. Size matters: Unpacking the relationship between institutional investor size and private equity asset allocation within diverse institutional contexts
   Journal of International Financial Markets, Institutions and Money, 2024, 92, (C)
6. Technology and automation in financial trading: A bibliometric review
   Research in International Business and Finance, 2024, 71, (C)
7. Unlocking Dividends: The impact of managerial social capital on international corporate payouts
   Journal of International Financial Markets, Institutions and Money, 2024, 95, (C)

2023

8. Algorithmic trading and market quality: International evidence of the impact of errors in colocation dates
   Journal of Banking & Finance, 2023, 151, (C) View citations (1)
9. Bankruptcy law and angel investors around the world
   Journal of International Business Studies, 2023, 54, (7), 1256-1277
10. Blue-Collar Crime and Finance
    Journal of International Financial Markets, Institutions and Money, 2023, 83, (C) View citations (1)
    See also Working Paper Blue-Collar Crime and Finance, IDB Publications (Working Papers) (2022) (2022)
11. COVID-19 and entrepreneurial processes in US equity crowdfunding
    Journal of Small Business Management, 2023, 61, (5), 2326-2349
    See also Working Paper COVID-19 and entrepreneurial processes in U.S. equity crowdfunding, CFS Working Paper Series (2021) (2021)
12. Disentangling Crowdfunding from Fraudfunding
    Journal of Business Ethics, 2023, 182, (4), 1103-1128 View citations (2)
    See also Working Paper Disentangling Crowdfunding from Fraudfunding, VfS Annual Conference 2017 (Vienna): Alternative Structures for Money and Banking (2017) View citations (3) (2017)
13. Does Venture Capital Backing Improve Disclosure Controls and Procedures? Evidence from Management’s Post-IPO Disclosures
    Journal of Business Ethics, 2023, 187, (3), 539-563
14. E-Commerce Policy and International Business
    Management International Review, 2023, 63, (1), 3-25 View citations (1)
15. Geopolitical risk and crowdfunding performance
    Journal of International Financial Markets, Institutions and Money, 2023, 85, (C) View citations (4)
16. Institutions, digital assets, and implications for economic and financial performance
    Economia e Politica Industriale: Journal of Industrial and Business Economics, 2023, 50, (3), 487-513
17. Mapping the venture capital and private equity research: a bibliometric review and future research agenda
    Small Business Economics, 2023, 61, (1), 173-221 View citations (4)
18. Natural disasters and market manipulation
    Journal of Banking & Finance, 2023, 153, (C) View citations (2)
19. Regulatory reforms, board independence and earnings quality
    Journal of International Financial Markets, Institutions and Money, 2023, 88, (C) View citations (1)
20. Sovereign wealth fund investment in venture capital, private equity, and real asset funds
    Journal of International Business Policy, 2023, 6, (3), 330-355 View citations (1)
    See also Working Paper Sovereign wealth fund investment in venture capital, private equity, and real asset funds, CFS Working Paper Series (2023) View citations (1) (2023)
21. The politician as a CEO, corporate governance and firm value
    Journal of International Financial Markets, Institutions and Money, 2023, 87, (C)

2022

22. Ban, Boom, and Echo! Entrepreneurship and Initial Coin Offerings
    Entrepreneurship Theory and Practice, 2022, 46, (5), 1136-1169
23. COVID-19 bust, policy response, and rebound: equity crowdfunding and P2P versus banks
    The Journal of Technology Transfer, 2022, 47, (6), 1825-1846 View citations (1)
24. Have crisis-induced banking supports influenced European bank performance, resilience and price discovery?
    Journal of International Financial Markets, Institutions and Money, 2022, 78, (C) View citations (9)
25. Hedge fund sales fees and the flow of funds around the world
    Economic Modelling, 2022, 112, (C) View citations (1)
26. Premature listing and post-IPO venture capital refinancing
    Economics Letters, 2022, 216, (C)
    See also Working Paper Premature listing and post-IPO venture capital refinancing, Post-Print (2022) (2022)
27. Product market competition, venture capital, and the success of entrepreneurial firms
    Journal of Banking & Finance, 2022, 144, (C) View citations (1)
28. Testing-the-Waters Policy With Hypothetical Investment: Evidence From Equity Crowdfunding
    Entrepreneurship Theory and Practice, 2022, 46, (4), 1019-1053
    See also Working Paper Testing-the-Waters Policy With Hypothetical Investment: Evidence From Equity Crowdfunding, Post-Print (2022) View citations (2) (2022)
29. The Digital Credit Divide: Marketplace Lending and Entrepreneurship
    Journal of Financial and Quantitative Analysis, 2022, 57, (7), 2659-2692
30. Trade facilitation costs and corruption: Evidence from China
    Journal of International Financial Markets, Institutions and Money, 2022, 78, (C) View citations (2)

2021

31. Blockholders and real earnings management-the emerging markets context
    Journal of International Financial Markets, Institutions and Money, 2021, 75, (C) View citations (6)
32. Does equity crowdfunding democratize entrepreneurial finance?
    Small Business Economics, 2021, 56, (2), 533-552 View citations (37)
33. Equity Crowdfunding: High-Quality or Low-Quality Entrepreneurs?
    Entrepreneurship Theory and Practice, 2021, 45, (3), 505-530 View citations (9)
34. M&A rumors about unlisted firms
    Journal of Financial Economics, 2021, 142, (3), 1324-1339 View citations (6)
35. New and future research in corporate finance and governance in China and emerging markets
    Emerging Markets Review, 2021, 46, (C) View citations (3)

2020

36. An anatomy of entrepreneurial pursuits in relation to poverty
    Entrepreneurship & Regional Development, 2020, 32, (1-2), 21-40 View citations (1)
37. Crowdfunding models: Keep‐It‐All vs. All‐Or‐Nothing
    Financial Management, 2020, 49, (2), 331-360 View citations (21)
    See also Working Paper Crowdfunding models: Keep‐It‐All vs. All‐Or‐Nothing, Post-Print (2019) View citations (17) (2019)
38. Dodd-Franking the hedge Funds
    Journal of Banking & Finance, 2020, 119, (C) View citations (3)
39. Market manipulation and innovation
    Journal of Banking & Finance, 2020, 120, (C) View citations (16)
40. Riding the Wave of Crypto-Exuberance: The Potential Misusage of Corporate Blockchain Announcements
    Technological Forecasting and Social Change, 2020, 159, (C) View citations (21)
41. State ownership and corporate innovative efficiency
    Emerging Markets Review, 2020, 44, (C) View citations (28)
42. The destabilising effects of cryptocurrency cybercriminality
    Economics Letters, 2020, 191, (C) View citations (30)
43. The unintended consequences of biotechnology innovation adoption
    Industry and Innovation, 2020, 27, (10), 1089-1109 View citations (1)
44. Tranching in the syndicated loan market around the world
    Journal of International Business Studies, 2020, 51, (1), 95-120 View citations (8)
45. Trust and quality uncertainty in global value chains
    Journal of Multinational Financial Management, 2020, 57-58 View citations (2)

2019

46. Angel investors around the world
    Journal of International Business Studies, 2019, 50, (5), 692-719 View citations (24)
47. Capital-market effects of securities regulation: Prior conditions, implementation, and enforcement revisited
    Finance Research Letters, 2019, 31, (C) View citations (8)
48. Emerging trends in entrepreneurial finance
    Venture Capital, 2019, 21, (2-3), 133-136 View citations (5)
49. Governance in entrepreneurial ecosystems: venture capitalists vs. technology parks
    Small Business Economics, 2019, 52, (2), 455-484 View citations (18)
    See also Working Paper Governance in entrepreneurial ecosystems: Venture capitalists vs. technology parks, SAFE Working Paper Series (2016) View citations (1) (2016)
50. Government venture capital research: fake science and bad public policy
    Venture Capital, 2019, 21, (1), 121-131 View citations (4)
51. Investors’ choices between cash and voting rights: Evidence from dual-class equity crowdfunding
    Research Policy, 2019, 48, (8), - View citations (73)
52. New directions in entrepreneurial finance
    Journal of Banking & Finance, 2019, 100, (C), 252-260 View citations (29)
53. Regulation of the Crypto-Economy: Managing Risks, Challenges, and Regulatory Uncertainty
    JRFM, 2019, 12, (3), 1-14 View citations (17)
54. Strategic distortions in analyst forecasts in the presence of short-term institutional investors
    Accounting and Business Research, 2019, 49, (3), 305-341 View citations (5)
55. The Returns to Private Debt: Primary Issuances vs. Secondary Acquisitions
    Financial Analysts Journal, 2019, 75, (1), 48-62
56. The impact of investor protection law on global takeovers: LBO vs. non-LBO transactions
    Journal of International Financial Markets, Institutions and Money, 2019, 59, (C), 1-18 View citations (8)
57. The role of due diligence in crowdfunding platforms
    Journal of Banking & Finance, 2019, 108, (C) View citations (48)
58. What is mutual fund flow?
    Journal of International Financial Markets, Institutions and Money, 2019, 62, (C), 222-251 View citations (11)

2018

59. Developments in financial institutions, governance, agency costs, and misconduct
    Journal of International Financial Markets, Institutions and Money, 2018, 54, (C), 1-14 View citations (14)
60. Entrepreneurial finance: Unifying themes and future directions
    Journal of Corporate Finance, 2018, 50, (C), 538-555 View citations (44)
    See also Working Paper Entrepreneurial finance: Unifying themes and future directions, Post-Print (2018) View citations (38) (2018)
61. Exchange trading rules, governance, and trading location of cross-listed stocks
    The European Journal of Finance, 2018, 24, (16), 1453-1484 View citations (5)
62. New players in entrepreneurial finance and why they are there
    Small Business Economics, 2018, 50, (2), 239-250 View citations (151)
63. Same rules, different enforcement: Market abuse in Europe
    Journal of International Financial Markets, Institutions and Money, 2018, 54, (C), 130-151 View citations (18)
    See also Working Paper Same Rules, Different Enforcement: Market Abuse in Europe, Post-Print (2018) View citations (17) (2018)
64. Shadow banking in Asia: Foreign versus domestic lending to real estate projects
    Emerging Markets Review, 2018, 35, (C), 137-147 View citations (1)

2017

65. A drop in an empty pond: Canadian public policy towards venture capital
    Economia e Politica Industriale: Journal of Industrial and Business Economics, 2017, 44, (1), 103-117 View citations (3)
66. Ambiguity in Option Markets - Evidence from SEOs
    Journal of Financial Management, Markets and Institutions, 2017, (1), 67-92 View citations (1)
67. Chinese capital markets: institutional reforms and growing global links
    The European Journal of Finance, 2017, 23, (7-9), 573-580 View citations (2)
68. Crowdfunding cleantech
    Energy Economics, 2017, 65, (C), 292-303 View citations (39)
    See also Working Paper Crowdfunding Cleantech, Post-Print (2017) View citations (30) (2017)
69. De-segmenting research in entrepreneurial finance
    Venture Capital, 2017, 19, (1-2), 17-27 View citations (20)
70. Due Diligence and Investee Performance
    European Financial Management, 2017, 23, (2), 211-253 View citations (12)
71. Entrepreneurial Litigation and Venture Capital Finance
    Journal of Financial and Quantitative Analysis, 2017, 52, (5), 2217-2250 View citations (2)
72. Governmental and independent venture capital investments in Europe: A firm-level performance analysis
    Journal of Corporate Finance, 2017, 42, (C), 439-459 View citations (96)
73. Information systems, agency problems, and fraud
    Information Systems Frontiers, 2017, 19, (3), 421-424 View citations (3)
74. International perspectives on venture capital and bank finance for entrepreneurial firms
    Economia e Politica Industriale: Journal of Industrial and Business Economics, 2017, 44, (1), 3-22 View citations (6)
75. Investment: A History. By Norton Reamer and Jesse Downing. New York: Columbia Business School Press, 2016. x + 436 pp. Figures, bibliography, notes, index. Cloth, $35.00. ISBN: 978-0-231-16952-3
    Business History Review, 2017, 91, (2), 399-401
76. Law, finance, and the international mobility of corporate governance
    Journal of International Business Studies, 2017, 48, (2), 123-147 View citations (56)

2016

77. Alternative investments in emerging markets: A review and new trends
    Emerging Markets Review, 2016, 29, (C), 1-23 View citations (25)
78. Business Ethics and Finance in Greater China: Synthesis and Future Directions in Sustainability, CSR, and Fraud
    Journal of Business Ethics, 2016, 138, (4), 601-626 View citations (24)
79. CEO Accountability for Corporate Fraud: Evidence from the Split Share Structure Reform in China
    Journal of Business Ethics, 2016, 138, (4), 787-806 View citations (19)
80. Chinese style capitalism: current development and future implications
    The European Journal of Finance, 2016, 22, (4-6), 255-258
81. Do banks or VCs spur small firm growth?
    Journal of International Financial Markets, Institutions and Money, 2016, 41, (C), 60-72 View citations (22)
82. Do international investors enhance private firm value? Evidence from venture capital
    Journal of International Business Studies, 2016, 47, (3), 347-373 View citations (39)
    Also in Journal of International Business Studies, 2016, 47, (5), 620-620 (2016) View citations (39)
83. Does the External Monitoring Effect of Financial Analysts Deter Corporate Fraud in China?
    Journal of Business Ethics, 2016, 134, (4), 727-742 View citations (54)
84. Entrepreneurial Spawning: Experience, Education, and Exit
    The Financial Review, 2016, 51, (4), 507-525 View citations (28)
    See also Working Paper Entrepreneurial spawning: Experience, education, and exit, SAFE Working Paper Series (2016) View citations (28) (2016)
85. Governmental venture capital for innovative young firms
    The Journal of Technology Transfer, 2016, 41, (1), 10-24 View citations (85)
86. Media coverage and foreign share discount puzzle in China
    The European Journal of Finance, 2016, 22, (4-6), 393-412 View citations (5)
87. Open business models and venture capital finance
    Industrial and Corporate Change, 2016, 25, (2), 353-370 View citations (1)
    See also Working Paper OPEN BUSINESS MODELS AND VENTURE CAPITAL FINANCE, Working Paper Series in Economics and Institutions of Innovation (2014) View citations (1) (2014)
88. Political instability, access to private debt, and innovation investment in China
    Emerging Markets Review, 2016, 29, (C), 68-81 View citations (41)
89. Special Issue: History and Evolution of Entrepreneurship and Finance in China
    Business History, 2016, 58, (3), 317-318 View citations (1)
90. Sustainable and Ethical Entrepreneurship, Corporate Finance and Governance, and Institutional Reform in China
    Journal of Business Ethics, 2016, 134, (4), 505-508 View citations (6)
91. Taking China private: The Carlyle Group, leveraged buyouts and financial capitalism in Greater China
    Business History, 2016, 58, (3), 345-363 View citations (3)
92. Venture’s economic impact in Australia
    The Journal of Technology Transfer, 2016, 41, (1), 25-59 View citations (12)
93. ‘Cleantech’ venture capital around the world
    International Review of Financial Analysis, 2016, 44, (C), 86-97 View citations (18)

2015

94. Are hedge funds registered in Delaware different?
    Journal of Corporate Finance, 2015, 35, (C), 232-246 View citations (6)
95. Cameras tracking shoppers: the economics of retail video surveillance
    Eurasian Business Review, 2015, 5, (2), 235-257
96. Corporate Defaults, Workouts, and the Rise of the Distressed Asset Investment Industry
    Business History Review, 2015, 89, (2), 305-330 View citations (3)
    See also Working Paper Corporate Defaults, Workouts and the Rise of the Distressed Asset Investment Industry, CEH Discussion Papers (2014) (2014)
97. Cross-border LBOs
    Journal of Banking & Finance, 2015, 50, (C), 69-80 View citations (10)
98. Exchange trading rules, surveillance and suspected insider trading
    Journal of Corporate Finance, 2015, 34, (C), 311-330 View citations (42)
99. Financial market misconduct and agency conflicts: A synthesis and future directions
    Journal of Corporate Finance, 2015, 34, (C), 150-168 View citations (61)
100. Firm size and the impact of securities regulation
     Journal of Comparative Economics, 2015, 43, (2), 417-442 View citations (4)
101. High frequency trading and end-of-day price dislocation
     Journal of Banking & Finance, 2015, 59, (C), 330-349 View citations (34)
     See also Working Paper High frequency trading and end-of-day price dislocation, CFS Working Paper Series (2013) View citations (1) (2013)
102. One-child policy and family firms in China
     Journal of Corporate Finance, 2015, 33, (C), 317-329 View citations (33)
103. Signaling in Equity Crowdfunding
     Entrepreneurship Theory and Practice, 2015, 39, (4), 955-980 View citations (345)
104. The Role of Agents in Private Entrepreneurial Finance
     Entrepreneurship Theory and Practice, 2015, 39, (2), 345-374 View citations (2)
105. The scope of international mutual fund outsourcing: Fees, performance and risks
     Journal of International Financial Markets, Institutions and Money, 2015, 38, (C), 185-199 View citations (8)

2014

106. Do markets anticipate capital structure decisions? — Feedback effects in equity liquidity
     Journal of Corporate Finance, 2014, 27, (C), 133-156 View citations (28)
107. Public economics gone wild: Lessons from venture capital
     International Review of Financial Analysis, 2014, 36, (C), 251-260 View citations (8)
108. Strategic Asset Allocation and the Role of Alternative Investments
     European Financial Management, 2014, 20, (3), 521-547 View citations (8)
109. The experiences and challenges in the development of the Chinese capital market
     The European Journal of Finance, 2014, 20, (7-9), 595-598
110. The fast track IPO – Success factors for taking firms public with SPACs
     Journal of Banking & Finance, 2014, 47, (C), 198-213 View citations (18)
111. Valuation of restricted shares by conflicting shareholders in the Split Share Structure Reform
     The European Journal of Finance, 2014, 20, (7-9), 778-802 View citations (7)

2013

112. Demand-driven securities regulation: evidence from crowdfunding
     Venture Capital, 2013, 15, (4), 361-379 View citations (39)
113. Executive integrity, audit opinion, and fraud in Chinese listed firms
     Emerging Markets Review, 2013, 15, (C), 72-91 View citations (19)
114. Legality and the Spread of Voluntary Investor Protection
     Finance, 2013, 34, (3), 31-65 View citations (2)
115. Listing Standards and Fraud
     Managerial and Decision Economics, 2013, 34, (7-8), 451-470 View citations (11)
116. Private equity benchmarks and portfolio optimization
     Journal of Banking & Finance, 2013, 37, (9), 3515-3528 View citations (10)
117. Private equity performance under extreme regulation
     Journal of Banking & Finance, 2013, 37, (5), 1508-1523 View citations (12)
118. Public policy, entrepreneurship, and venture capital in the United States
     Journal of Corporate Finance, 2013, 23, (C), 345-367 View citations (41)
119. Technology parks and entrepreneurial outcomes around the world
     International Journal of Managerial Finance, 2013, 9, (4), 279-293 View citations (1)
120. Why Do Entrepreneurs Switch Lead Venture Capitalists?
     Entrepreneurship Theory and Practice, 2013, 37, (5), 999-1017 View citations (20)

2012

121. Disclosure, venture capital and entrepreneurial spawning
     Journal of International Business Studies, 2012, 43, (6), 563-590 View citations (19)
122. Diversification in the hedge fund industry
     Journal of Corporate Finance, 2012, 18, (1), 166-178 View citations (7)
123. Harmonized regulatory standards, international distribution of investment funds and the recent financial crisis
     The European Journal of Finance, 2012, 18, (3-4), 261-292 View citations (1)
     See also Working Paper Harmonized regulatory standards, international distribution of investment funds and the recent financial crisis, Post-Print (2012) (2012)
124. Law, ethics and finance: implications for international investment and portfolio management
     The European Journal of Finance, 2012, 18, (3-4), 185-189 View citations (2)
125. Measuring the Effect of Bankruptcy Laws on Entrepreneurship Across Countries
     Journal of Entrepreneurial Finance, 2012, 16, (1), 80-86 View citations (9)
126. Publicly funded business advisory services and entrepreneurial outcomes
     Research Policy, 2012, 41, (2), 467-481 View citations (25)
127. Regulatory induced performance persistence: Evidence from hedge funds
     Journal of Corporate Finance, 2012, 18, (5), 1005-1022 View citations (10)
128. The Value of Capital Market Regulation: IPOs Versus Reverse Mergers
     Journal of Empirical Legal Studies, 2012, 9, (1), 56-91 View citations (11)
     See also Working Paper The Value of Capital Market Regulation: IPOs versus Reverse Mergers, CIRANO Working Papers (2009) View citations (1) (2009)

2011

129. Entrepreneurial Finance and Venture Capital Markets: Introduction
     European Financial Management, 2011, 17, (3), 420-422
130. Exchange trading rules and stock market liquidity
     Journal of Financial Economics, 2011, 99, (3), 651-671 View citations (127)
131. Fund size, limited attention and valuation of venture capital backed firms
     Journal of Empirical Finance, 2011, 18, (1), 2-15 View citations (59)
132. Institutional Investment in Listed Private Equity
     European Financial Management, 2011, 17, (3), 594-618 View citations (7)

2010

133. A Law and Finance Analysis of Hedge Funds
     Financial Management, 2010, 39, (3), 997-1026 View citations (7)
134. Entrepreneurship, Governance and Ethics
     Journal of Business Ethics, 2010, 95, (2), 117-120 View citations (2)
135. Hedge Fund Regulation and Misreported Returns
     European Financial Management, 2010, 16, (5), 829-857 View citations (13)
136. Illegal buyouts
     Journal of Banking & Finance, 2010, 34, (2), 441-456 View citations (12)
137. Legal Protection, Corruption and Private Equity Returns in Asia
     Journal of Business Ethics, 2010, 95, (2), 173-193 View citations (23)
138. Legality and venture capital governance around the world
     Journal of Business Venturing, 2010, 25, (1), 54-72 View citations (106)
139. Local bias in venture capital investments
     Journal of Empirical Finance, 2010, 17, (3), 362-380 View citations (135)
140. Misinforming the public about public policy towards venture capital
     Venture Capital, 2010, 13, (1), 99-102
141. Phasing Out an Inefficient Venture Capital Tax Credit
     Journal of Industry, Competition and Trade, 2010, 10, (3), 227-252 View citations (5)
142. Private equity returns and disclosure around the world
     Journal of International Business Studies, 2010, 41, (4), 727-754 View citations (140)
     See also Working Paper Private equity returns and disclosure around the world, CFS Working Paper Series (2004) View citations (28) (2004)
143. Public policy and the creation of active venture capital markets
     Venture Capital, 2010, 13, (1), 75-94 View citations (2)
144. The Differential Impact of the Internet on Spurring Regional Entrepreneurship
     Entrepreneurship Theory and Practice, 2010, 34, (5), 857-884 View citations (19)
145. Venture Capital Investment Duration
     Journal of Small Business Management, 2010, 48, (2), 228-257 View citations (4)

2009

146. Capital Flows and Hedge Fund Regulation
     Journal of Empirical Legal Studies, 2009, 6, (4), 848-873 View citations (7)
147. Corporate Relocation in Venture Capital Finance
     Entrepreneurship Theory and Practice, 2009, 33, (5), 1121-1155 View citations (14)
148. Outside Enterpreneurial Capital
     Economic Journal, 2009, 119, (540), 1494-1533 View citations (138)
     Also in Economic Journal, 2009, 119, (540), 1494-1533 (2009) View citations (65)
     See also Working Paper Outside Entrepreneurial Capital, Working Papers (2005) View citations (5) (2005)
149. Pre-seed government venture capital funds
     Journal of International Entrepreneurship, 2009, 7, (1), 26-56 View citations (13)
150. Style Drift in Private Equity
     Journal of Business Finance & Accounting, 2009, 36, (5‐6), 645-678 View citations (40)

2008

151. Bankruptcy Law and Entrepreneurship
     American Law and Economics Review, 2008, 10, (2), 303-350 View citations (118)
     See also Working Paper Bankruptcy Law and Entrepreneurship, Working Papers (2005) View citations (19) (2005)
152. Contracts and Exits in Venture Capital Finance
     The Review of Financial Studies, 2008, 21, (5), 1947-1982 View citations (171)
153. Financial intermediaries, ownership structure and the provision of venture capital to SMEs: evidence from Japan
     Small Business Economics, 2008, 31, (1), 59-92 View citations (10)
154. Information asymmetries, agency costs and venture capital exit outcomes
     Venture Capital, 2008, 10, (3), 197-231 View citations (34)
155. Legality and venture capital fund manager compensation
     Venture Capital, 2008, 11, (1), 23-54
156. Preplanned exit strategies in venture capital
     European Economic Review, 2008, 52, (7), 1209-1241 View citations (57)

2007

157. Advice and monitoring in venture finance
     Financial Markets and Portfolio Management, 2007, 21, (1), 3-43 View citations (37)
     See also Working Paper Advice and monitoring in venture finance, Discussion Paper (2005) View citations (2) (2005)
158. Financing Entrepreneurs Better Canadian Policy for Venture Capital
     C.D. Howe Institute Commentary, 2007, (247) View citations (8)
159. Government policy towards entrepreneurial finance: Innovation investment funds
     Journal of Business Venturing, 2007, 22, (2), 193-235 View citations (87)
160. Mutual funds that invest in private equity? An analysis of labour-sponsored investment funds
     Cambridge Journal of Economics, 2007, 31, (3), 445-487 View citations (33)
161. Private equity, leveraged buyouts and governance
     Journal of Corporate Finance, 2007, 13, (4), 439-460 View citations (92)
162. Regulatory harmonization and the development of private equity markets
     Journal of Banking & Finance, 2007, 31, (10), 3218-3250 View citations (31)
     See also Working Paper Regulatory harmonization and the development of private equity markets, Discussion Paper (2006) View citations (1) (2006)
163. Socially Responsible Institutional Investment in Private Equity
     Journal of Business Ethics, 2007, 75, (4), 395-416 View citations (31)
164. The size of venture capital and private equity fund portfolios
     Journal of Corporate Finance, 2007, 13, (4), 564-590 View citations (22)
165. Venture Capital Financial Contracting and the Valuation of High Technology Firms. Edited by JOSEPH A. McCAHERY and LUC RENNEBOOG
     Economica, 2007, 74, (293), 181-183

2006

166. Adverse Selection and Capital Structure: Evidence from Venture Capital
     Entrepreneurship Theory and Practice, 2006, 30, (2), 155-183 View citations (37)
167. Crowding out private equity: Canadian evidence
     Journal of Business Venturing, 2006, 21, (5), 569-609 View citations (114)
168. Is it the Law or the Lawyers? Investment Covenants around the World*
     European Financial Management, 2006, 12, (4), 535-574 View citations (26)
169. Legality and venture capital exits
     Journal of Corporate Finance, 2006, 12, (2), 214-245 View citations (90)
170. Provincial preferences in private equity
     Financial Markets and Portfolio Management, 2006, 20, (4), 369-398 View citations (16)
     See also Working Paper Provincial preferences in private equity, Discussion Paper (2005) View citations (1) (2005)
171. The Determinants of Venture Capital Portfolio Size: Empirical Evidence
     The Journal of Business, 2006, 79, (3), 1083-1126 View citations (79)
172. The legislative road to Silicon Valley
     Oxford Economic Papers, 2006, 58, (4), 596-635 View citations (125)

2005

173. Agency costs, institutions, learning, and taxation in venture capital contracting
     Journal of Business Venturing, 2005, 20, (5), 573-622 View citations (51)
174. Capital structure in venture finance
     Journal of Corporate Finance, 2005, 11, (3), 550-585 View citations (53)
175. Liquidity Risk and Venture Capital Finance
     Financial Management, 2005, 34, (4) View citations (39)
176. Review Essay: Global Venture Capital Transactions
     Venture Capital, 2005, 7, (2), 185-201 View citations (2)
177. Venture capitalist value-added activities, fundraising and drawdowns
     Journal of Banking & Finance, 2005, 29, (2), 295-331 View citations (60)

2003

178. A cross-country comparison of full and partial venture capital exits
     Journal of Banking & Finance, 2003, 27, (3), 511-548 View citations (119)

2002

179. The rationales underlying reincorporation and implications for Canadian corporations
     International Review of Law and Economics, 2002, 22, (3), 277-330 View citations (11)

2001

180. Settlement Disputes: Evidence from a Legal Practice Perspective
     European Journal of Law and Economics, 2001, 11, (3), 249-280 View citations (2)
181. Venture capital investment duration in Canada and the United States
     Journal of Multinational Financial Management, 2001, 11, (4-5), 445-463 View citations (27)

2000

182. The Determinants of R & D Expenditures: A Study of the Canadian Biotechnology Industry
     Review of Industrial Organization, 2000, 17, (4), 357-370 View citations (15)
183. The role of interjurisdictional competition in shaping Canadian corporate law
     International Review of Law and Economics, 2000, 20, (2), 141-186 View citations (11)

Books

2013

1. Developing China’s Capital Market
   Palgrave Macmillan Books, Palgrave Macmillan
2. Hedge Fund Structure, Regulation, and Performance around the World
   OUP Catalogue, Oxford University Press View citations (11)
3. Venture Capital and Private Equity Contracting
   Elsevier Monographs, Elsevier View citations (86)

2012

4. The Oxford Handbook of Entrepreneurial Finance
   OUP Catalogue, Oxford University Press View citations (53)
5. The Oxford Handbook of Venture Capital
   OUP Catalogue, Oxford University Press View citations (14)

Edited books

2018

1. Research Handbook of Investing in the Triple Bottom Line
   Books, Edward Elgar Publishing View citations (4)
2. The Economics of Crowdfunding
   Springer Books, Springer View citations (57)

2017

3. Microfinance for Entrepreneurial Development
   Springer Books, Springer View citations (2)
4. The Oxford Handbook of Sovereign Wealth Funds
   OUP Catalogue, Oxford University Press View citations (11)

2015

5. Developments in Chinese Entrepreneurship
   Palgrave Macmillan Books, Palgrave Macmillan View citations (1)
6. Experiences and Challenges in the Development of the Chinese Capital Market
   Palgrave Macmillan Books, Palgrave Macmillan View citations (2)
7. Sustainable Entrepreneurship in China
   Palgrave Macmillan Books, Palgrave Macmillan View citations (3)

2012

8. The Oxford Handbook of Private Equity
   OUP Catalogue, Oxford University Press View citations (18)

Chapters

2015

1. Effects of Heterogeneity on Measuring Efficiency Scores: The Case of China’s Banking Sector
   Palgrave Macmillan
2. Government Intervention in the Venture Capital Market
   Palgrave Macmillan
3. Introduction to Current Issues and Development of the Chinese Capital Market
   Palgrave Macmillan

2013

4. Introduction to the Experiences and Challenges in the Development of the Chinese Capital Market
   Palgrave Macmillan
5. The IPO as an exit strategy for venture capitalists: regional lessons from Canada with international comparisons
   Chapter 21 in Handbook of Research on IPOs, 2013, pp 465-502 View citations (1)

2012

6. Venture Capital Contracts: Implications for Emerging Markets
   Palgrave Macmillan
7. Venture capital financial contracting: an overview of the international evidence
   Chapter 4 in Handbook of Research on Venture Capital: Volume 2, 2012, pp iii-iii

2007

8. The Structure of Venture Capital Funds
   Chapter 5 in Handbook of Research on Venture Capital, 2007
9. United States Venture Capital Financial Contracting: Foreign Securities
   A chapter in Issues in Corporate Governance and Finance, 2007, pp 405-444